Common use of Associated Persons Clause in Contracts

Associated Persons. Neither the Selling Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling Stockholder and delivered to the Underwriters or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Stockholder to each Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (Shotspotter, Inc), Underwriting Agreement

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Associated Persons. Neither the such Selling Stockholder Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a the Selling Stockholder Shareholder and delivered to the Underwriters Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Stockholder Shareholder to each Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (WPP PLC)

Associated Persons. Neither the Selling Stockholder stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling Stockholder stockholder and delivered to the Underwriters Underwriter or to counsel for the Underwriters Underwriter shall be deemed to be a representation and warranty by such Selling Stockholder stockholder to each the Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Standard Diversified Inc.)

Associated Persons. Neither the Selling Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person of, any member firm of FINRA (within the meaning of Article I, Section 1(ee1(rr) of the By-laws of FINRA) of, any member firm of FINRA). Any certificate signed by or on behalf of a Selling Stockholder and delivered to the Underwriters Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Radiant Logistics, Inc)

Associated Persons. Neither the Selling Stockholder stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling Stockholder stockholder and delivered to the Underwriters Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such the Selling Stockholder stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Asure Software Inc)

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Associated Persons. Neither the such Selling Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling Stockholder and delivered to the Underwriters Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Krystal Biotech, Inc.

Associated Persons. Neither the such Selling Stockholder Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of a Selling Stockholder Shareholder and delivered to the Underwriters Representative or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Stockholder Shareholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Usa Technologies Inc)

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