Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 10 contracts
Samples: Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc)
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on NASDAQ at, or prior to, the issuance of any Placement NoticeNotice and NASDAQ shall not have raised any objection to such application.
Appears in 8 contracts
Samples: Sales Agreement (Catabasis Pharmaceuticals Inc), Sales Agreement (Audentes Therapeutics, Inc.), Sales Agreement (Catabasis Pharmaceuticals Inc)
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQthe Nasdaq Global Select Market, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ the Nasdaq Global Select Market at, or prior to, the issuance of any Placement Notice.
Appears in 6 contracts
Samples: Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (Golub Capital BDC, Inc.)
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 4 contracts
Samples: Sales Agreement (American Capital Agency Corp), Sales Agreement (American Capital Agency Corp), Sales Agreement (American Capital Agency Corp)
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 3 contracts
Samples: Equity Distribution Agreement, Equity Distribution Agreement (Marinus Pharmaceuticals Inc), Equity Distribution Agreement (Marinus Pharmaceuticals Inc)
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Penns Woods Bancorp Inc), Equity Distribution Agreement, Equity Distribution Agreement (First Foundation Inc.)
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 3 contracts
Samples: Acura Pharmaceuticals, Inc, Dynavax Technologies Corp, Omeros Corp
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, NASDAQ or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Mitcham Industries Inc), Equity Distribution Agreement (Mitcham Industries Inc)
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQthe Nasdaq Capital Market, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ the Nasdaq Capital Market at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Wheeler Real Estate Investment Trust, Inc.), Equity Distribution Agreement (Wheeler Real Estate Investment Trust, Inc.)
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQNasdaq Global Select Market, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ Nasdaq Global Select Market at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Equity Distribution Agreement (TICC Capital Corp.), Equity Distribution Agreement (TICC Capital Corp.)
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for submitted a notification of listing of the Placement Securities on the NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Equity Distribution Agreement (LAVA Therapeutics NV), Equity Distribution Agreement (Kempharm, Inc)
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NASDAQthe NASDAQ and the TASE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NASDAQ and the TASE at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Pluristem Therapeutics Inc, Pluristem Therapeutics Inc
Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on NASDAQ the Exchange at, or prior to, the issuance of any Placement Notice.
Appears in 2 contracts
Samples: Sales Agreement (Aeterna Zentaris Inc.), Sales Agreement (Aeterna Zentaris Inc.)
Approval for Listing. The Placement subject Securities shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, NASDAQ or (ii) the Company shall have filed an application for listing of the Placement subject Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 1 contract
Samples: Mind Technology, Inc
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NASDAQ, subject only to notice of issuance, or (ii) the Company Partnership shall have filed an application for listing of the Placement Securities on the NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 1 contract
Samples: Golar LNG Partners LP
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQthe NASDAQ Global Select Market, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 1 contract
Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)
Approval for Listing. The At or prior to the issuance of any Placement Securities shall Notice, either have been (i) the Placement Shares shall have been approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on NASDAQ at, or prior to, the issuance of any Placement NoticeNASDAQ.
Appears in 1 contract
Samples: Investors Real Estate Trust
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 1 contract
Samples: Synchronoss Technologies Inc
Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NASDAQ, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NASDAQ at, or prior to, the issuance of any Placement Notice.
Appears in 1 contract
