Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 21 contracts
Samples: Distribution Agreement (Wasatch Funds Trust), Distribution Agreement (Stone Harbor Investment Funds), Distribution Agreement (Wasatch Funds Trust)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 14 contracts
Samples: Distribution Agreement (Henssler Funds Inc), Distribution Agreement (Accessor Funds Inc), Distribution Agreement (Fifth Third Funds)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the FundTrust, the Distributor will supply the Fund Trust with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Trust may reasonably request from time to time.
Appears in 11 contracts
Samples: Distribution Agreement (ALPS Variable Investment Trust), Distribution Agreement (Financial Investors Trust), Distribution Agreement (Financial Investors Variable Insurance Trust)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”PATRIOT ACT) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 9 contracts
Samples: Distribution Agreement (Nexpoint Event-Driven Fund), Distribution Agreement (Nexpoint Opportunistic Credit Fund), Distribution Agreement (Nexpoint Opportunistic Credit Fund)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the a request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s 's anti-money money-laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 7 contracts
Samples: General Distribution Agreement (Steward Funds, Inc.), General Distribution Agreement (Steward Funds, Inc.), General Distribution Agreement (Steward Funds, Inc.)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the FundTrust, the Distributor will supply the Fund Trust with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Trust may reasonably request from time to time.
Appears in 6 contracts
Samples: Distribution Agreement (AQR Funds), Distribution Agreement (AQR Funds), Distribution Agreement (AQR Funds)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”PATRIOT ACT) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the FundFunds, the Distributor will supply the Fund Funds with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Funds may reasonably request from time to time.
Appears in 4 contracts
Samples: Distribution Agreement (Highland Global Allocation Fund), Distribution Agreement (Highland Floating Rate Opportunities Fund Ii), Distribution Agreement (Highland Funds Ii)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the a request from the FundCompany, the Distributor will supply the Fund Company with copies of the Distributor’s 's anti-money money-laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Company may reasonably request from time to time.
Appears in 2 contracts
Samples: General Distribution Agreement (Steward Funds, Inc.), General Distribution Agreement (Steward Funds, Inc.)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon on as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 1 contract
Samples: Distribution Agreement (Williams Capital Management Trust)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot PATRIOT Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 1 contract
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the FundTrust, the Distributor will supply the Fund Trust with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Trust may reasonably request from time to time.
Appears in 1 contract
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot ActPATRIOT ACT”) and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 1 contract
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with all applicable laws and regulations, including, but not limited to, Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA Patriot Act”) and all applicable laws and relevant regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the a Fund, the Distributor will supply the such Fund with copies of the Distributor’s anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the a Fund may reasonably request from time to time.
Appears in 1 contract
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”PATRIOT ACT") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possiblecommercially practicable, following the request from the FundCompany, the Distributor will supply the Fund Company with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Company may reasonably request from time to time.
Appears in 1 contract
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon on as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 1 contract
Samples: Distribution Agreement (Williams Capital Management Trust)
Anti-Money Laundering. The Distributor agrees to maintain an anti-money laundering program in compliance with Title III of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “"USA Patriot Act”") and all applicable laws and regulations promulgated thereunder. The Distributor confirms that, as soon as possible, following the request from the Fund, the Distributor will supply the Fund with copies of the Distributor’s 's anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 1 contract