Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 82 contracts
Samples: Investment Advisory Agreement (RBB Fund Inc), And Administration Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio as to any given Fund shall be effective until approved by vote of the holders of a majority of the such Fund’s outstanding voting securities of the Portfoliosecurities.
Appears in 64 contracts
Samples: Investment Advisory Agreement (Invesco Actively Managed Exchange-Traded Fund Trust), Investment Advisory Agreement (PowerShares Exchange-Traded Self-Indexed Fund Trust), Investment Advisory Agreement (PowerShares Exchange-Traded Self-Indexed Fund Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and and, unless otherwise permitted by the 1940 Act, no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 57 contracts
Samples: Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio Fund shall be effective effective, to the extent required by the 1940 Act, until approved by vote the applicable shareholders of the holders Fund in the manner required by the 1940 Act and the rules thereunder, subject to any applicable orders of a majority of exemption issued by the outstanding voting securities of the PortfolioSecurities and Exchange Commission.
Appears in 43 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (SCM Trust), Investment Advisory Agreement (SCM Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Series' outstanding voting securities of the Portfoliosecurities.
Appears in 39 contracts
Samples: Investment Advisory Agreement (Sma Relationship Trust), Investment Advisory Agreement (Sma Relationship Trust), Investment Advisory Agreement (Ubs Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 35 contracts
Samples: Agreement (Quaker Investment Trust), Veracity Funds Agreement (Veracity Funds), Trendstar Investment Trust Agreement (Trendstar Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 35 contracts
Samples: Investment Advisory Agreement (Capital Management Investment Trust), Investment Advisory Agreement (Chesapeake Investment Trust), Investment Advisory Agreement (Capital Management Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and and, unless otherwise permitted by the 1940 Act, no amendment of this Agreement affecting the Portfolio Company shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioCompany.
Appears in 35 contracts
Samples: Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended with the Portfolio shall be effective until approved by vote approval of the holders Board or of a majority of the outstanding voting securities of the PortfolioFund; provided, that in either case, such amendment also shall be approved by a majority of the Independent trustees/directors.
Appears in 29 contracts
Samples: Distribution Agreement (SFS Series Trust), Distribution Agreement (SFS Series Trust), Distribution Agreement (State Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote the Board of Trustees of the holders of Fund, including a majority of the outstanding voting securities Trustees who are not interested persons of the PortfolioAdviser or the Sub-Adviser, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 27 contracts
Samples: Sub Advisory Agreement (Aip Alternative Strategies Funds), Sub Advisory Agreement (Underlying Funds Trust), Sub Advisory Agreement (Aip Alternative Strategies Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Series’ outstanding voting securities of the Portfoliosecurities.
Appears in 27 contracts
Samples: Investment Advisory Agreement (Ubs Funds), Investment Advisory Agreement (Ubs Funds), Investment Advisory Agreement (Ubs Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund’s outstanding voting securities (unless the Trust receives an SEC exemptive order or opinion of counsel, or the issue is the subject of a position of the PortfolioSEC or its staff, permitting it to modify the Agreement without such vote).
Appears in 22 contracts
Samples: Sub Advisory Agreement (State Street Institutional Funds), Sub Advisory Agreement (State Street Institutional Funds), Sub Advisory Agreement (State Street Institutional Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 22 contracts
Samples: Advisory Agreement (Armada Funds), Investment Advisory Agreement (Emerald Funds), Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote the Board of Trustees of the holders of Fund, including a majority of the outstanding voting securities Trustees who are not interested persons of the PortfolioAdvisor or the Sub-Advisor, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 20 contracts
Samples: Sub Advisory Agreement (Underlying Funds Trust), Sub Advisory Agreement (Underlying Funds Trust), Sub Advisory Agreement (Underlying Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to a Fund until approved by vote of the holders of a majority of the outstanding voting securities of the Portfoliothat Fund.
Appears in 20 contracts
Samples: Advisory Agreement (Armada Funds), Advisory Agreement (Armada Funds), Interim Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities of the Portfoliosecurities.
Appears in 18 contracts
Samples: Investment Management Agreement (WTI Fund XI, Inc.), Investment Management Agreement (WTI Fund X, Inc.), Investment Management Agreement (Venture Lending & Leasing VIII, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote the Board of the holders of Trustees, including a majority of the outstanding voting securities members of the PortfolioBoard of Trustees who are not interested persons of the Advisor or the Trader, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 16 contracts
Samples: Form of Trading Agreement (Hatteras Alternative Mutual Funds Trust), Trading Agreement (Hatteras Alternative Mutual Funds Trust), Form of Trading Agreement (Hatteras Alternative Mutual Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to a Fund until approved by vote of the holders of a majority of the outstanding voting securities of the Portfoliosuch Fund.
Appears in 16 contracts
Samples: Allegiant Funds Advisory Agreement (PNC Funds), Allegiant Advantage Fund Advisory Agreement (PNC Advantage Funds), Armada Funds Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 15 contracts
Samples: Investment Advisory Agreement (Corefunds Inc), Investment Advisory Agreement (Corefunds Inc), Investment Advisory Agreement (Corefunds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio Fund shall be effective effective, to the extent required by the 1940 Act, until approved by vote the applicable shareholders of the holders Fund approve such amendment in the manner required by the 1940 Act and the rules thereunder, subject to any applicable orders of a majority of exemption issued by the outstanding voting securities of the PortfolioSEC.
Appears in 14 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund’s outstanding voting securities (unless the Company receives an SEC exemptive order or opinion of counsel, or the issue is the subject of a position of the PortfolioSEC or its staff, permitting it to modify the Agreement without such vote).
Appears in 14 contracts
Samples: Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc), Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc), Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio as to a given Series shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfoliosuch Series.
Appears in 13 contracts
Samples: Investment Advisory Agreement (First Investors Tax Exempt Funds), Investment Advisory Agreement (First Investors Life Series Funds), Investment Advisory Agreement (First Investors Income Funds)
Amendment of this Agreement. No provision material term of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of a material term of this Agreement affecting the Portfolio shall be effective with respect to a Fund, until approved by vote Vote of a Majority of the holders Outstanding Voting Securities of a majority of the outstanding voting securities of the Portfoliothat Fund.
Appears in 13 contracts
Samples: Investment Advisory Agreement (Security Income Fund /Ks/), Investment Advisory Agreement (Bt Pyramid Mutual Funds), Agreement (International Equity Portfolio)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 12 contracts
Samples: Investment Advisory Agreement (Plan Investment Fund Inc), Investment Advisory Agreement (Plan Investment Fund Inc), Investment Advisory Agreement (Plan Investment Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and and, unless otherwise permitted by the 1940 Act, no amendment of this Agreement affecting the a Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 12 contracts
Samples: Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund’s outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 11 contracts
Samples: Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio a Fund shall be effective effective, to the extent required by the 1940 Act, until approved by vote the applicable shareholders of the holders Fund in the manner required by the 1940 Act and the rules thereunder, subject to any applicable orders of a majority of exemption issued by the outstanding voting securities of the PortfolioSecurities and Exchange Commission.
Appears in 11 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Interim Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the this change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 11 contracts
Samples: Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 11 contracts
Samples: Investment Management Agreement (Cowen Standby Tax Exempt Reserve Fund Inc), Investment Management Agreement (Cowen Standby Reserve Fund Inc), Investment Management Agreement (Cowen Series Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioSeries.
Appears in 11 contracts
Samples: Investment Advisory Agreement (Trainer Wortham Funds), Sub Investment Advisory Agreement (Trainer Wortham Funds), Investment Advisory Agreement (Trainer Wortham Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 10 contracts
Samples: Interim Investment Advisory Agreement (Williamsburg Investment Trust), Interim Investment Advisory Agreement (Williamsburg Investment Trust), Interim Investment Advisory Agreement (Williamsburg Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall will be effective as to a particular Fund until approved by vote of the holders of a majority of the outstanding voting securities of the Portfoliosuch Fund.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Pacific Horizon Funds Inc), Proposed Investment Advisory Agreement (Nicholas Applegate Institutional Funds), Investment Advisory Agreement (Nicholas Applegate Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the with respect to any Portfolio shall be effective until approved by vote of the holders of a majority of the that Portfolio's outstanding voting securities of the Portfoliosecurities.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Threshold Advisor Funds Inc), Advisory Agreement (Foresight Funds Inc), Advisory Agreement (Foresight Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended with the Portfolio shall be effective until approved by vote approval of the holders Board or of a majority of the outstanding voting securities of the PortfolioTrust; provided, that in either case, such amendment also shall be approved by a majority of the Independent trustees/directors.
Appears in 9 contracts
Samples: Distribution Agreement (Clark Fork Trust), Distribution Agreement (Avondale Funds), Distribution Agreement (PSP Family of Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the a Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of such Portfolio. However, this shall not prevent the PortfolioSub-Adviser from reducing, limiting or waiving its fee.
Appears in 9 contracts
Samples: Sub Advisory Agreement (Nations Annuity Trust), Sub Advisory Agreement (Nations Annuity Trust), Sub Advisory Agreement (Nations Annuity Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and and, unless otherwise permitted by the 1940 Act, no amendment of this Agreement affecting the a Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the that Portfolio.
Appears in 8 contracts
Samples: Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 8 contracts
Samples: Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the a Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of such Portfolio. However, this shall not prevent the PortfolioAdviser from reducing, limiting or waiving its fee.
Appears in 8 contracts
Samples: Investment Advisory Agreement (Nations Annuity Trust), Investment Advisory Agreement (Nations Separate Account Trust), Investment Advisory Agreement (Nations Separate Account Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought. If shareholder approval of an amendment is required under the 1940 Act, and no such amendment shall become effective until approved by a vote of the majority of the outstanding shares of the affected Fund. Otherwise, a written amendment of this Agreement affecting is effective upon the Portfolio shall be effective until approved by vote approval of the holders of a majority of Board and the outstanding voting securities of the PortfolioManager.
Appears in 7 contracts
Samples: Interim Investment Management Agreement (Wells Fargo Funds Trust), Interim Investment Management Agreement (Wells Fargo Funds Trust), Investment Management Agreement (Wells Fargo Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Portfolio's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 7 contracts
Samples: Investment Advisory Agreement (Vontobel Funds Inc), Investment Advisory Agreement (World Funds Inc /Md/), Investment Advisory Agreement (Vontobel Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote the Board of the holders of Trustees, including a majority of the outstanding voting securities members of the PortfolioBoard of Trustees who are not interested persons of the Advisor or the Sub-Adviser, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 7 contracts
Samples: Sub Advisory Agreement (Capital Guardian Funds Trust), Form of Sub Advisory Agreement (Capital Guardian Funds Trust), Sub Advisory Agreement (Riverpark Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the each Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 7 contracts
Samples: Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio with respect to any Fund shall be effective until approved except, if required by law, by vote of the holders of a majority of the that Fund’s outstanding voting securities of the Portfoliosecurities.
Appears in 6 contracts
Samples: Investment Advisory Agreement (Direxion Funds), Investment Advisory Agreement (Direxion Shares ETF Trust), Investment Advisory Agreement (Direxion Shares ETF Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities of the Portfoliosecurities. 11.
Appears in 6 contracts
Samples: Management Agreement (WTI Fund X, Inc.), Management Agreement (Venture Lending & Leasing IX, Inc.), Management Agreement (Venture Lending & Leasing VIII, Inc.)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective as to a Specified Series until approved by vote of the holders of Trustees, including a majority of the outstanding voting securities Trustees who are not interested persons of you or of the PortfolioTrust, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 6 contracts
Samples: Cash Resource Trust /Ma/, Cash Resource Trust /Ma/, Mentor Variable Investment Portfolios
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective with respect to the Fund until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 6 contracts
Samples: Investment Advisory Agreement (Huntington Funds /Ma/), Sub Advisory Agreement (Excelsior Tax Exempt Funds Inc), Huntington Funds /Ma/
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing writing, signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective with respect to any Fund until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 6 contracts
Samples: Investment Advisory Agreement (Huntington Funds /Ma/), Investment Advisory Agreement (Huntington Funds /Ma/), Huntington Funds
Amendment of this Agreement. No provision provisions of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective as to a Specified Series until approved by vote of the holders of Trustees, including a majority of the outstanding voting securities Trustees who are not interested persons of you or of the PortfolioFund, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 6 contracts
Samples: Mentor Funds, Mentor Funds, Mentor Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund's outstanding voting securities (unless the Company receives an SEC order or opinion of counsel, or the issue is the subject of a position of the PortfolioSEC or its staff, permitting it to modify the Agreement without such vote).
Appears in 6 contracts
Samples: Sub Advisory Agreement (Ge Institutional Funds), Sub Advisory Agreement (Ge Funds), Ge Funds (Ge Funds)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund and by the Trustees, including a majority of the Trustees who are not interested persons of you or of the Trust, cast in person at a meeting called for the purpose of voting on such approval.
Appears in 6 contracts
Samples: Scudder State Tax Free Trust, Scudder State Tax Free Trust, Scudder Equity Trust
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote a majority of the holders Trustees of the Trust including a majority of the Trust's disinterested Trustees, or by a vote of a majority of the outstanding voting securities of the PortfolioTrust.
Appears in 5 contracts
Samples: Agreement (Aal Mutual Funds), Agreement (Aal Mutual Funds), Agreement (Aal Mutual Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally. A provision of this Agreement may only be changed, except waived, discharged or terminated by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to the Fund until approved by the vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 5 contracts
Samples: Sub Advisory Agreement (Galaxy Fund /De/), Sub Advisory Agreement (Pillar Funds), Sub Advisory Agreement (Galaxy Fund /De/)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio Fund shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 5 contracts
Samples: Sub Advisory Agreement (Warburg Pincus Worldperks Money Market Fund Inc), Sub Advisory Agreement (Warburg Pincus Worldperks Tax Free Money Fund Inc), Sub Advisory Agreement (Warburg Pincus Worldperks Tax Free Money Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective as to any Fund until approved by vote of the holders of a majority of the that Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 5 contracts
Samples: Investment Advisory Agreement (Nottingham Investment Trust Ii), Investment Advisory Agreement (Nottingham Investment Trust Ii), Investment Advisory Agreement (Nottingham Investment Trust Ii)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended with the Portfolio shall be effective until approved by vote approval of the holders Board or of a majority of the outstanding voting securities of the PortfolioTrust; provided, that in either case, such amendment also shall be approved by a majority of the Independent Trustees.
Appears in 5 contracts
Samples: Distribution Agreement (Simms Funds), Form of Distribution Agreement (Simms Funds), Distribution Agreement (Richardson T O Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Trust's outstanding voting securities of the Portfoliosecurities.
Appears in 5 contracts
Samples: Investment Advisory and Administration Agreement (Heritage Cash Trust), Investment Advisory and Administration Agreement (Heritage Income Growth Trust), Capital Appreciation Trust (Heritage Capital Appreciation Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no parties hereto. No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Aegis Funds), Investment Advisory Agreement (Aegis Funds), Investment Advisory Agreement (Aegis Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which an enforcement of the change, waiver, discharge or termination is sought, and no ; provided that any material amendment of the terms of this Agreement affecting (including any amendment to increase the Portfolio compensation payable under Section I hereof) shall be become effective until approved only upon approval by vote of the holders of a majority of the outstanding voting securities Fund’s Board of Trustees, including a majority of the PortfolioDisinterested Trustees.
Appears in 4 contracts
Samples: Special Administrative Services Agreement (Community Capital Trust), Special Administrative Services Agreement (Community Reinvestment Act Qualified Investment Fund), Special Administrative Services Agreement (Community Reinvestment Act Qualified Investment Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 4 contracts
Samples: Management Agreement (Access Capital Strategies Community Inv Fd Inc\insti Inv Por), Management Agreement (Access Capital Strategies Community Investment Fund Inc/Ma), Management Agreement (Access Capital Strategies Community Investment Fund Inc/Ma)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended as to any Series with the Portfolio shall be effective until approved by vote approval of the holders Trustees or of a majority of the outstanding voting securities of such Series; provided, that in either case, such amendment also shall be approved by a majority of the PortfolioDisinterested Trustees.
Appears in 4 contracts
Samples: Distribution Agreement (Direxion Insurance Trust), Distribution Agreement (Direxion Funds), Distribution Agreement (Potomac Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orallyterminated, except by an instrument in writing signed by both parties and, unless otherwise permitted by the party against which enforcement of the change1940 Act, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of a majority of the Board of Directors and by the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 4 contracts
Samples: Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.), Investment Advisory Agreement (RBB Fund, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the a Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the such Portfolio.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Temporary Investment Fund Inc), Advisory Agreement (Municipal Fund for Temporary Investment), Advisory Agreement (Temporary Investment Fund Inc)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting for which approval by the Portfolio outstanding voting securities of the Fund is required under the 1940 Act shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Msd&t Funds Inc), Sub Advisory Agreement (Msd&t Funds Inc), Sub Advisory Agreement (Msd&t Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to the Fund until approved by the vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Bb&t Funds /), Sub Advisory Agreement (Bb&t Mutual Funds Group), Sub Advisory Agreement (Bb&t Mutual Funds Group)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 4 contracts
Samples: Management Agreement (Venture Lending & Leasing Inc), Management Agreement (Venture Lending & Leasing Iii Inc), Management Agreement (Venture Lending & Leasing Ii Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended with the Portfolio shall be effective until approved by vote approval of the holders Board or of a majority of the outstanding voting securities of the PortfolioFund; provided, that in either case, such amendment also shall be approved by a majority of the Independent Directors.
Appears in 4 contracts
Samples: Distribution Agreement (Builders Fixed Income Fund Inc), Placement Agency Agreement (Kinetics Portfolios Trust), Distribution Agreement (Medical Fund & the Cure for Cancer Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities (as defined in Section 2(a)(42) of the Portfolio1940 Act).
Appears in 4 contracts
Samples: Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust), Investment Advisory Agreement (Williamsburg Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the each Fund’s outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 4 contracts
Samples: Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to the Fund until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Sierra Trust Funds), Interim Advisory Agreement (Armada Funds), Equity Fund Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective with respect to a Fund until approved by vote of the holders of a majority of the that Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Huntington Va Funds), Agreement (Huntington Funds), Agreement (Huntington Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 4 contracts
Samples: Sub Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 4 contracts
Samples: Investment Management Agreement (Cowen Series Funds Inc), Investment Management Agreement (Cowen Funds Inc), Investment Management Agreement (Cowen Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Company's outstanding voting securities shares of the PortfolioCommon Stock.
Appears in 4 contracts
Samples: Investment Advisory Agreement (A Time to Grow Inc), Investment Advisory Agreement (Brantley Capital Corp), Investment Advisory Agreement (Brantley Capital Corp)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought. If shareholder approval of an amendment is required under the 1940 Act, and no such amendment shall become effective until approved by a vote of the majority of the outstanding shares of the affected Funds. Otherwise, a written amendment of this Agreement affecting is effective upon the Portfolio shall be effective until approved by vote approval of the holders Board of a majority of Trustees and the outstanding voting securities of the PortfolioAdviser.
Appears in 4 contracts
Samples: Agreement (Wells Fargo Variable Trust), Agreement (Wells Fargo Funds Trust), Investment Advisory Agreement (Wells Fargo Variable Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio a Fund shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfoliosuch Fund.
Appears in 4 contracts
Samples: Management Agreement (Blackrock Liquidity Funds), Management Agreement (Blackrock Liquidity Funds), Management Agreement (Blackrock Liquidity Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 4 contracts
Samples: World Funds Trust (World Funds Trust), Sub Advisory Agreement (World Funds Trust), World Funds Trust (World Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 4 contracts
Samples: Investment Advisory Agreement (New Alternatives Fund), Investment Advisory Agreement (New Alternatives Fund Inc), Sub Advisory Agreement (Cam Balanced Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Portfolio's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 3 contracts
Samples: Agreement (Penn Street Fund Inc), Agreement (Penn Street Fund Inc), Sub Investment Advisory Agreement (Penn Street Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the each Fund’s outstanding voting securities of the Portfoliosecurities.
Appears in 3 contracts
Samples: Investment Advisory Agreement (MainGate Trust), Investment Advisory Agreement (YieldQuest Funds Trust), Investment Advisory Agreement (YieldQuest Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but may be changed, discharged or terminated by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio Company shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioCompany.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Warburg Pincus Growth & Income Fund Inc), Investment Advisory Agreement (Warburg Pincus Balanced Fund Inc), Investment Advisory Agreement (Warburg Pincus Tax Free Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund's outstanding voting securities (unless the Trust receives an SEC exemptive order or opinion of counsel, or the issue is the subject of a position of the PortfolioSEC or its staff, permitting it to modify the Agreement without such vote).
Appears in 3 contracts
Samples: Sub Item 77q1 (Ge Institutional Funds), Sub Item 77q1 (Ge Institutional Funds), Sub Item (Ge Institutional Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. SECTION 15.
Appears in 3 contracts
Samples: Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio Fund shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 3 contracts
Samples: Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orallyterminated, except by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective with respect to the Fund until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 3 contracts
Samples: Advisory Agreement (PFM Funds), Advisory Agreement (PFM Funds), Advisory Agreement (PFM Funds)
Amendment of this Agreement. No provision of provisions in this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party or parties against which enforcement of the change, discharge or termination is sought, and no amendment of to this Agreement affecting the Portfolio Fund shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioFund.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Pegasus Funds), Sub Advisory Agreement (Pegasus Funds), Sub Advisory Agreement (Pegasus Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the as to any given Portfolio shall be effective until approved by vote of the holders of a majority of the such Portfolio's outstanding voting securities of the Portfoliosecurities.
Appears in 3 contracts
Samples: Investment Management and Administration Agreement (Ubs Pace Select Advisors Trust), Investment Management and Administration Agreement (Ubs Pace Select Advisors Trust), Investment Management and Administration Agreement (Ubs Pace Select Advisors Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund’s outstanding voting securities (unless the Company receives an order from the SEC or opinion of counsel permitting it to modify the PortfolioAgreement without such vote).
Appears in 3 contracts
Samples: Invesment Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc), Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc), Sub Advisory Agreement (Ge Investment Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no amendment of this . This Agreement affecting may be amended with the Portfolio shall be effective until approved by vote approval of the holders Board or of a majority of the outstanding voting securities of the PortfolioTrust; provided, that in either case, such amendment also shall be approved by a majority of the Independent trustees.
Appears in 3 contracts
Samples: Distribution Agreement (Arbitrage Funds), Distribution Agreement (Allied Asset Advisors Funds), Distribution Agreement (Brazos Mutual Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Funds' outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 3 contracts
Samples: Investment Advisory Agreement (American Pension Investors Trust), Investment Management Agreement (Merriman Investment Trust), Investment Management Agreement (Elite Group of Mutual Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, discharge waiver, discharge, or termination is sought, and no . No material amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund’s outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 3 contracts
Samples: Sub Advisory Agreement (360 Funds), Sub Advisory Agreement (360 Funds), Sub Advisory Agreement (360 Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged waived, discharged, or terminated orally, except but only by an a written instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio resulting in a material detriment to any Fund's shareholders shall be effective until approved by vote of the holders of a majority of the affected Fund's outstanding voting securities of (as defined in the Portfolio1940 Act).
Appears in 3 contracts
Samples: Agreement (Quaker Investment Trust), Agreement (Quaker Investment Trust), Quaker Investment Trust
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the PortfolioTrust.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Vision Group of Funds), Vision Group of Funds, MTB Group of Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of a majority of the holders Independent Trustees, or by vote of a majority of the outstanding voting securities of such Fund affected by the Portfolioamendment.
Appears in 3 contracts
Samples: Administration Agreement (Ssga Funds), Letter Agreement (Seven Seas Series Fund), Letter Agreement (Ssga Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective with respect to any Fund until approved by vote of the holders of a majority of the such Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Monitor Funds), Investment Advisory Agreement (Monitor Funds), Huntington Funds /Ma/
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no material amendment to the terms of this Agreement affecting the Portfolio shall be effective until approved by a vote of the holders of a majority of the Fund's outstanding voting securities (unless the Company receives an SEC order or opinion of counsel permitting it to modify the PortfolioAgreement without such vote).
Appears in 3 contracts
Samples: Sub Advisory Agreement (Life of Virginia Series Fund Inc), Sub Advisory Agreement (Ge Investment Funds Inc), Ge Institutional Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the Fund's outstanding voting securities of the Portfoliosecurities.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Municipal Fund for New York Investors Inc), Advisory Agreement (Chestnut Street Exchange Fund), Advisory Agreement (Chestnut Street Exchange Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. SECTION 16.
Appears in 3 contracts
Samples: Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc), Investment Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 3 contracts
Samples: Sub Advisory Agreement (RBB Fund Inc), Sub Advisory Agreement (RBB Fund Inc), Sub Advisory Agreement (RBB Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote a majority of the holders Trustees of the Trust including a majority of the Trust’s disinterested Trustees, or by a vote of a majority of the outstanding voting securities of the PortfolioTrust.
Appears in 3 contracts
Samples: Administration Contract (Thrivent Cash Management Trust), Administration Contract (Thrivent Mutual Funds), Administration Contract (Thrivent Mutual Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, except but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement affecting the Portfolio shall be effective with respect to the Portfolio until approved by the vote of the holders of a majority of the outstanding voting securities of the Portfolio.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Arch Fund Inc), Sub Advisory Agreement (Arch Fund Inc)
