Common use of ALPS Compensation; Expenses Clause in Contracts

ALPS Compensation; Expenses. (a) In consideration for the services to be performed hereunder by ALPS, the Trust, on behalf of each Fund, shall pay ALPS the fees listed in Appendix C hereto. Notwithstanding anything to the contrary in this Agreement, fees billed for the services to be performed by ALPS under this Agreement are based on information provided by the Trust or each Fund’s investment adviser and such fees are subject to renegotiation between the parties to the extent such information is determined by ALPS to be materially different from what each Fund’s investment adviser originally provided to ALPS and/or in cases where ALPS provides services to additional funds as agreed upon and identified in Appendix A. Beginning on the first anniversary date of the Agreement and on each year thereafter, the minimum fees reflected in Appendix C will be subject to an annual cost of living increase based on the Consumer Price Index for Urban Wage Earners and Clerical Workers, for the Denver-Boulder-Greeley area, as published biannually by the United States Department of Labor, Bureau of Labor Statistics, or, in the event that publication of such index is terminated, any successor or substitute index, appropriately adjusted, acceptable to all parties. ALPS will provide notice to the Trust of the amount of such cost of living increase prior to its implementation.

Appears in 4 contracts

Samples: Pricing Services Agreement (ALPS Series Trust), Pricing Services Agreement (ALPS Series Trust), Pricing Services Agreement (ALPS Series Trust)

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ALPS Compensation; Expenses. (a) In consideration for the services to be performed hereunder by ALPS, the Trust, on behalf of each Fund, Fund shall pay ALPS the fees listed in Appendix C B hereto, including any implementation fees therein. Notwithstanding anything to the contrary in this Agreement, fees billed for the services to be performed by ALPS under this Agreement are based on information provided by the Trust Fund or each the Fund’s investment adviser and such fees are subject to renegotiation between the parties to the extent such information is determined by ALPS to be materially different from what each the Fund’s investment adviser originally provided to ALPS and/or in cases ALPS, where ALPS provides services to additional funds as agreed upon and identified in Appendix A. A, and/or ALPS provides additional or different services than services identified in Appendix B. Beginning on the first anniversary date of the Agreement and on each year thereafter, the minimum fees reflected in Appendix C will be B are subject to an annual cost of living increase based on the Consumer Price Index for Urban Wage Earners and Clerical Workers, for the Denver-Boulder-Greeley area, as published biannually by the United States Department of Labor, Bureau of Labor Statistics, or, in the event that publication of such index is terminated, any successor or substitute index, appropriately adjusted, acceptable to all parties. ALPS will provide notice to the Trust Fund of the amount of such cost of living increase prior to its implementation. Notwithstanding the foregoing, the annual cost of living increase provided for in this section shall not, under any circumstance, exceed five percent (5%) of the minimum fees for the preceding calendar year.

Appears in 3 contracts

Samples: Administration, Bookkeeping And (Broadstone Real Estate Access Fund), Pricing Services Agreement (Broadstone Real Estate Access Fund), Pricing Services Agreement (Broadstone Real Estate Access Fund, Inc.)

ALPS Compensation; Expenses. (a) In consideration for the services to be performed hereunder by ALPS, the Trust, on behalf of each Fundthe Funds, shall pay ALPS the fees listed in Appendix C hereto. Notwithstanding anything to the contrary in this Agreement, fees billed for the services to be performed by ALPS under this Agreement are based on information provided by the Trust or each Fund’s the Funds’ investment adviser and such fees are subject to renegotiation between the parties to the extent such information is determined by ALPS to be materially different from what each Fund’s the Funds’ investment adviser originally provided to ALPS and/or in cases ALPS, where ALPS provides services to additional funds as agreed upon and identified in Appendix A. A, and/or ALPS provides additional or different services than services identified in Appendix B. Beginning on the first anniversary date of the Agreement and on each year thereafter, the minimum fees reflected in Appendix C will be are subject to an annual cost of living increase based on the Consumer Price Index for Urban Wage Earners and Clerical Workers, for the Denver-Boulder-Greeley area, as published biannually by the United States Department of Labor, Bureau of Labor Statistics, or, in the event that publication of such index is terminated, any successor or substitute index, appropriately adjusted, acceptable to all parties. ALPS will provide notice to the Trust of the amount of such cost of living increase prior to its implementation.

Appears in 2 contracts

Samples: Pricing Services Agreement (Harvest Volatility Edge Trust), Administration, Bookkeeping And (Harvest Volatility Edge Trust)

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ALPS Compensation; Expenses. (a) In consideration for the services to be performed hereunder by ALPS, the Trust, on behalf of each Fund, Fund shall pay ALPS the fees listed in Appendix C B hereto. Notwithstanding anything to the contrary in this Agreement, fees billed for the services to be performed by ALPS under this Agreement are based on information provided by the Trust or each Fund’s investment adviser and such fees are subject to renegotiation between the parties to the extent such information is determined by ALPS to be materially different from what each the Fund’s investment adviser originally provided to ALPS and/or in cases where ALPS provides services to additional funds as agreed upon and identified in Appendix A. Beginning on the first anniversary date of the Agreement and on each year thereafter, the minimum fees reflected in Appendix C will be subject to incur an annual cost of living increase based on any increase in the Consumer Price Index for Urban Wage Earners and Clerical Workers, for the Denver-Boulder-Greeley area, as published biannually by the United States Department of Labor, Bureau of Labor Statistics, or, in the event that publication of such index is terminated, any successor or substitute index, appropriately adjusted, acceptable to all parties. ALPS will provide notice to the Trust Fund of the amount of such cost of living increase prior to its implementation.

Appears in 1 contract

Samples: Pricing Services Agreement (X-Square Balanced Fund, LLC)

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