Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 15 contracts

Samples: Fund Participation Agreement (Annuity Investors Variable Account B), Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Protective COLI VUL)

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Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner that has been identified by the Fund as having engaged in directed transactions in Shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 11 contracts

Samples: Fund Participation Agreement (Delaware Life Ny Variable Account D), Fund Participation Agreement (Delaware Life Ny Variable Account C), Fund Participation Agreement (Delaware Life Ny Variable Account C)

Agreement to Restrict Trading. Company agrees We agree to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 8 contracts

Samples: Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc)

Agreement to Restrict Trading. Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) a Company Fund Account that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Sharesmarket timing and abusive trading practices.

Appears in 3 contracts

Samples: Participation Agreement (Ml of New York Variable Annuity Separate Account D), Participation Agreement (Ml of New York Variable Annuity Separate Account D), Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D)

Agreement to Restrict Trading. Company agrees agrees, upon direction of the Fund, to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares shares by a Variable Contract owner that has been identified by the Fund as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an the Company’s Account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of its Sharesthe outstanding Shares issued by the Fund, as set forth in SEC Rule 22c-2.

Appears in 2 contracts

Samples: Participation Agreement (SBL Variable Annuity Account Xiv), The Participation Agreement (SBL Variable Annuity Account Xiv)

Agreement to Restrict Trading. The Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner Shareholder that has been identified by the Fund as having engaged in transactions in of the Fund's Shares (directly or indirectly through an Accountthe Company's account) that violate policies established by the Fund for the purpose of recouping for the Fund the costs it may incur as a result of redemptions of Shares within 30 days of the date of purchase or eliminating or reducing any dilution of the value of its Sharesthe outstanding Shares issued by the Fund.

Appears in 2 contracts

Samples: Participation Agreement (Jefferson National Life Annuity Account G), Participation Agreement (Jefferson National Life Annuity Account G)

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Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by Fund shares with respect to a Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 2 contracts

Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)

Agreement to Restrict Trading. The Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Variable Contract owner Shareholder that has been identified by the Fund as having engaged in transactions in of the Fund’s Shares (directly or indirectly through an Accountthe Company’s account) that violate policies established by the Fund for the purpose of recouping for the Fund the costs it may incur as a result of redemptions of Shares within 30 days of the date of purchase or eliminating or reducing any dilution of the value of its Sharesthe outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Participation Agreement (Merger Fund Vl)

Agreement to Restrict Trading. The Company agrees to execute a Request from the Fund Trust to restrict or prohibit further purchases or exchanges of Shares a Fund’s shares by a Variable Contract owner owner(s) that has been identified by the Fund Trust as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund Trust for the purpose of eliminating or reducing any dilution of the value of its Sharesshares.

Appears in 1 contract

Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust)

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