Advisory Contracts. Each Advisory Contract includes all provisions required by and complies with the Advisers Act, except as would not constitute a Material Adverse Effect. Each applicable IA Subsidiary is, and at all times since June 30, 2016 has been, in compliance with all applicable requirements, if any, as to portfolio composition, investment restrictions, and investment policies of a Client, to the extent that such requirements are required to be complied with under the Advisory Contract or applicable Law and are communicated to the applicable IA Subsidiary in writing, unless otherwise permitted under the Advisory Contract, except for such events of noncompliance that would not constitute a Material Adverse Effect.
Advisory Contracts. Since the date hereof and other than as set forth on Section 5.2(j) of the ARC Disclosure Letter, no Advisory Contract in effect as of the date hereof has been terminated, and ARC has not received written notice from any Client to terminate any Advisory Contract, in each case other than with respect to any Client who enters into an amended or new Advisory Contract with a Subject Company in accordance with Section 4.3.
Advisory Contracts. Section 4.20(a) of the Disclosure Schedule lists all of the Advisory Agreements in existence as of the date hereof, complete and correct copies of which, including all amendments and supplements thereto, have been made available to Buyer. Section 4.20(a) of the Disclosure Schedule indicates which Advisory Agreements are with Affirmative Consent Clients and which are with Negative Consent Clients. All Affirmative Consent Clients have an Advisory Agreement in the form attached as Section 4.20(a) of the Disclosure Schedule. All Negative Consent Clients have an Advisory Agreement in the form attached as Section 4.20(b) of the Disclosure Schedule. The Company is in compliance with each Advisory Agreement in all material respects and, assuming receipt of the appropriate Consents, no breach or default of any Advisory Agreement will occur as a result of the Transaction Documents or the performance by the Company and the Seller of any of their respective covenants or obligations thereunder. Each Advisory Agreement is valid and binding on the Company and is in full force and effect and is enforceable against the Company and each applicable Client in accordance with its terms. Section 4.20(c) of the disclosure Schedule lists the Largest Clients of the Company.
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Advisory Contracts. (a) With respect to any Public Fund, Private Fund or other Client whose Advisory Contract is entered into after the date of this Agreement (excluding an Advisory Contract with a Public Fund or Private Fund), WCM and WCP shall procure that such Advisory Contract will not by its terms terminate (or give rise to a termination right) as a result of the consummation of the transactions contemplated hereby, and shall obtain consent of such Client to the “assignment” (as defined in the Investment Advisers Act) or continuation of such Advisory Contract as a result of the consummation of the transactions contemplated hereby (which consent shall be obtained at the time such Advisory Contract is entered into).
Advisory Contracts. The requisite approvals shall have been obtained for the Investment Advisory Contract and each Investment Subadvisory Contract. The Investment Advisory Contract and each Investment Subadvisory Contract shall have been executed and delivered to the Purchaser, and shall by its terms become effective upon the Closing Date.
Advisory Contracts. (a) All of the Advisory Contracts of Clients as of the date hereof are in full force and effect. Each such Advisory Contract and any subsequent renewal thereof has at all times since its execution been (and currently is) duly authorized, executed and delivered by the applicable Advisory Entity and, to the Knowledge of the Company, each other party thereto and, to the extent applicable, adopted in compliance with Section 15 of the Investment Company Act, and at all such times has been a valid and binding agreement of such Advisory Entity, and to the Knowledge of the Company, each other party thereto, enforceable in accordance with its terms (subject to bankruptcy, insolvency, moratorium, fraudulent transfer and similar laws affecting creditors’ rights generally and to general principles of equity). Since January 1, 2009, each Advisory Entity has been at all times (and currently is) in compliance with the terms of each Advisory Contract to which it is a party (including, without limitation, the applicable investment guidelines and restrictions thereunder, where applicable) and no event has occurred or condition exists that constitutes or would reasonably be expected to constitute a default by such Advisory Entity.
Advisory Contracts. All Advisory Contracts and all Advisory Referral Agreements of CAAM;
Advisory Contracts
