Adviser Responsibility. Adviser will provide Sub-Adviser with copies of the Fund’s Articles of Incorporation, By-laws, prospectus, and Statement of Additional Information and any amendment thereto, and any objectives, policies or limitations not appearing therein as they may be relevant to Sub-Adviser’s performance under this Agreement; provided, however, that no changes or modifications to the foregoing shall be binding on Sub-Adviser until it is notified thereof.
Adviser Responsibility. Adviser has provided and will continue to provide Sub-Adviser with copies of the Fund's Articles of Incorporation, By-laws, prospectus, and Statement of Additional Information and any amendment thereto, and any objectives, policies or limitations not appearing therein as they may be relevant to Sub-Adviser's performance under this Agreement, and the Advisory Agreement between the Fund and the Adviser, and the resolutions of the Directors selecting Adviser as investment manager to the Fund and the Code of ETHICS of the Fund and of Adviser as currently in effect; provided, however, that such documents are provided to the Adviser by the Fund, and provided further that no changes or modifications to the foregoing shall be binding on Sub-Adviser until it is notified thereof. The Adviser represents that it is authorized to appoint the Sub-Adviser and to execute and deliver this Agreement and that all shareholder and Board action on the part of the Fund and the Adviser required to be taken to make such appointment and enter into this Agreement has been taken.
Adviser Responsibility. Adviser will provide Sub-Adviser with copies of the Fund’s Articles of Incorporation, By-laws, prospectus, and Statement of Additional Information and any amendment thereto, and any objectives, policies or limitations not appearing therein as they may be relevant to Sub-Adviser’s performance under this Agreement; provided, however, that no changes or modifications to the foregoing shall be binding on Sub-Adviser until it is notified thereof. Adviser acknowledges that DOUBLELINE® is a registered trademark of the Sub-Adviser and agrees that the DOUBLELINE® service mxxx shall be displayed within any materials in which the DoubleLine name is used, with such service mxxx to be displayed in connection with the first reference to “DoubleLine Capital LP” in such materials. The phrase “DoubleLine® is a registered trademark of DoubleLine Capital LP.” shall be included the first time that “DoubleLine Capital LP” is referenced in such materials. Any use of the DOUBLELINE name without such references shall require written permission from the Sub-Adviser. Notwithstanding anything to the contrary, Sub-Adviser grants to Fund and Adviser a royalty-free non-exclusive license during the term of this Agreement to use Sub-Adviser’s name, logo(s), service and trademarks (each a “Sub-Adviser Reference”) in connection with Sub-Adviser’s provision of the services to the Adviser and the Fund as provided in this Agreement and to refer to such services in any disclosure documents or other filings with respect to the Fund or Adviser. Each initial use of any Sub-Adviser Reference shall be subject to the Sub-Adviser’s approval, which shall not be unreasonably withheld; provided that once language including one or more Sub-Adviser References is approved, the Fund and Adviser may continue to use such language containing the Sub-Adviser Reference(s) as long as neither the language nor the context of such are not materially changed.
Adviser Responsibility. At the end of each calendar month, Oaktree Capital Management, L.P., the Funds’ investment adviser (the “Adviser”), will reimburse the Funds for any Material Net Loss that may exist on the Funds’ books for which the Adviser is determined to be responsible. Gains and losses will be reflected on a Fund’s daily share sheet. Any net loss that does not exceed the materiality threshold of ½ cent, will be reset on the “as of” ledger after each quarter, so that the immaterial loss balance will not be carried forward to the next succeeding quarter. USBFS will notify the Adviser of any losses for which the Adviser may be held responsible through notation on the daily share sheet transmitted to the Adviser. Exhibit C to the Transfer Agent Servicing Agreement – Oaktree Funds
Adviser Responsibility. Adviser will provide Sub-Adviser with copies of the Fund’s Articles of Incorporation, By-laws, prospectus, and Statement of Additional Information and any amendment thereto, and any objectives, policies or limitations not appearing therein as they may be relevant to Sub-Adviser’s performance under this Agreement; provided, however, that no changes or modifications to the foregoing shall be binding on Sub-Adviser until it is notified in writing thereof. During the term of this Agreement, Adviser agrees to furnish to Sub-Adviser at its principal office all prospectuses, proxy statements, and reports to shareholders prepared for distribution to shareholders of the Fund or the public.
