Adviser Compensation. (a) The ADVISER’s annual fee for investment management services provided under this Agreement shall be based upon a percentage (%) of the market value of the Assets under management in accordance with the fee schedule enclosed herewith as Exhibit “A”. This annual fee shall be prorated and paid quarterly, in advance, based upon the market value of the Assets on the last business day of the previous quarter. No increase in the annual fee percentage shall be effective without prior written notification to the CLIENT;
Adviser Compensation a. Adviser’s annual fee for portfolio management services provided under this Agreement is in accordance with the fee schedule annexed hereto and made a part hereof as Exhibit A. The annual fee shall be prorated and details related to payment of the fee are also included at Exhibit A. No increase in the annual fee shall be effective without Client's prior written consent;
Adviser Compensation. The Adviser’s fee for non-discretionary investment advisory and management services provided under this Agreement shall be based on the value of the Account according to the following schedule: Account Balance Portion: Annual Retainer % Cumulative Effective Rate at Range Midpoint up to $100,000 1.00% 1.00% From $100,001 to $250,000 .90% .96% From $250,001 to $500,000 .80% .89% From $500,001 to $1,000,000 .70% .81% From $1,000,001 to $2,500,000 .60% .71% From $2,500,001 to $5,000,000 .50% .62% From $5,000,001 and over .25% .42% at $10m The Account balance shall include those Adviser managed assets held at any custodian (including assets allocated to discretionary third party advisers and or sub-advisers). Fees will be calculated and due quarterly based on the Account value as of the last business day of the quarter. Account value will include accrued interest and dividends, and the value for fee calculation purposes may differ from the market value reported by the custodian. Partial quarters will be prorated. Payments not received within thirty days from billing will incur a finance charge equal to eighteen (18%) percent per year. Fees may be payable directly from Client, or may be debited from the Account upon written authorization from Client. No portion of Adviser Compensation shall be based on capital gains or capital appreciation of the Account except as provided for by applicable securities laws.
Adviser Compensation. The total annual advisory fee for this service shall not exceed 1.00%. Fees to be assessed will be outlined in Schedule A of this Agreement. Annualized fees are billed on a pro-rata basis quarterly in arrears based on the value of the account(s) on the last day of the quarter. Fees are negotiable and will be deducted from Client account(s). Private Client does not offer direct invoicing. As part of this process, Clients understand the following:
Adviser Compensation. The total annual advisory fee for this service shall not exceed 0.75%. A portion of this fee will be paid to Folio Investments (0.25%). This fee covers all online statements, confirmations, 1099’s, performance reporting, and commissions when trades are executed through the twice daily trading windows. Folio does impose additional fees for paper reporting, direct trades made outside the trading windows, wire transfers and bank checks. Fees to be assessed will be outlined in Schedule A of this Agreement. Annualized fees are billed on a pro-rata basis monthly in arrears based on the value of the account(s) on the last day of the month. Fees are negotiable and will be deducted from Client account(s). Private Client does not offer direct invoicing. As part of this process, Clients understand the following:
Adviser Compensation. Our annual fees for Asset Management shall be based on a negotiated percentage of the market value of assets under management not to exceed 1.5%. Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter. Fees will generally be automatically deducted from your managed account*. As part of this process, you understand and acknowledge the following:
Adviser Compensation. We are compensated for our services according to the following annual fee schedule: Full Fiduciary Asset Management Relationship Assets Fee $250,000 – $500,000 1.25% $500,001 – $1,000,000 1.15% $1,000,001 – $2,500,000 1.00% $2,500,000 + 0.75% The fee will be paid quarterly in advance and paid based upon the market value of the Assets on the last day of the previous billing period. To the extent that our advisor/client relationship commences in the middle of a quarter, the fee for that quarter will be prorated to the date of execution of this Agreement. No portion of the fee will be based on capital gains or appreciation of the Assets. There will be no increase in the fee assessed on the Client's Account(s) without prior written notice. Our fees will automatically be deducted from your managed account1. As part of this process, you understand and acknowledge the following:
Adviser Compensation. For the services to be rendered hereunder, the Fund shall pay to the Adviser the fees set forth on Schedule A attached hereto, which Schedule A may be amended from time to time by mutual agreement of the Board of Directors of the Corporation (acting on behalf of the Fund) and the Adviser.
Adviser Compensation. Our annual fee for the services provided under this Agreement (“Adviser Compensation”) shall be a percentage of the market value of the Assets under our management in accordance with the fee schedule attached hereto as Exhibit B. This annual fee shall be prorated and paid quarterly, in arrears, based upon the market value of the Assets on the last day of the previous quarter. No portion of Adviser Compensation shall be based on capital gains or capital appreciation of the Assets except as provided herein and provided for under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and no increase in the annual fee shall be effective without prior written notification to you. You hereby authorize us to invoice the Custodian for the Adviser Compensation (the “Fee Statement”) and to authorize the Custodian to deduct the amount stated in the Fee Statement from your Account. We shall send you and the Custodian a copy of the Fee Statement at the same time and, additionally, include in your Fee Statement a calculation of the specific manner in which the Adviser Compensation was calculated and the value of the Assets on which the Adviser Compensation was based. We shall also instruct the Custodian to send you a statement, at least quarterly, indicating all amounts disbursed from the Account including the Adviser Compensation paid from the Account. You acknowledge that it is your responsibility to verify the accuracy of the calculation of the Adviser Compensation and that the Custodian will not determine whether the Adviser Compensation is accurate or properly calculated. In addition to our Adviser Compensation, you may also incur certain charges imposed by unaffiliated third parties. Such charges include, but are not limited to, custodial fees, brokerage commissions, transaction fees, charges imposed directly by a mutual fund, index fund, or exchange traded fund purchased for the Account which shall be disclosed in the fund’s prospectus (e.g., fund management fees and other fund expenses), certain deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions.
Adviser Compensation. On an annualized basis, our firm’s fee for continuous portfolio management services is as follows: _______(Client Initial Here) (Client Initial Here) Assets Under Management Annual Percentage of Assets Charge Up to $1,000,000 1.00% $1,000,000.01 to $2,000,000 $2,000,000.01 to $5,000,000 Over $5,000,000 0.75% 0.50% 0.25% Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter. Fees will generally be automatically deducted from your managed account*. As part of this process, you understand and acknowledge the following:
