Advice Services. The firm is authorised to advise on and arrange Life Assurance, Pensions, Collective Investments, Individual Savings Accounts and General Insurance. We are bound by the rules of the FCA.
Advice Services. We can advise on and arrange Life Assurance, Protection & General Insurance, Mortgages, Equity Release and Financial Planning. We are bound by the rules of the FCA and for your added protection, we also maintain Professional Indemnity Insurance. With regard to products we have arranged for you, these will not be kept under review unless we have been specifically asked to do so by you. However, we may contact you in the future by means of an unsolicited promotion should we wish to contact you to discuss the relative merits of a product or service which we feel may be of interest to you.
Advice Services. The firm is authorised to advise on and arrange Life Assurance, Pensions, Collective Investments, Individual Saving Accounts. We are bound by the rules of the FCA. We offer advice on an “Independent” basis. This means that we provide unbiased, unrestricted advice based on a comprehensive and fair analysis of the relevant market, giving due consideration to the full range of retail investment, pension and life products available in the marketplace which may be suitable for you. Advice options We offer a variety of advice options including: Ø Execution only (for one-off transactions instructed by you) Ø Limited Advice (approaching limited aspects of financial planning only) Ø Full Advice (Full Financial Review based on all aspects of financial planning) Transacting business By signing these terms of business, you are giving your adviser permission to accept paper, electronic and verbal instructions to transact business on your behalf. This will be especially relevant to switching investment funds. Verbal instructions will only be taken where the advising firm has call recording facilities. Any instruction received will be considered genuinely given and duly authorised.
Advice Services. The Firm is authorised to advise on and arrange Life Assurance, Pensions, Collective Investments, and Individual Saving Accounts. We are bound by the rules of the FCA. We offer advice on an “Independent” basis. This means that we provide unbiased, unrestricted advice based on a comprehensive and fair analysis of the relevant market, giving due consideration to the full range of retail investment, pension and life products available in the marketplace which may be suitable for you. Advice Options We offer a variety of advice options including: ➢ No Advice (for one-off transactions instructed by you) ➢ Limited Advice (approaching limited aspects of financial planning only) ➢ Full Advice (full financial review based on all aspects of financial planning) Transacting Business By signing these Terms of Engagement, you are giving your adviser permission to accept paper and electronic instructions to transact business on your behalf. This will be especially relevant to switching investment funds. Any instruction received will be considered to be genuine and duly authorised.
Advice Services. The Trustee acknowledges that references to the giving, arranging and procuring of personal and general advice in this clause will be by an appropriately authorised and licensed Delegate of Service Company as appointed under clause 21 of the agreement.
Advice Services. On NB issued a contract award notice to the Adviser (the “Contract Notice”). The Parties have agreed that the Adviser shall provide global tax [legal][consultancy] services and advice to NB on the terms and subject to the conditions set out in this Framework Agreement. THE PARTIES AGREE AS FOLLOWS:
Advice Services. The firm is authorised and regulated by the Financial Services Authority (FSA) to advise on and arrange Life Assurance, Pensions, Collective Investments, Individual Saving Accounts, Protection & General Insurance, Mortgages and Financial Planning. We are bound by the rules of the FSA and for your added protection, we also maintain Professional Indemnity Insurance. We are an independent company and will act on your behalf in advising you on products from the whole market or advise you if we choose from a limited panel. With regard to investments we have arranged for you, these will not be kept under review unless we have been specifically asked to do so by you. However, we may contact you in the future by means of an unsolicited promotion should we wish to contact you to discuss the relative merits of an investment or service which we feel may be of interest to you. Where available, we will record our telephone calls for training and quality purposes and these will be referred to as part of our records. All call recordings will be used to minimise ambiguity in our discussions or instructions received and are encrypted for security and integrity purposes. By signing these terms of business, you are giving your adviser permission to accept paper, electronic and verbal instructions to transact business on your behalf. This will be especially relevant to switching investment funds. Verbal instructions will only be taken where the advising firm has call recording facilities. Any instruction received will be considered genuinely given and duly authorised. You or we may terminate our authority to act on your behalf at any time without penalty. Notice of this termination must be given in writing. The termination will be without prejudice to the completion of transactions already initiated, if this is the case,any transactions effected before termination and a due proportion of any charges for services accrued shall be settled to the date of notification.
Advice Services. The firm is authorised to advise on and arrange Life Assurance, Pensions, Collective Investments, Individual Savings Accounts and General Insurance. We are bound by the rules of the FSA.
Advice Services. Adviser agrees to provide Advice to Participants who independently elect to engage Adviser after accepting the Participant Agreement on the Website. Advice provides each Participant with an asset allocation strategy for the investment options selected by the Plan Sponsor and available under the Plan based on information provided by the Participant. Advice includes specific recommendations of funds and the percent of each participant’s account to invest in each recommended fund. Adviser uses a weighted factor model approach as more fully described in Adviser’s ADV Part 2 to rank funds and determine which funds within a plan should be recommended. It is the Participant’s sole and final decision as to whether to accept and implement Advice recommendations.
Advice Services. The firm is authorised to advise on and arrange Life Assurance, Pensions, Investments, and General Insurance and Mortgages (covered by a separate agreement). We are bound by the rules of the FCA. We offer advice on an “Independent” basis. This means that we provide unbiased, unrestricted advice based on a comprehensive and fair analysis of the relevant market, giving due consideration to the full range of retail investment, pension and life products available in the marketplace which may be suitable for you. Call recording Our telephone calls are not recorded, therefore in line with our regulatory and legal obligations; no advice or instructions can be given or received over the phone, nor can we discuss any of your recommendations over the phone, even if you have already received a written or face to face recommendation. Any call received regarding your products or the advice that you have received will be brought to an end, as we are unable to discuss this over the phone. All advice, recommendations and instructions will need to be given and will only be provided in writing or face to face. Advice options We offer a variety of advice options including: Ø Execution only (for one-off transactions instructed by you) Ø Limited Advice (approaching limited aspects of financial planning only) Ø Full Advice (Full Financial Review based on all aspects of financial planning) Transacting business By signing these terms of business, you are giving your adviser permission to accept paper, electronic and verbal instructions to transact business on your behalf. This will be especially relevant to switching investment funds. Verbal instructions will only be taken where 3D Financial Planning has call recording facilities. Any instruction received will be considered genuinely given and duly authorised.
