Advice related to Securities Transactions Sample Clauses

Advice related to Securities Transactions. 11.1 Own judgment You agree that we (including our directors, officers, employees and the Agents) do not provide tax and/or legal advice on your transactions with us. You agree that you, independently and without reliance on us, make your own decisions and judgments with respect to your Instructions.
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Advice related to Securities Transactions. 11.1 You agree that we (including our directors, officers, employees and the Agents) do not provide tax, legal or investment advice nor do we give advice or offer any opinion or recommendation with respect to the suitability of any Securities or Transaction. You agree that you, independently and without reliance on us, make your own decisions and judgments with respect to your Instructions. 11.2 Suitability of Investment If we solicit the sale of or recommend any financial product to you, the financial product must be reasonably suitable for you having regard to your financial situation, investment experience and investment objectives. No other provision of this agreement or any other document we may ask you to sign and no statement we may ask you to make derogates from his clause. 11.3 You further agree that we (including our directors, officers, employees and the Agents) shall not be liable in respect of any information rendered, whether such information was given at your request. 11.4 When effecting Transactions for you, we, or one of our associated companies may have an interest, relationship or arrangement that is material in relation to the Transaction or the Securities concerned. In particular, either ourselves, our Agents or any of our associated companies may: (a) effect Transactions with you as principal for their own account; (b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise; (c) effect Transactions in Futures Contracts or Options Contracts where they hold an opposite position; or (d) match your orders with those of other clients. 12. Instructions 12.1 We will allocate a number, code or other sequence to you to gain access to each of your Accounts ("the ID") and you will also have to designate an identification number, code or other sequence for the purpose of gaining access to our Services ("the Password").
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