Additional Shareholder Paid Fees Sample Clauses

Additional Shareholder Paid Fees. $[ ] per outgoing wire transfer or overnight delivery · $[ ] per telephone exchange · $[ ] per return check or ACH or stop payment · $[ ] per research request per account (This fee applies to requests for statements older than the prior year)
Sample 1
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Additional Shareholder Paid Fees. $ [__] per outgoing wire transfer or overnight delivery • $ [__] per telephone exchange • $ [__] per return check or ACH or stop payment • $ [__] per statement year requested per account (This fee applies to research requests for statements older than the prior year) Digital Investor Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. • Implementation • $ [__] - per fund group, Inquiry only - no transaction capabilities • $ [__] per fund group, base transactional and maintenance functionality • Three year minimum term • Annual Fee - Based on Login Volume • $ [__] - Up to 100,000 • $ [__] - 100,000 - 999,999 • $ [__] - 1,000,000+ • Activity Fees: • $ [__] per event, per login • $ [__] per event, Login Challenge (email or SMS Text) • $ [__] per event, Inquiry • $ [__] per event, Account Maintenance • $ [__] per event, Transaction - financial transactions, duplicate statements requests, etc. • $ [__] per event, New Account Set-up • $[__] per event, Bank Verification Attempt Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. • $ [__] per year, Base Fee Per Management Company - file generation and delivery • Per Record Charge • $ [__] Rep/Branch/ID • $ [__] Dealer • $ [__] per record Price Files or $ [__] per user per month, whichever is less Vision Electronic Statement Services Online account access for broker/dealers, financial planners, and RIAs. • Account inquiry • $ [__] per event Inquiry • $ [__] per month per ID Vision ID • Transaction Processing* • $ [__] per Management Company Implementation Fee • $ [__] per event Transaction - purchase, redeem, and exchange • $ [__] per month Monthly Minimum Charge • Electronic Statements* • $ [__] per fund group Implementation • $ [__] per image Load char...
Sample 1
Additional Shareholder Paid Fees. $[ ] per outgoing wire transfer or overnight delivery • $[ ] per telephone exchange • $[ ] per return check or ACH or stop payment • $[ ] per statement year requested per account (This fee applies to research requests for statements older than the prior year) CUSIP Setup • CUSIP Setup beyond the initial CUSIP – $[ ] per CUSIP • Expedited CUSIP Setup – $[ ] per CUSIP (Less than [ ] days) Fund Characteristic Change • Fund Name Change – $[ ] per fund/ per change • Fund CUSIP Change – $[ ] per fund/ per change FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. • Base Fee Per Management Company – file generation and delivery – $[ ] per year • Per Record Charge • Rep/Branch/ID – $[ ] • Dealer – $[ ] • Price Files – $[ ] per record or $[ ] per user per month, whichever is less Vision Electronic Statement Services Online account access for broker/dealers, financial planners, and RIAs. • Transaction Processing* • Implementation Fee - $[ ] per Management Company • Transaction – purchase, redeem, and exchange - $[ ] per event • Monthly Minimum Charge - $[ ] per month • Electronic Statements* • Implementation- $[ ] per fund group • Load charges-$[ ] per image • Archive charge (for any image stored beyond [ ] years)-$ [ ] per document
Sample 1
Additional Shareholder Paid Fees. Digital Investor Informa Shareholder Electronic Statement Services Electronic Confirm Presentation Electronic Investor Statement Presentation Electronic Tax Presentation Electronic Compliance Presentation Related Digital Investor Fees Notes: FAN Mail Vision Electronic Statement Services Electronic Correspondence Client Web Data Access Additional Data Delivery Services Chat Services Virtual Assistant Electronic Form Delivery and Signature Capture Recordkeeping Application Access Programming Services Cost Basis Reporting Email Services Dealer Reclaim Services CTI Reporting • Literature Fulfillment Services Shareholder Call Review Analysis Fund Event* Services CUSIP Setup Fund Characteristic Change MARS Sales Reporting & Compliance Services Standard MARS Version 8i Implementation Cost Standard MARS Products & Services (Monthly fees) Standard MARS System Setup & Implementation Costs Standard MARS Licenses (Monthly Fee Per User) MARS Training (in-person) Data scrubbing/Transaction cleaning (daily cleaning of firm, office and rep information): Additional Products & Services (Quoted Separately) MARS Lite Implementation Cost – Eligibility Based on AUM and Transaction Size MARS Lite Products & Services (Monthly fees) MARS Lite System Setup & Implementation Costs (One-time fee)
Sample 1
Additional Shareholder Paid Fees. $[...] per outgoing wire transfer or overnight delivery $[...] per telephone exchange $[...] per return check or ACH or stop payment $[...] per statement year requested per account (This fee applies to research requests for statements older than the prior year) Digital Investor Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. Implementation $[...] –per fund group, Inquiry only - no transaction capabilities $[...] per fund group, base transactional and maintenance functionality [...] year minimum term Description Schedule Annual Fee – Based on Login Volume Up to 100,000 $[...] 100,000 – 999,999 $[...] 1,000,000+ $[...] Activity Fees Per Login $[...] per event Login Challenge (email or SMS Text) $[...] per event Inquiry $[...] per event Account Maintenance $[...] per event Transaction – financial transactions, duplicate statements requests, etc. $[...] per event New Account Set-up $[...] per event Bank Verification Attempt $[...] per event Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request.
Sample 1

Related to Additional Shareholder Paid Fees

  • Additional Shares Neither the Company nor any company controlling, controlled by or under common control with the Company shall issue additional Shares, rights to subscribe for Shares, securities convertible into or exchangeable for Shares or rights to subscribe for any such securities or shall deposit any Shares under this Deposit Agreement, except under circumstances complying in all respects with the Securities Act of 1933. The Depositary will use reasonable efforts to comply with written instructions of the Company not to accept for deposit hereunder any Shares identified in such instructions at such times and under such circumstances as may reasonably be specified in such instructions in order to facilitate the Company's compliance with securities laws in the United States.

  • Additional Stockholders In connection with the issuance of any additional equity securities of the Company to any Person, the Company may permit such Person to become a party to this Agreement and succeed to all of the rights and obligations of a "Stockholder" under this Agreement by obtaining the consent of the holders of a majority of the Common Stockholder Shares and an executed counterpart signature page to this Agreement, and, upon such execution, such Person shall for all purposes be a "Stockholder" party to this Agreement.

  • Default Exceeding 10% of Firm Shares or Option Shares In the event that the default addressed in Section 6.1 relates to more than 10% of the Firm Shares or Option Shares, you may in your discretion arrange for yourself or for another party or parties to purchase such Firm Shares or Option Shares to which such default relates on the terms contained herein. If, within one (1) Business Day after such default relating to more than 10% of the Firm Shares or Option Shares, you do not arrange for the purchase of such Firm Shares or Option Shares, then the Company shall be entitled to a further period of one (1) Business Day within which to procure another party or parties satisfactory to you to purchase said Firm Shares or Option Shares on such terms. In the event that neither you nor the Company arrange for the purchase of the Firm Shares or Option Shares to which a default relates as provided in this Section 6, this Agreement will automatically be terminated by you or the Company without liability on the part of the Company (except as provided in Sections 3.9 and 5 hereof) or the several Underwriters (except as provided in Section 5 hereof); provided, however, that if such default occurs with respect to the Option Shares, this Agreement will not terminate as to the Firm Shares; and provided, further, that nothing herein shall relieve a defaulting Underwriter of its liability, if any, to the other Underwriters and to the Company for damages occasioned by its default hereunder.

  • Initial Shares As used herein, “Initial Shares” means 127,669 shares of the Class, subject to adjustment from time to time pursuant to the provisions of this Warrant.

  • Acquisition Shares The Acquisition Shares when delivered to the Vendor shall be validly issued and outstanding as fully paid and non-assessable shares, subject to the provisions of this Agreement, and the Acquisition Shares shall be transferable upon the books of the Purchaser, in all cases subject to the provisions and restrictions of all applicable securities laws. Non-Merger and Survival

  • Consideration Shares All Consideration Shares will, when issued in accordance with the terms of the Arrangement, be duly authorized, validly issued, fully paid and non-assessable Purchaser Shares.

  • Additional Shares or Options The Company hereby agrees that until the consummation of a Business Combination, it shall not issue any shares of Common Stock or any options or other securities convertible into Common Stock, or any preferred shares or other securities of the Company which participate in any manner in the Trust Account or which vote as a class with the Common Stock on a Business Combination.

  • Default Not Exceeding 10% of Firm Shares or Option Shares If any Underwriter or Underwriters shall default in its or their obligations to purchase the Firm Shares or the Option Shares, if the Over-allotment Option is exercised hereunder, and if the number of the Firm Shares or Option Shares with respect to which such default relates does not exceed in the aggregate 10% of the number of Firm Shares or Option Shares that all Underwriters have agreed to purchase hereunder, then such Firm Shares or Option Shares to which the default relates shall be purchased by the non-defaulting Underwriters in proportion to their respective commitments hereunder.

  • Rights as Shareholder; Dividends 5.1 The Grantee shall be the record owner of the Restricted Stock until the shares of Common Stock are sold or otherwise disposed of, and shall be entitled to all of the rights of a shareholder of the Company including, without limitation, the right to vote such shares and receive all dividends or other distributions paid with respect to such shares. Notwithstanding the foregoing, any dividends or other distributions shall be subject to the same restrictions on transferability as the shares of Restricted Stock with respect to which they were paid.

  • Pre-Closing Share Credit Within two (2) business days after the Advance Notice Date, the Company shall credit shares of the Company's Common Stock to the Investor's balance account with The Depository Trust Company through its Deposit Withdrawal At Custodian system, in an amount equal to the amount of the requested Advance divided by the closing Bid Price of the Company's Common Stock as of the Advance Notice Date multiplied by one point one (1.1). Any adjustments to the number of shares to be delivered to the Investor at the Closing as a result of fluctuations in the closing Bid Price of the Company's Common Stock shall be made as of the date of the Closing. Any excess shares shall be credited to the next Advance. In no event shall the number of shares issuable to the Investor pursuant to an Advance cause the Investor to own in excess of nine and 9/10 percent (9.9%) of the then outstanding Common Stock of the Company.

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