ADDITIONAL RISK DISCLOSURE STATEMENT Sample Clauses

ADDITIONAL RISK DISCLOSURE STATEMENT. It is your responsibility to carefully read all the documents and risk disclosure statements of ODM. You acknowledge that trading futures, options, foreign exchange and/or contract for difference (CFD) and/or Precious Metals trading account with ODM involves a high risk of loss, Since leverage is involved, these losses can be quite substantial and occurs quite quickly, possibly exceeding the funds you have deposited in your account or have allocated as risk capital. You should disregard any suggestions from any source whatsoever that the foregoing risks can be limited, minimized or eliminated. You agree to immediately report any statements to the contrary made to you by ODM’s personnel, introducing Brokers or Trading Advisors who may be directing the trading activity in your account. The trading of currencies or derivatives like options on currencies involves an extremely high degree of risk of loss and is unsuitable for many individuals. Some researchers have shown that more than eighty percent of investors who trade in options eventually lose money. There is a possibility to lose part or all of the money you deposit in the currency trading account. If any of the criteria above describes your situation, or if you have pursued only conservative forms of investment in the past, we advise you to study the risk of loss involved in currency trading thoroughly before you consider it an appropriate investment for you or you may consider it completely inappropriate and decide to never trade. Therefore, you should carefully analyse you personal circumstances to determine if foreign exchange trading is suitable for you. If you have decided to trade foreign exchange and/or contract for difference (CFD) and/or Precious Metals please be advised that many industry advisors believe that you should not place more than 20% of your net worth at risk. If at any time your losses exceed 20% of your net worth, you should cease trading immediately. ODM is not responsible to monitor your deposit(s), losses or net worth. ODM has no right to refuse your account if your decision to trade is made with full understanding of the risk of loss. Therefore, we require that you sign and return the enclosed copy of this Additional Risk Disclosure Statement to us in order to indicate that you are fully aware of the substantial risk of loss in trading and accept full responsibility for your decision to trade in the foreign exchange markets.
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ADDITIONAL RISK DISCLOSURE STATEMENT. If your Customer Financial Questionnaire reflects one or more of the following:
Sample 1
ADDITIONAL RISK DISCLOSURE STATEMENT. ACCOUNT NAME: ACCOUNT NUMBER: In view of information on your account application you fall into the following categories: • You do not have more than one year of commodities investment experience, and • Your annual income is less than $50,000 or your net worth is less than $50,000. You should therefore be aware of additional risk disclosures before you open a commodity futures and options trading account. Trading futures involves a high level of risk. A relatively small market movement can cause you to lose all of the funds you have deposited, and you will still be liable for any deficit in your account. IF YOU DO NOT FULLY UNDERSTAND YOUR TRADING STRATEGY, OR IF YOU CANNOT AFFORD TO LOSE ALL OF THE FUNDS YOU HAVE DEPOSITED (AND POSSIBLY MORE), THEN FUTURES TRADING IS TOO RISKY FOR YOU. ACKNOWLEDGEMENT: I understand the financial risks involved in commodity futures and options trading and I wish to proceed with opening an account. Signature: Date: Joint Signature: (if applicable) Date: ACCOUNT TRANSFER FORM Please be advised that I hereby direct you to close my account, and transfer my account balance to Clear Chicago Group using the wiring instructions below. Bank of America, New York ABA Routing Number: 000000000 000 00xx Xxxxxx Xxxx New York, New York 10001 Bank Telephone: (000) 000-0000 Credit: Clear Chicago Group Customer Segregated Account Account Number: 0000 0000 0000 *** PLEASE INCLUDE *** For Further Credit to: Clear Chicago Group Account #: Clear Chicago Group Account Holder: Current Firm Information: Firm Name: Firm Address: Your account number with firm: Print Name (s): Signature (s): Date:
Sample 1
ADDITIONAL RISK DISCLOSURE STATEMENT. Dear Sir or Madam: As a result of the following information on your account application, RJO is providing you with their additional risk disclosure before you open a commodity future and option trading account: Your annual income is less than $25,000 Your net worth is less than $25,000 You are not between 21 and 65 years of age You do not have at least six months of futures investment experience While X. X. X'Xxxxx is prepared to open your account, it is required to advise you to consider the risks involved with trading commodity futures and options. The risk of loss in trading commodity futures and options can be substantial and may be inappropriate for you for the reason checked above; therefore, you must consider whether such trading is proper in light of your financial condition. Only Risk Capital (money that you are able to lose without adversely affecting your standard of living) should be invested. RJO recommends that you review the Risk Disclosure Statement in the customer agreement and/or discuss any concerns with your broker or other financial advisor before finalizing your decision. ACKNOWLEDGEMENT __________________________________ Name ____________________ ____________ Signature Date I understand that the risks associated with commodity trading may not be appropriate for me. However, I have read the Risk Disclosure Statements and I have considered the financial risks involved in commodity trading with regard to my financial condition, and I wish to proceed with opening an account. Name Signature Date Name Signature Date
Sample 1
ADDITIONAL RISK DISCLOSURE STATEMENT. This Statement is made in compliance with the rules of the Securities and Investments Board because you have authorised your broker to deal with or for you in futures, options or contracts for differences which are not undertaken under the rules of a recognised or designated investment exchange and in contracts traded thereon. Its purpose is to warn you of the risks, additional to those referred to in the General Risk Disclosure Statement, inherent in such dealings.
Sample 1

Related to ADDITIONAL RISK DISCLOSURE STATEMENT

  • Risk Disclosure Statement Counterparty represents and warrants that it has received, read and understands the OTC Options Risk Disclosure Statement provided by Dealer and a copy of the most recent disclosure pamphlet prepared by The Options Clearing Corporation entitled “Characteristics and Risks of Standardized Options”.

  • Disclosure Statement A disclosure statement of the Property signed and dated by the Seller;

  • Statement of Additional Information We shall provide you with a copy of the Trust’s current statement of additional information, including any amendments or supplements to it (“SAI), in a form suitable for reproduction , but we will not pay Printing Expenses or other expenses with respect to the SAI.

  • Additional Disclosure Seller shall promptly notify Buyer of, and furnish Buyer with, any information it may reasonably request with respect to the occurrence of any event or condition or the existence of any fact that would cause any of the conditions to Buyer's obligation to consummate the transactions contemplated by this Agreement not to be fulfilled.

  • Notice of Litigation, Etc Tenant shall give prompt Notice to Landlord of any litigation or any administrative proceeding to which it may hereafter become a party of which Tenant has notice or actual knowledge which involves a potential liability equal to or greater than Two Hundred Fifty Thousand Dollars ($250,000) or which may otherwise result in any material adverse change in the business, operations, property, prospects, results of operation or condition, financial or other, of Tenant. Forthwith upon Tenant obtaining knowledge of any Default, Event of Default or any default or event of default under any agreement relating to Indebtedness for money borrowed in an aggregate amount exceeding, at any one time, Two Hundred Fifty Thousand Dollars ($250,000), or any event or condition that would be required to be disclosed in a current report filed by Tenant on Form 8-K or in Part II of a quarterly report on Form 10-Q if Tenant were required to file such reports under the Securities Exchange Act of 1934, as amended, Tenant shall furnish Notice thereof to Landlord specifying the nature and period of existence thereof and what action Tenant has taken or is taking or proposes to take with respect thereto.

  • ADV Disclosure The Adviser has provided the Trust with a copy of its Form ADV as most recently filed with the Commission and will, promptly after filing any amendment to its Form ADV with the Commission, furnish a copy of such amendments to the Trust. The information contained in the Adviser’s Form ADV is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

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