Additional Funds/Portfolios. 21 17. Limitations of Liability of the Trustees and Shareholders............ 21 Schedule A Funds and Portfolios Schedule 1.2(f) AML Delegation Schedule 2.1 Third Party Administrator(s) Procedures Schedule 3.1 Fees and Expenses TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT made as of the 1st day of January, 2006, by and between each of the entities, individually and not jointly, listed on Schedule A having their principal office and place of business at 0000 Xxxx Xxxxxx Xxxx, Suite 101, Tucson, AZ 87506 (collectively, the "Funds" and individually, the "Fund") and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at Xxx Xxxxxxxx Xxxxx, Xxxxx Xxxxxx, Xxxxxxxxxxxxx 00000 (the "Transfer Agent").
Additional Funds/Portfolios. In the event that any management investment company in addition to those listed on Appendix A desires to have the Custodian to render services as custodian under the terms hereof, it shall so notify the Custodian in writing, and if the Custodian agrees in writing to provide such services, such management investment company shall become a Fund hereunder. In the event that a Fund desires to have the Custodian render services as custodian to additional series of a Fund under the terms hereof, it shall so notify the Custodian in writing, and if the Custodian agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder.
Additional Funds/Portfolios. In the event that the Fund establishes one or more series of Shares, in addition to those listed on the attached Appendix A, with respect to which it desires to have the Transfer Agent render services as transfer agent under the terms hereof, it shall so notify the Transfer Agent in writing, and if the Transfer Agent agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder. Furthermore, in the event that one or more additional funds affiliated with the Fund desire(s) to have the Transfer Agent render services as transfer agent under the terms hereof, such fund or funds shall so notify the Transfer Agent in writing, and if the Transfer Agent agrees in writing to provide such services, such fund or funds, together with their portfolios, may become parties to this Agreement by execution of a counterpart signature page hereto. In the event that new affiliated funds and their portfolios become parties to this Agreement, the fees and expenses set forth on Schedule 3.1 shall apply to such funds and portfolios for their applicable initial term or renewal term, provided that the requirements of such funds and portfolios are generally consistent with the services then being provided by the Transfer Agent under this Agreement to the Fund and its Portfolios. Notwithstanding the foregoing, however, at such time as the number of CUSIPs serviced by the Transfer Agent for all IXIS Advisor and Xxxxxx Xxxxxx funds and their affiliated funds has increased by forty percent (40%) or more from the number of CUSIPs serviced by the Transfer Agent on the first date of this Agreement (as to all IXIS Advisor and Xxxxxx Xxxxxx funds and their affiliates together) the parties agree to review and, if necessary, negotiate the fees and expenses set forth on Schedule 3.1 for the Fund and its Portfolios and any new affiliated funds and their portfolios in light of the additional administrative, technical and other service costs imposed on the Transfer Agent by such additional services.
Additional Funds/Portfolios. 20 17. Limitations of Liability of the Trustees and Shareholders............. 21 Appendix A Funds and Portfolios Schedule 1.2(f) AML Delegation Schedule 1.3 Service Level Agreement Schedule 1.6 Simple XXX Services Schedule 2.1 Third Party Administrator(s) Procedures Schedule 3.1 Fees and Expenses Schedule 9 Transfer Agent's Liability TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT made as of the 1st day of October, 2005, by and between each of the entities listed on Appendix A hereto and each being an entity of a type as set forth on Appendix A and organized under the laws of the state as set forth on Appendix A, each with place of business at 000 Xxxxxxxx Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 and each of which is acting on its own behalf and on behalf of each of the portfolios listed under its name on Appendix A, but not jointly with any other entities listed on Appendix A (each such entity, together with its Portfolios (as defined below), shall be severally referred to as the "Fund") and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at Xxx Xxxxxxxx Xxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 (the "Transfer Agent").
Additional Funds/Portfolios. In the event that a Fund establishes one or more series of Shares, in addition to those listed on the attached Schedule A, with respect to which it desires to have the Transfer Agent render services as transfer agent under the terms hereof, it shall so notify the Transfer Agent in writing, and if the Transfer Agent agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder by the parties amending the Schedule A to include the additional series.
Additional Funds/Portfolios
