Actively Traded. The Common Stock is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M by subsection (c)(1) of that rule.
Appears in 6 contracts
Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)
Actively Traded. The Common Stock is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of that rulethereunder.
Appears in 5 contracts
Samples: Terms Agreement (CareTrust REIT, Inc.), Equity Distribution Agreement (Alexander & Baldwin, Inc.), Equity Distribution Agreement (CareTrust REIT, Inc.)
Actively Traded. The Common Stock is an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of that such rule.
Appears in 3 contracts
Samples: Distribution Agreement (American Equity Investment Life Holding Co), Purchase Agreement (American Equity Investment Life Holding Co), Distribution Agreement (American Equity Investment Life Holding Co)
Actively Traded. The Common Stock common stock of the Company is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M by subsection (c)(1) of that rule.
Appears in 2 contracts
Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)
Actively Traded. The Common Stock is shall be an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of that such rule.
Appears in 1 contract
Samples: Sales Agreement (fuboTV Inc. /FL)
