ACCOUNT OR SERVICE Sample Clauses

ACCOUNT OR SERVICE. FEE FREQUENCY ACCOUNT MAINTENANCE Corporate Actions — Mandatory (if securities are in physical form) $15 Per security Corporate Actions — Voluntary or Mandatory with Options (if election is made) $25 Per security Express Mail/Overnight Delivery $15 Per shipment unless otherwise noted Extension for Money or Securities Received Past Settlement $15 Per event Interest Charged for Money or Securities Received Past Settlement Cash Due Interest Rate Begins accruing 3 days after trade settlement Legal Transfer — for processing of certificate requiring legal documentation (e.g., power of attorney, court appointment, death certificate, corporate resolution, etc.) $20 Per security Outgoing Account Transfer — for processing full account transfer of all assets and positions to another financial institution (excludes retirement accounts) $125 Per account Outgoing Account Transfer Check — for processing outgoing account transfer of physical checks $15 Per check over $1,000 Return/Rejected Item/Non-Sufficient Funds (NSF) $20 Per item Retirement Account Fees: Annual XXX Maintenance — for custodial and tax reporting services provided to maintain an individual retirement account (XXX) 2 $40 Per year/per account
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ACCOUNT OR SERVICE. FEE FREQUENCY ACCOUNT MAINTENANCE Corporate Actions — Mandatory (if securities are in physical form) $15 Per security Corporate Actions — Voluntary or Mandatory with Options (if election is made) $25 Per security Express Mail/Overnight Delivery $15 Per shipment unless otherwise noted Extension for Money or Securities Received Past Settlement $15 Per event Interest Charged for Money or Securities Received Past Settlement Cash Due Interest Rate Begins accruing 3 days after trade settlement Legal Transfer — for processing of certificate requiring legal documentation (e.g., power of attorney, court appointment, death certificate, corporate resolution, etc.) $20 Per security Outgoing Account Transfer — for processing full account transfer of all assets and positions to another financial institution (excludes retirement accounts) $125 Per account Outgoing Account Transfer Check — for processing outgoing account transfer of physical checks $15 Per check over $1,000 Return/Rejected Item/Non-Sufficient Funds (NSF) $20 Per item Retirement Account Fees: Annual IRA Maintenance — for custodial and tax reporting services provided to maintain an individual retirement account (IRA) 2 $40 Per year/per account Annual QRP and 403(b)(7) Maintenance — for custodial and tax reporting services provided to maintain qualified retirement plan (QRP) or 403(b)(7) account 2 $50 Per year/per account IRA/QRP and 403(b)(7) Termination $125 Per account QRP and 403(b)(7) Loan Processing $50 Per loan Xxxx XXX Conversion $25 Per conversion 990-T Filing $100 Per 900-T 1099-R for Omnibus/Pooled QRPs $50 Per 1099-R CASH MANAGEMENT SERVICES Checking — for Premier Plus checkwriting account feature, if selected $60 Per year Deposit Cash Account sweep fee 3 $4.00 (as of 5/1/2020, subject to change) Monthly, per account Stop Payment $10 Per check Wired Funds $25 Per wire INVESTMENT SPECIFIC Alternative Investment (AI) Products4: AI Product Processing $50 Per transaction AI Administration $35 Per year/per position ($100 max) AI Unrelated Business Taxable Income (UBTI) Filing — for preparation and filing of tax forms for UBTI, if applicable $100 Per required filing AI Custody Analysis Fee for Private Securities $250 Per custody review Foreign Securities: Foreign Transaction Tax5 0.3% Per purchase transaction Transaction (not applicable to American Depository Receipts) $40 Per transaction or transfer Transfer and Ship $250 Per transfer Physical Certificates / Transfer and Ship — for issuance of physica...
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Related to ACCOUNT OR SERVICE

  • Product or Service Re Bundling In the event that Contractor is the Product manufacturer and publicly announces to all U.S. customers (“date of notice”) that a Product or maintenance or technical support offering is being re-bundled in a different manner from the structure or licensing model of the prior U.S. commercial offering, Contractor shall be required to: (i) notify the State and each Authorized User in writing of the intended change; (ii) continue to provide Product or withdrawn support upon the same terms and conditions as previously offered on the then-current NYS Contract for the greater of: a) the best terms offered by Contractor to any other customer, or b) not less than twelve

  • Our Service The services that you have selected and the charges for those services are confirmed in Section 9 - Your Consent at the end of this agreement. We agree to provide the services selected and you agree to pay us for those services. Any advice or recommendation that we offer to you, will only be given after we have assessed your needs and considered your financial objectives and attitude to any risks that may be involved. We will also take into account any restrictions that you wish to place on the type of products you would be willing to consider.

  • Accounts Carried as Clearing Broker The Customer understands that you are carrying the accounts of the Customer as clearing broker by arrangement with the Customer's Introducing Broker through whose courtesy the account of the Customer has been introduced to you. Until receipt from the Customer of written notice to the contrary, you may accept from and rely upon the Customer’s Introducing Broker for (a) orders for the purchase or sale in said account of securities and other property, and (b) any other instructions concerning the Customer's accounts. The Customer represents that the Customer understands that you act only to clear trades introduced by the Customer's Introducing Broker and to effect other back office functions for the Customer's introducing broker. The Customer confirms to you that the Customer is relying for any advice concerning the Customer's accounts solely on the Customer's Introducing Broker. The Customer understands that all representatives, employees and other agents with whom the Customer communicates concerning the Customer's account are agents of the Introducing Broker, and not your representatives, employees or other agents and the Customer will in no way hold you liable for any trading losses that the Customer may incur. The Customer understands that you are not a principal of or partner with, and do not control in any way, the Introducing Broker or its representatives, employees or other agents. The Customer understands that you will not review the Customer's accounts and will have no responsibility for trades made in the Customer's accounts. You shall not be responsible or liable for any acts or omissions of the Introducing Broker or its representatives, employees or other agents. Notwithstanding the foregoing, in the event that the Customer initiates a claim against you in your capacity as clearing broker and does not prevail, the Customer shall be responsible for the costs and expenses associated with your defense of such claim. The Customer understands you shall be entitled to exercise and enforce directly against the Customer all rights granted to the Introducing Broker.

  • Loss To A Pair Or Set In case of loss to a pair or set we may elect to:

  • Mail Service 1. The Union shall be authorized to use the Agency’s internal mail distribution system, and the electronic mail system (e-mail), to conduct Union business which is necessary for the effective representation of bargaining unit employees.

  • Xxxx Payment Service You can arrange, at your option, for the payment of your current, future and recurring bills from your designated Xxxx Pay Account. For Xxxx Payment Service, your Payee list may include utility companies, merchants, financial institutions, insurance companies, individuals, etc. within the United States whom you wish to pay through Xxxx Payment Service. You must include the full name of the Payee and a complete mailing address and telephone number for each Payee, along with your account number with the Payee, the amount of the Payment, and whether the Payment is recurring. The Financial Institution reserves the right to decline to make Payments to certain persons and entities. You agree that any Payment for taxes, Payments that are court-ordered, government payments and Payments outside of the United States are prohibited and you agree that you will not attempt to use the Service to make these types of Payments. On recurring Payments, it is the responsibility of you or your designated authorized users to update Payee account information as necessary to ensure receipt of payment. Payments are posted against your ledger balance, plus the available credit on your overdraft protection, if any, or other line of credit.

  • GOVERNMENT SERVICE 1. a) Salaries, wages and other similar remuneration, other than a pension, paid by a Contracting State or a political subdivision or a local authority thereof to an individual in respect of services rendered to that State or subdivision or authority shall be taxable only in that State.

  • Disconnection of Service Customer may discontinue service upon written notification to OFMTC, after which Customer will still be subject to payment of all applicable charges. No initial charges shall be refunded once OFMTC has accepted this contract. OFMTC has the right to discontinue Customer’s service without notice if payment is more than approximately 30 days in arrears, if Customer fails to honor the terms of this agreement, if Customer violates the rules or regulations of the Federal Communications Commission (FCC), or if Customer uses the designated service for unlawful or prohibited purposes. If Customer’s service is disconnected for nonpayment of Customer’s xxxx, a reactivation fee may apply if the service is resumed. Customer will be liable for any costs (including reasonable attorneys’ fees) relating to collection of the amounts owed. SERVICE LEVEL AGREEMENT Based upon network availability, OFMTC High-Speed Internet Service is a “best efforts” service that can provide Downstream speeds ranging from 1 Mbps to 100 Mbps, based upon the package selected by Customer. The actual speeds experienced by customers may vary and depend on several factors, including, but not limited to, customer location, destination on the Internet, traffic on the Internet, interference with a high frequency spectrum on the customer’s telephone line, and other devices that may be attached to the same cable pair. No minimum level of speed is guaranteed.

  • Prior Service The City’s contract with CalPERS provides the prior service benefit as set forth in Government Code section 20055.

  • Prior Service Credit A unit employee who has had a break in service shall be credited with prior periods of full-time state employment for leave accrual purposes if that employee's current period of full-time state employment has been three (3) or more continuous years in duration. Only prior periods of full-time state employment of two (2) or more consecutive years in duration shall be eligible for crediting.

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