Common use of Absence of Litigation Clause in Contracts

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Purchase Agreement (American Bio Medica Corp), Purchase Agreement (Viking Therapeutics, Inc.), Purchase Agreement (Viking Therapeutics, Inc.)

AutoNDA by SimpleDocs

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to would have a Material Adverse Effect.

Appears in 4 contracts

Samples: Purchase Agreement (xG TECHNOLOGY, INC.), Purchase Agreement (xG TECHNOLOGY, INC.), Purchase Agreement (xG TECHNOLOGY, INC.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the Company’s Knowledge or to the knowledge of the Companyany of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Securities Purchase Agreement (2seventy Bio, Inc.), Securities Purchase Agreement (2seventy Bio, Inc.), Securities Purchase Agreement (Bluebird Bio, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyTYDE, threatened against or affecting the CompanyTYDE or any of its subsidiaries, the Common Stock or any of the Company's TYDE’s subsidiaries or any of TYDE’s or its subsidiaries’ officers or directors directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Amendment Agreement (Cryptyde, Inc.), Amendment Agreement (Cryptyde, Inc.), Amendment Agreement (Cryptyde, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the its Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would have a Material Adverse Effect.

Appears in 4 contracts

Samples: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (KULR Technology Group, Inc.)

Absence of Litigation. There Except as disclosed in the Company’s public filings, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effectmaterial adverse effect. The Company and its subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Wisdom Homes of America, Inc.), Securities Purchase Agreement (Wisdom Homes of America, Inc.), Securities Purchase Agreement (Premier Biomedical Inc)

Absence of Litigation. There is are no actionlegal or governmental investigations, suitactions, proceeding, inquiry suits or investigation before or by any court, public board, government agency, self-regulatory organization or body proceedings pending or, to the knowledge of the Company’s knowledge, threatened against or affecting the Company, the Common Stock its Subsidiaries or any of its properties or to which the Company or its Subsidiaries is or may be a party or to which any property of the Company is or may be the subject that, if determined adversely to the Company's officers , would, individually or directors in their capacities as suchthe aggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Exchange Agreement (Altimmune, Inc.), Exchange Agreement (Altimmune, Inc.), Form of Exchange Agreement (Taronis Technologies, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could that could, individually or in the aggregate, reasonably be expected to have result in a Material Adverse Effect.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Avanex Corp), Securities Purchase Agreement (Avanex Corp), Securities Purchase Agreement (Avanex Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened in writing against the Company which (i) adversely affects or affecting challenges the Companylegality, validity or enforceability of this Agreement or the Common Stock Securities or any of the Company's officers or directors in their capacities as such, which could (ii) would reasonably be expected to have result in a Material Adverse Effect.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Interleukin Genetics Inc), Securities Purchase Agreement (Interleukin Genetics Inc), Common Stock Purchase Agreement (Interleukin Genetics Inc)

Absence of Litigation. There Except as disclosed in the Company’s public filings, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Verus International, Inc.), Securities Purchase Agreement (Verus International, Inc.), Securities Purchase Agreement (Verus International, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry proceeding or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Company’s knowledge, overtly threatened, by or before any governmental agency, court or arbitrator against the Company which questions the validity of the Company, threatened against Agreements or affecting the Company, the Common Stock or any right of the Company's officers Company to enter in the Agreements, or directors in their capacities as suchto consummate the transactions contemplated hereby or thereby, or which could would reasonably be expected to have a Material Adverse Effectresult either individually or in the aggregate, in any material adverse change in the business, assets, liabilities, financial condition, operations or prospects of the Company.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Spacedev Inc), Stock Purchase Agreement (Spacedev, Inc.), Stock Purchase Agreement (Spacedev, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending proceeding or, to the knowledge of the Company's knowledge, threatened against or affecting the Companyinvestigation, the Common Stock or any of pending, or, to the Company's officers knowledge, threatened by or directors before any governmental body against the Company and in their capacities which an unfavorable outcome, ruling or finding in any said matter, or for all matters taken as sucha whole, which could reasonably be expected to might have a Material Adverse Effectmaterial adverse effect on the Company. The foregoing includes, without limitation, any such action, suit, proceeding or investigation that questions this Agreement or the Registration Rights Agreement or the right of the Company to execute, deliver and perform under same.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Neoware Systems Inc), Securities Purchase Agreement (Neoware Systems Inc), Securities Purchase Agreement (Neoware Systems Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors directors, except as set forth in their capacities as such, which could reasonably be expected to have a Material Adverse EffectSchedule 3(t).

Appears in 3 contracts

Samples: Securities Purchase Agreement (MFC Development Corp), Securities Purchase Agreement (Nesco Industries Inc), Securities Purchase Agreement (Pure Vanilla Exchange Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.), And Exchange Agreement (LabStyle Innovations Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any subsidiary, wherein an unfavorable decision, ruling or finding would (i) adversely affect the validity or enforceability of, or the authority or ability of the Company's officers Company to perform its obligations under, this Agreement, or directors in their capacities as such, which could reasonably be expected to (ii) have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (LevelBlox, Inc.), Securities Purchase Agreement (LevelBlox, Inc.), Securities Purchase Agreement (AlphaPoint Technology, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Galaxy Next Generation, Inc.), Exchange Agreement (Seaway Valley Capital Corp), Exchange Agreement (Seaway Valley Capital Corp)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of its subsidiaries that could, individually or in the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Blackboxstocks Inc.), Securities Purchase Agreement (Blackboxstocks Inc.), Securities Purchase Agreement (Blackboxstocks Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any subsidiary, wherein an unfavorable decision, ruling or finding would (i) adversely affect the Common Stock validity or enforceability of, or the authority or ability of the Company or any of its subsidiaries to perform its obligations under, this Agreement or any of the Company's officers documents contemplated herein, or directors in their capacities as such, which could reasonably be expected to (ii) have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (California Gold Corp.), Securities Purchase Agreement (Orbital Tracking Corp.), Securities Purchase Agreement (California Gold Corp.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its Subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect, except as described in Schedule 3(i).

Appears in 3 contracts

Samples: Securities Purchase Agreement (Peak Entertainment Holdings Inc), Securities Purchase Agreement (Peak Entertainment Holdings Inc), Securities Purchase Agreement (Peak Entertainment Holdings Inc)

Absence of Litigation. There is no action, suit, claim, or proceeding, or, to the Company’s knowledge, inquiry or investigation investigation, before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of its Subsidiaries that could, individually or in the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation of which the Company is aware before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (KULR Technology Group, Inc.), Securities Purchase Agreement (Kraig Biocraft Laboratories, Inc), Securities Purchase Agreement (Kraig Biocraft Laboratories, Inc)

Absence of Litigation. There Except as disclosed in the Form 10-K, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of its Subsidiaries that could, individually or in the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have result in a Material Adverse Effect.

Appears in 3 contracts

Samples: Purchase Agreement (Broadwing Corp), Purchase Agreement (Broadwing Corp), Securities Purchase Agreement (Avanex Corp)

Absence of Litigation. There is no action, suit, proceedingclaim, or Proceeding, or, to the Company’s knowledge, inquiry or investigation investigation, before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of Subsidiary that would, individually or in the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Alliqua, Inc.), Stock Purchase Agreement (Alliqua, Inc.), Stock Purchase Agreement (Celgene Corp /De/)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's subsidiaries or any of the Company's or the Company's subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as expressly set forth in Schedule 3(h).

Appears in 3 contracts

Samples: Securities Purchase Agreement (Cell Genesys Inc), Subscription Agreement (Panda Project Inc), Securities Purchase Agreement (Tii Industries Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation that if adversely determined, individually or in the aggregate, would have a Material Adverse Effect before or by by, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any Subsidiary, any of the Company's their respective officers or directors in their capacities as suchdirectors, which could reasonably be expected to have a Material Adverse Effector the Shares.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Comanche Clean Energy Corp), Securities Purchase Agreement (Golden Autumn Holdings Inc.), Securities Purchase Agreement (Comanche Clean Energy Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in Schedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Wentworth Energy, Inc.), Securities Purchase Agreement (Wentworth Energy, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Subsidiaries or any of the Company's ’s or the Subsidiaries’ officers or directors in their capacities as such, which could would reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (RXi Pharmaceuticals Corp), Purchase Agreement (RXi Pharmaceuticals Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors directors, that could, individually or in their capacities as suchthe aggregate, which could reasonably be expected to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Phantom Fiber Corp), Securities Purchase Agreement (Sorell, Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s Subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would have a Material Adverse Effect.

Appears in 2 contracts

Samples: Equity Purchase Agreement (GigCapital5, Inc.), Purchase Agreement (iCoreConnect Inc.)

Absence of Litigation. There is no action, suit, proceeding, --------------------- inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.except as expressly set forth in Schedule 3(h). -------------

Appears in 2 contracts

Samples: Securities Purchase Agreement (Advanced Tissue Sciences Inc), Securities Purchase Agreement (Goodnoise Corp)

Absence of Litigation. There To the Company’s knowledge, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could would reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Alterola Biotech Inc.), Common Stock Purchase Agreement (Bloomios, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances that might give rise to any of the foregoing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Tixfi Inc.), Securities Purchase Agreement (Tixfi Inc.)

Absence of Litigation. There is no actionAction, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Kma Global Solutions International Inc), Securities Purchase Agreement (Kma Global Solutions International Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or adversely affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Series B Exchange Agreement (Inventergy Global, Inc.), Exchange Agreement (Inventergy Global, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors directors, that could, individually or in their capacities as suchthe aggregate, which could reasonably be expected to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Maxwell Technologies Inc), Securities Purchase Agreement (Universal Food & Beverage Compny)

Absence of Litigation. There is no action, suit, --------------------- proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in the Disclosure Letter.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Constellation 3d Inc), Common Stock Purchase Agreement (Constellation 3d Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could would reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Trevi Therapeutics, Inc.), Purchase Agreement (vTv Therapeutics Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Amesite Inc.), Purchase Agreement (Idera Pharmaceuticals, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending proceeding or, to the knowledge Knowledge of the Company, investigation, pending, or, to the Knowledge of the Company, threatened by any Governmental Body against the Company and in which an unfavorable outcome, ruling or affecting the Companyfinding in any said matter, the Common Stock or any of the Company's officers or directors in their capacities for all matters taken as sucha whole, which could reasonably be expected to would have a Material Adverse Effect. The foregoing includes, without limitation, any such action, suit, proceeding or investigation that questions this Agreement or the right of the Company to execute, deliver and perform under same.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Tyme Technologies, Inc.), Securities Purchase Agreement (Eagle Pharmaceuticals, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors in their capacities as such, which that could reasonably be expected to have or result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Queen Sand Resources Inc), Securities Purchase Agreement (Queen Sand Resources Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of its Subsidiaries or any of the Company's ’s or the Company’s Subsidiary’s officers or directors in their capacities as suchdirectors, which could reasonably be expected to have whether of a Material Adverse Effectcivil or criminal nature or otherwise.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Jmar Technologies Inc), Securities Purchase Agreement (Jmar Technologies Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agencyGovernmental Authority, self-regulatory organization or body pending or, to the knowledge of the Company’s knowledge, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could such that if determined adversely to the Company or other such party would reasonably be expected to have a Material Adverse EffectEffect or would reasonably be expected to impair the ability of the Company to perform its obligations under this Agreement.

Appears in 2 contracts

Samples: Note Purchase Agreement (Forian Inc.), Securities Purchase Agreement (Forian Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could would reasonably be expected to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement Purchase Agreement (Achieve Life Sciences, Inc.), Purchase Agreement (Oncogenex Pharmaceuticals, Inc.)

Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors directors, except as set forth in their capacities as such, which could reasonably be expected to have a Material Adverse EffectSchedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (Composite Technology Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Company Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in Schedule 3(s).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Supergen Inc), Securities Purchase Agreement (Supergen Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of Parent or the Company, threatened against or affecting Parent, the Company, the Ordinary Shares, the Common Stock or any Subsidiaries of Parent or the Company or any of Parent’s, the Company's or their respective Subsidiaries' officers or directors in their capacities as such, such which could would reasonably be expected to have a Material Adverse EffectEffect on any of the foregoing.

Appears in 2 contracts

Samples: Share Purchase Agreement (Glori Energy Inc.), Share Purchase Agreement (Infinity Cross Border Acquisition Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company’s Knowledge, threatened against or affecting the Company, the Common Stock Stock, the Warrants or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could would reasonably be expected expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by either Initial Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers or directors in their capacities as such, which could reasonably be that is expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Funding Agreement (Firepond, Inc.), Funding Agreement (Firepond, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock Shares or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Oncolytics Biotech Inc), Purchase Agreement (Oncolytics Biotech Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Stock, the Securities or any of the Company's ’s officers or directors in their capacities as suchsuch which would, which could individually or in the aggregate, reasonably be expected to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Exchange Agreement (GridIron BioNutrients, Inc.), Exchange Agreement (Better Choice Co Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in Schedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (House of Taylor Jewelry, Inc.), Securities Purchase Agreement (House of Taylor Jewelry, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in Schedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (RxElite, Inc.), Securities Purchase Agreement (Broadcast International Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to individually or in the aggregate would have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Hythiam Inc), Securities Purchase Agreement (Iparty Corp)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Blue Sky Media Corp), Securities Purchase Agreement (Life Clips, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by either Initial Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could reasonably be that is expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Amendment and Exchange Agreement (Firepond, Inc.), Amendment and Exchange Agreement (FP Tech Holdings, LLC)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Guided Therapeutics Inc), Securities Purchase Agreement (Guided Therapeutics Inc)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its Subsidiaries, or their officers or directors in their capacities as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Main Street Restaurant Group, Inc.), Securities Purchase Agreement (Cic MSRG Lp)

Absence of Litigation. There is are no actionlegal or governmental investigations, suitactions, proceeding, inquiry suits or investigation before or by any court, public board, government agency, self-regulatory organization or body proceedings pending or, to the knowledge of the Company's knowledge, threatened against or affecting the Company, the Common Stock its Subsidiaries or any of its properties or to which the Company or its Subsidiaries is or may be a party or to which any property of the Company is or may be the subject that, if determined adversely to the Company's officers , would, individually or directors in their capacities as suchthe aggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Exchange Agreement (Nanoviricides, Inc.), Exchange Agreement (Eon Communications Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the SEC, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its subsidiaries or affiliates, the Common Stock Securities or any of the Company's ’s or its subsidiaries’ officers or directors in their capacities as suchdirectors, which could reasonably be expected to whether of a civil or criminal nature or otherwise, which, if adversely determined, would have a Material Adverse Effectmaterial adverse effect on the Company’s business or financial condition.

Appears in 2 contracts

Samples: Adoption Agreement (Gi Dynamics, Inc.), Exchange and Warrant Cancellation Agreement (Gi Dynamics, Inc.)

Absence of Litigation. There Except for the Litigation and as disclosed in Schedule 3.1(i), there is no action, suit, proceedingclaim, or Proceeding, or, to the Company’s Knowledge, inquiry or investigation investigation, before or by any court, public board, government or other regulatory agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of Subsidiary that could, individually or in the Company's officers or directors in their capacities as suchaggregate, which could be reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)

AutoNDA by SimpleDocs

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock Shares or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth in Schedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Clearly Canadian Beverage Corp), Securities Purchase Agreement (Clearly Canadian Beverage Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, Governmental Entity or self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of its Subsidiaries, except where any of the Company's officers or directors in their capacities as such, which could foregoing would not reasonably be expected to have result, either individually or in the aggregate, in a Material Adverse EffectEffect and except as set forth on Schedule 3(h).

Appears in 2 contracts

Samples: Stock Purchase Agreement (Clarient, Inc), Stock Purchase Agreement (Clarient, Inc)

Absence of Litigation. There is no action, suit, ______________________ claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its Subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Jackpot Enterprises Inc), Securities Purchase Agreement (Jackpot Enterprises Inc)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of the Company's its officers or directors acting as such that could, individually or in their capacities as suchthe aggregate, which could reasonably be expected to have a Material Adverse Effect. The Company is not aware of any facts or circumstances which would reasonably be expected to give rise to any such action or proceeding.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Perficient Inc), Securities Purchase Agreement (Delphax Technologies Inc)

Absence of Litigation. There Except as set forth in the Registration --------------------- Statement, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization board or body pending or, to the knowledge of the Company, threatened against or affecting the Company, wherein an unfavorable decision, ruling or finding would have a Material Adverse Effect or which would adversely affect the Common Stock validity or enforceability of, or the authority or ability of the Company to perform its obligations under, this Agreement or any of the Company's officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectdocuments contemplated herein.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Intercell Corp), Securities Purchase Agreement (Intercell Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors directors, except as set forth in their capacities as such, which could reasonably be expected to have a Material Adverse EffectSchedule 3(t).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Kentucky USA Energy, Inc.), Securities Purchase Agreement (Vcampus Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as expressly set forth in Schedule 3(h).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Immunomedics Inc), Securities Purchase Agreement (Yieldup International Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectdirectors.

Appears in 2 contracts

Samples: Securities Purchase Agreement (General Steel Holdings Inc), Securities Purchase Agreement (EnterConnect Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the SEC, the ASX, any court, public board, government agency, self-self- regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its subsidiaries or affiliates, the Common Stock Securities or any of the Company's ’s or its subsidiaries’ officers or directors in their capacities as suchdirectors, which could reasonably be expected to whether of a civil or criminal nature or otherwise, which, if adversely determined, would have a Material Adverse Effectmaterial adverse effect on the Company’s business or financial condition.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors in their capacities as suchdirectors, which whether of a civil or criminal nature or otherwise, that could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Maui Land & Pineapple Co Inc)

Absence of Litigation. There To the knowledge of the Company, except as set forth in Schedule 3(u), there is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors in their capacities as suchthat, which could reasonably be expected to if adversely decided against the Company, would have a Material Adverse EffectEffect on the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (nCoat, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect, except as set forth on Schedule 4(h) hereof.

Appears in 1 contract

Samples: Purchase Agreement (Hpev, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock Shares or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Avalon Rare Metals Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, --------------------- inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, Company or the Common Stock Banks or any of the Company's their officers or directors acting as such that would, individually or in their capacities as suchthe aggregate, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Greater Bay Bancorp)

Absence of Litigation. There To the Company’s knowledge, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse EffectEffect (each, an “Action”).

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Recro Pharma, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could that, if there were an unfavorable decision, would reasonably be expected to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Guided Therapeutics Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectexcept as set forth on Schedule 5.1(t).

Appears in 1 contract

Samples: Loan Restructuring Agreement (Broadcast International Inc)

Absence of Litigation. There Except as disclosed to the Buyer or in the Company’s public filings, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Eventure Interactive, Inc.)

Absence of Litigation. There Except as disclosed in the 2003 Form 10-K, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of its Subsidiaries that, individually or in the Company's officers aggregate, has resulted in, or directors in their capacities as such, which could reasonably be expected to have result in, a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Internet Capital Group Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Legend Oil & Gas, Ltd.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s Subsidiaries that could, individually or directors in their capacities as suchthe aggregate, which could reasonably be expected to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Epiq Systems Inc)

Absence of Litigation. There Except as disclosed in the Company’s public filings, there is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company, the Common Stock Company or any of the Company's its subsidiaries, or their officers or directors in their capacities capacity as such, which that could reasonably be expected to have a Material Adverse Effectmaterial adverse effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Airborne Wireless Network)

Absence of Litigation. There To the knowledge of the Company, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Stock, the Notes, the BN 35286522v1 Debenture or any of the Company's ’s officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effectother than what is disclosed in the Company’s public filings.

Appears in 1 contract

Samples: Exchange Agreement (Parallax Health Sciences, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's or its Subsidiaries' officers or directors in their capacities as such, which could would reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Dare Bioscience, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body now pending or, to the knowledge of the Company, threatened threatened, against or affecting the Company, wherein an unfavorable decision, ruling or finding would (i) adversely affect the Common Stock validity or enforceability of, or the authority or ability of the Company to perform its obligations under, this Agreement or any of the Company's officers other Transaction Documents, or directors in their capacities as such, which could reasonably be expected to (ii) have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Placer Del Mar, Ltd.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could such that would reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Zosano Pharma Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would have a Material Adverse Effect.. (k)

Appears in 1 contract

Samples: Securities Purchase Agreement

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of its Subsidiaries or any of the Company's ’s or the Company’s Subsidiary’s officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Guilford Pharmaceuticals Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or any of its Subsidiaries, the Common Stock or any of the Company's ’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors in their capacities as suchdirectors, whether of a civil or criminal nature or otherwise, which could has or is reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Mdi, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any of its subsidiaries that could, individually or in the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have a material adverse effect on the Company, its financial condition, prospects or results of operations (a “Material Adverse Effect”).

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would (i) have a Material Adverse Effectmaterial adverse effect on the transactions contemplated hereby or (ii) adversely affect the validity or enforceability of, or the authority or ability of the Company to perform its obligations under, this Agreement or any of the documents contemplated herein.

Appears in 1 contract

Samples: Securities Purchase Agreement (Micro Imaging Technology, Inc.)

Absence of Litigation. There To the knowledge of the Company, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as such, which could reasonably be expected to finding would (i) have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Isonics Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock Company or any Subsidiary or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could would, if there were an unfavorable decision, reasonably be expected to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (BioLineRx Ltd.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company’s Knowledge, threatened against or affecting the Company, in each case that would, individually or in the Common Stock or any of the Company's officers or directors in their capacities as suchaggregate, which could reasonably be expected to have a Material Adverse EffectEffect or prevent the consummation of the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (WPP PLC)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could would be reasonably be expected likely to have a Material Adverse Effectadversely affect the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Warrant Repurchase Option Agreement (Applied Dna Sciences Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's ’s officers or directors in their capacities as such, which could is reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Skyline Medical Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company, the Common Stock or any of the Company's officers ’s subsidiaries, wherein an unfavorable decision, ruling or directors in their capacities as suchfinding would (i) adversely affect the validity or enforceability of, which could reasonably be expected or the authority or ability of the Company to perform its obligations under, this Agreement or any of the documents contemplated herein, or (ii) have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cromwell Uranium Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the CompanyCompany or its Subsidiaries, the Common Stock or any of the Company's ’s or its Subsidiaries’ officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (SurePure, Inc.)

Absence of Litigation. There is no actionAction, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company, the Common Stock or any of the Company's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Kma Global Solutions International Inc)

Time is Money Join Law Insider Premium to draft better contracts faster.