Common use of Absence of Litigation Clause in Contracts

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 275 contracts

Samples: Subscription Agreement (Singularity Future Technology Ltd.), Forward Purchase Agreement (Spark I Acquisition Corp), Forward Purchase Agreement (Spark I Acquisition Corp)

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Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 53 contracts

Samples: Equity Purchase Agreement (Spectaire Holdings Inc.), Equity Purchase Agreement (LeddarTech Holdings Inc.), Equity Purchase Agreement (LeddarTech Holdings Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 51 contracts

Samples: Purchase Agreement (Anavex Life Sciences Corp.), Purchase Agreement (Galaxy Next Generation, Inc.), Purchase Agreement (Item 9 Labs Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 39 contracts

Samples: Purchase Agreement (Biolargo, Inc.), Purchase Agreement (Cannapharmarx, Inc.), Purchase Agreement (Kintara Therapeutics, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect. The Company and its Subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 36 contracts

Samples: Securities Purchase Agreement (NovAccess Global Inc.), Securities Purchase Agreement (Resonate Blends, Inc.), Securities Purchase Agreement (SusGlobal Energy Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 29 contracts

Samples: Securities Purchase Agreement (Samsara Luggage, Inc.), Securities Purchase Agreement (Samsara Luggage, Inc.), Securities Purchase Agreement (Samsara Luggage, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 28 contracts

Samples: Securities Purchase Agreement (U.S. Stem Cell, Inc.), Securities Purchase Agreement (Bioheart, Inc.), Securities Purchase Agreement (Virtus Oil & Gas Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would (i) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 25 contracts

Samples: Securities Purchase Agreement (CLS Holdings USA, Inc.), Securities Purchase Agreement (Westport Energy Holdings Inc.), Securities Purchase Agreement (Unicorp Inc /New)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect.

Appears in 15 contracts

Samples: Private Securities Purchase and Assignment Agreement (Accelerated Pharma, Inc.), Private Securities Purchase and Assignment Agreement (Accelerated Pharma, Inc.), Securities Purchase Agreement (Arkados Group, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 13 contracts

Samples: Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (AMERI Holdings, Inc.), Exchange Agreement (AMERI Holdings, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Ordinary Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 12 contracts

Samples: Equity Purchase Agreement (Lilium N.V.), Equity Purchase Agreement (Lilium N.V.), Equity Purchase Agreement (Next.e.GO N.V.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company that could, individually or any of in the Company’s officers or directorsaggregate, whether of have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 10 contracts

Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.)

Absence of Litigation. There Except as disclosed in the Company’s Public Reports, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 10 contracts

Samples: Securities Purchase Agreement (Players Network), Securities Purchase Agreement (TWO RIVERS WATER & FARMING Co), Securities Purchase Agreement (Biolargo, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its subsidiaries, the Common Stock or any of the Company’s subsidiaries or any of the Company’s or its subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 10 contracts

Samples: Second Amendment Agreement (Cryptyde, Inc.), Exchange Agreement (Vinco Ventures, Inc.), Prepayment and Redemption Agreement (Eightco Holdings Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, except as set forth in Schedule 3(t).

Appears in 9 contracts

Samples: Securities Purchase Agreement (Stinger Systems, Inc), Securities Purchase Agreement (Answers CORP), Securities Purchase Agreement (Amish Naturals, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry inquiry, or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Propanc Biopharma, Inc.), Securities Purchase Agreement (Propanc Biopharma, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 9 contracts

Samples: Stock Purchase Agreement (Leung Kwok Hei), Securities Purchase Agreement (Aladdin International Inc /Mn/), Stock Purchase Agreement (Zewar Jewellery, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or the Common Stock, wherein an unfavorable decision, ruling or finding would (i) adversely affect the validity or enforceability of, or the authority or ability of the Company to perform its obligations under, this Agreement or any of the Company’s officers documents contemplated herein, or directors, whether of (ii) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Symbid Corp.), Securities Purchase Agreement (Max Cash Media Inc), Securities Purchase Agreement (Cahaba Pharmaceuticals, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 8 contracts

Samples: Preferred Stock Purchase Agreement (Cyber Supply Inc.), Securities Purchase Agreement (Aeolus Pharmaceuticals, Inc.), Securities Purchase Agreement (Aeolus Pharmaceuticals, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Exchange Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 7 contracts

Samples: Exchange Agreement (Sysorex, Inc.), Form of Exchange Agreement (Taronis Fuels, Inc.), Exchange Agreement (Gratitude Health, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the SEC, the ASX, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its subsidiaries or affiliates, the Securities or any of the Company’s or its subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchwhich, if adversely determined, would have a material adverse effect on the Company’s business or financial condition.

Appears in 6 contracts

Samples: Convertible Note Purchase Agreement (Gi Dynamics, Inc.), Convertible Note Purchase Agreement (Gi Dynamics, Inc.), Securities Purchase Agreement (Gi Dynamics, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation that is material, individually or in the aggregate, before or by by, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or the Company’s Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 6 contracts

Samples: Preferred Stock Securities Purchase Agreement (Global Employment Holdings, Inc.), Preferred Stock Securities Purchase Agreement (Global Employment Holdings, Inc.), Common Stock Securities Purchase Agreement (Global Employment Holdings, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.. (k)

Appears in 6 contracts

Samples: Forward Purchase Agreement (Dragoneer Growth Opportunities Corp.), Forward Purchase Agreement (Altimeter Growth Corp. 2), Forward Purchase Agreement (Altimeter Growth Corp. 2)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, except as set forth in Schedule 3(h).

Appears in 6 contracts

Samples: Securities Purchase Agreement (General Magic Inc), Securities Purchase Agreement (General Magic Inc), Exchange Agreement (General Magic Inc)

Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s Subsidiaries, any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil directors or criminal nature or otherwise, in their capacities as suchthe transactions contemplated by the Transaction Documents.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (L & L International Holdings, Inc), Securities Purchase Agreement (Wt Holdings Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization board or body pending or, to the knowledge of the Company, threatened against or affecting Company, wherein an unfavorable decision, ruling or finding would have a material adverse effect on the business or financial condition of Company or the transactions contemplated by this Agreement or any of the Company’s officers documents contemplated hereby or directorswhich would adversely affect the validity or enforceability of, whether or the authority or ability of a civil Company to perform its obligations under, this Agreement or criminal nature or otherwise, in their capacities as suchany of such other documents.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Premier Concepts Inc /Co/), Securities Purchase Agreement (Fieldpoint Petroleum Corp), Securities Purchase Agreement (XML Global Technologies Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil material adverse effect on the Company or criminal nature or otherwise, in their capacities as suchits operations.

Appears in 6 contracts

Samples: Exchange Agreement (Marquie Group, Inc.), Exchange Agreement (Vapor Hub International Inc.), Exchange Agreement (Vapor Hub International Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers 's subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would (i) have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Pacer Health Corp), Securities Purchase Agreement (Harvey Electronics Inc), Securities Purchase Agreement (Locateplus Holdings Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its subsidiaries, the Common Stock or any of the Company’s 's subsidiaries or any of the Company's or its subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Pimi Agro Cleantech, Inc.), Securities Purchase Agreement (Gen 2 Media CORP), Securities Purchase Agreement (Vanity Events Holding, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory selfregulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 6 contracts

Samples: Exchange Agreement (Troika Media Group, Inc.), Exchange Agreement (Uppercut Brands, Inc.), Exchange Agreement (Ecoark Holdings, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company or any of the Company’s its subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a material adverse effect. The Company and its subsidiaries are unaware of any facts or circumstances which might give rise to any of the foregoing.

Appears in 6 contracts

Samples: Note Purchase Agreement (Algae Dynamics Corp.), Note Purchase Agreement (Algae Dynamics Corp.), Note Purchase Agreement (Xfit Brands, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchrelating to the issuance of the Securities.

Appears in 5 contracts

Samples: Note Purchase Agreement (Energy Focus, Inc/De), Note Purchase Agreement (Merisel Inc /De/), Note Purchase Agreement (Energy Focus, Inc/De)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Companyexecutive officers of Company or any of its Subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or the Company's Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, in which an adverse decision could have a Material Adverse Effect.

Appears in 5 contracts

Samples: Subscription Agreement (Brazil Interactive Media, Inc.), Subscription Agreement (MassRoots, Inc.), Investment Agreement (American Oriental Bioengineering Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s 's officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Gold Lakes Corp.), Securities Purchase Agreement (Gold Lakes Corp.), Securities Purchase Agreement (Medican Enterprises, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 5 contracts

Samples: Stock Purchase Agreement (Sorrento Therapeutics, Inc.), Stock Purchase Agreement (Sorrento Therapeutics, Inc.), Stock Purchase Agreement (Sorrento Therapeutics, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchotherwise that if adversely determined would reasonably be expected to have a Material Adverse Effect.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Electro Optical Sciences Inc /Ny), Form of Securities Purchase Agreement (Electro Optical Sciences Inc /Ny), Securities Purchase Agreement (Electro Optical Sciences Inc /Ny)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Acurx Pharmaceuticals, LLC), Securities Purchase Agreement (Dipexium Pharmaceuticals, LLC), Securities Purchase Agreement (Dipexium Pharmaceuticals, LLC)

Absence of Litigation. There As of the date hereof, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 4 contracts

Samples: Backstop Facility Agreement (Trebia Acquisition Corp.), Backstop Facility Agreement (Cannae Holdings, Inc.), Backstop Facility Agreement (Trebia Acquisition Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Nemus Bioscience, Inc.), Form of Exchange Agreement (Ener-Core Inc.), Securities Purchase Agreement (LabStyle Innovations Corp.)

Absence of Litigation. There To the knowledge of the Company, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 4 contracts

Samples: Exchange Agreement (Truli Technologies, Inc.), Exchange Agreement (OncBioMune Pharmaceuticals, Inc), Exchange Agreement (OncBioMune Pharmaceuticals, Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation Action before or by any court, public board, government agency, self-regulatory organization or body pending Governmental Authority or, to the knowledge Knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 4 contracts

Samples: Transition Services Agreement (Avista Public Acquisition Corp. II), Transition Services Agreement (Ligand Pharmaceuticals Inc), Forward Purchase Agreement (Avista Public Acquisition Corp. II)

Absence of Litigation. There is no claim, action, suit, proceedingarbitration, inquiry investigation or investigation before other proceeding pending against, or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting affecting, the Company or any of its properties or, to the knowledge of the Company’s , any of its respective officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchdirectors before any Governmental Entity.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company's knowledge, threatened against threatened, by or affecting before any court or public or governmental authority which, if determined adversely to the Company or any of the Company’s officers or directorsits subsidiaries, whether of would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Compositech LTD), Securities Purchase Agreement (Sac Technologies Inc), Securities Subscription Agreement (Earth Sciences Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending proceeding or, to the knowledge of the Company’s knowledge, threatened against or affecting the Company or any of investigation, pending, or, to the Company’s officers knowledge, threatened by or directorsbefore any governmental body against the Company and in which an unfavorable outcome, whether ruling or finding in any said matter, or for all matters taken as a whole, might have a material adverse effect on the Company. The foregoing includes, without limitation, any such action, suit, proceeding or investigation that questions this Agreement or the right of a civil or criminal nature or otherwisethe Company to execute, in their capacities as suchdeliver and perform under same.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Tyme Technologies, Inc.), Securities Acquisition Agreement (Tyme Technologies, Inc.), Securities Purchase Agreement (Tyme Technologies, Inc.)

Absence of Litigation. There is no claim, action, suit, proceedingarbitration, inquiry investigation or investigation before other proceeding pending against, or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting affecting, the Company Company, any Subsidiary or any of their respective properties or, to the knowledge of the Company’s , any of their respective officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchdirectors before any Governmental Entity.

Appears in 3 contracts

Samples: Subscription Agreement (Arrowhead Research Corp), Series a Preferred Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)

Absence of Litigation. There Except as disclosed in the Financial Statements or the Disclosure Documents, there is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its respective directors or officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchsuch wherein an unfavorable decision, ruling or finding would have a Material Adverse Effect.

Appears in 3 contracts

Samples: Chequemate International Inc, Chequemate International Inc, Chequemate International Inc

Absence of Litigation. There is are no actionclaims, suitactions, proceeding, inquiry suits or investigation before or by any court, public board, government agency, self-regulatory organization or body --------------------- proceedings pending or, to the knowledge Knowledge of the Company, threatened (or, to the Knowledge of the Company, any governmental or regulatory investigation pending or threatened) against or affecting the Company or any properties or rights of the Company’s officers , before any court, arbitrator or directorsadministrative, whether of a civil governmental or criminal nature regulatory authority or otherwisebody, in their capacities as suchdomestic or foreign.

Appears in 3 contracts

Samples: Agreement and Plan of Reorganization (Xenogen Corp), Agreement and Plan of Reorganization (Xenogen Corp), Agreement and Plan of Reorganization (Xenogen Corp)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its officers or directorsdirectors acting as such that could, whether of individually or in the aggregate, have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Aksys LTD), Securities Purchase Agreement (Endocardial Solutions Inc), 27 Securities Purchase Agreement (Novoste Corp /Fl/)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock, or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 3 contracts

Samples: Amendment and Exchange Agreement (Cellectar Biosciences, Inc.), Form of Exchange Agreement (Advaxis, Inc.), Exchange Agreement (Advaxis, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchits subsidiaries.

Appears in 3 contracts

Samples: Securities Purchase Agreement (American Biomed Inc), Securities Purchase Agreement (American Biomed Inc), Securities Purchase Agreement (American Biomed Inc)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries that could, individually or in the Company’s officers or directorsaggregate, whether of have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Global Epoint Inc), Securities Purchase Agreement (Global Epoint Inc), Securities Purchase Agreement (Global Epoint Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation by any person or entity or before any Governmental Entity or by any court, public board, government agency, self-regulatory organization the SEC or body FINRA involving the Company pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its Subsidiaries or their respective officers or directors, whether of directors which individually or in the aggregate has or would reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)

Absence of Litigation. There is no civil, criminal, administrative suit, claim, action, suithearing, proceedingproceeding or, inquiry or investigation before or by any courtto the knowledge of the Company, public boardinvestigation, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or its subsidiaries, or any of the Company’s officers their respective properties or directorsassets at law or in equity, whether of a civil and there are no Orders, before any arbitrator or criminal nature or otherwiseGovernmental Authority, in their capacities each case as suchwould have or would reasonably be expected to have, individually or in the aggregate, a Company Material Adverse Effect.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Bentley Pharmaceuticals Inc), Agreement and Plan of Merger (Teva Pharmaceutical Industries LTD), Agreement and Plan of Merger (Teva Pharmaceutical Industries LTD)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Companytheir knowledge, threatened against or affecting Parent, the Company Issuers or any of the Company’s their Subsidiaries, or any of their officers or directorsdirectors in their capacities as such, whether of a civil or criminal nature or of otherwise, in their capacities as suchwhich, if adversely determined, could have a Material Adverse Effect.

Appears in 2 contracts

Samples: Notes Purchase Agreement (Forbes Energy Services Ltd.), Notes Purchase Agreement (Forbes Energy Services Ltd.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 2 contracts

Samples: Exchange Agreement (Iconic Brands, Inc.), Exchange Agreement (DeCicco Richard J)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation Action before or by any court, public board, government agency, self-regulatory organization or body Governmental Authority pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 2 contracts

Samples: Backstop Facility Agreement (Austerlitz Acquisition Corp I), Backstop Facility Agreement (Cannae Holdings, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Clicknsettle Com Inc), Stock Purchase Agreement (Longfoot Communications Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, actually threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 2 contracts

Samples: Note Purchase Agreement (Bazi International, Inc.), Note Purchase Agreement (Bazi International, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil directors or criminal nature 5% or otherwise, greater stockholders in their capacities as such.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Dyadic International Inc), Securities Purchase Agreement (Fathom Holdings Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such, which, in each case, would have a material adverse effect on the Company or its ability to consummate the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Form of Forward Purchase Agreement (Aperture Acquisition Corp), Form of Forward Purchase Agreement (Aperture Acquisition Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by FINRA, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 2 contracts

Samples: Securities Purchase, Loan and Security Agreement (Capstone Therapeutics Corp.), Securities Purchase, Loan and Security Agreement Securities Purchase, Loan and Security Agreement

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Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body body, or arbitrator pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 2 contracts

Samples: Convertible Note Purchase Agreement (La Rosa Holdings Corp.), Subscription Agreement (Arabella Exploration, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or the Parent, threatened against or affecting the Company or any of the Company’s officers or directorsParent, whether of which could reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchmaterial adverse effect.

Appears in 2 contracts

Samples: Conversion Agreement (TWO RIVERS WATER & FARMING Co), Convertible Preferred Stock Purchase Agreement (TWO RIVERS WATER & FARMING Co)

Absence of Litigation. There is no material action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened in writing against or affecting the Company or Company, the Common Shares, any of the Company’s officers or directors, whether of a civil directors or criminal nature or otherwise, in their capacities as suchthe transactions contemplated by the Transaction Documents.

Appears in 2 contracts

Samples: Subscription Agreement (ACCBT Corp.), Subscription Agreement (Brainstorm Cell Therapeutics Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, the Common Stock, the Original Note, the New Note, the Warrant or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, other than what is disclosed in the Company’s public filings.

Appears in 2 contracts

Samples: Exchange Agreement (DPW Holdings, Inc.), Exchange Agreement (DPW Holdings, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company or any of the Company’s its subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a material adverse effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Red Cat Holdings, Inc.), Securities Purchase Agreement (Red Cat Holdings, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the or any of the Company’s 's officers or directors, whether of a civil or criminal nature or otherwise, except as set forth in their capacities as suchSchedule 3(p).

Appears in 2 contracts

Samples: Amended and Restated Purchase Agreement (Spiralfrog, Inc), Purchase Agreement (Mohen, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company (or any officer or director of the Company), threatened against or affecting the Company or any of its Subsidiaries (or any officer or director of the Company’s officers Company or directors, whether any of its Subsidiaries) that could have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (American Banknote Corp), Securities Purchase Agreement (American Banknote Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such, except as would not have a material adverse effect on the Company’s ability to consummate the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Private Placement Warrants Purchase Agreement (Israel Amplify Program Corp.), Israel Amplify Program Corp.

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyBorrower or any of its Subsidiaries, threatened against or affecting the Company Borrower or any of the Company’s its Subsidiaries, or their officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that could have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (SMX (Security Matters) Public LTD Co), Securities Purchase Agreement (SMX (Security Matters) Public LTD Co)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 2 contracts

Samples: Prepaid Advance Agreement (Applied Digital Corp.), Prepaid Advance Agreement (Applied Digital Corp.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Series D Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 2 contracts

Samples: Exchange Agreement (BIGtoken, Inc.), Exchange Agreement (SRAX, Inc.)

Absence of Litigation. (a) There is no actionmaterial litigation, suit, claim, action, demand letter, or any judicial, criminal, administrative or regulatory proceeding, inquiry hearing, investigation, or investigation before formal or by any court, public board, government agency, self-informal regulatory organization or body document production request proceeding (an “Action”) pending or, to the knowledge of the Company, threatened against or affecting the Company any Group Company, or any share, security, equity interest, property or asset of the any Group Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchbefore any Governmental Authority.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Chuanwei Zhang), Agreement and Plan of Merger (China Ming Yang Wind Power Group LTD)

Absence of Litigation. There is no material action, suit, proceedinginvestigation, inquiry arbitration, or investigation before administrative or by any court, public board, government agency, self-regulatory organization other proceeding pending or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, or any of the Company’s officers its properties or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchassets.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Connecture Inc), Agreement and Plan of Merger (Connecture Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company or any of the Company’s officers or directors, whether of its subsidiaries that is reasonably likely to have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Celgene Corp /De/), Securities Purchase Agreement (24/7 Media Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending against or, to the knowledge of Company’s knowledge, affecting the Company, threatened against or affecting the Company Ordinary Shares or any of the Company’s officers Subsidiaries, wherein an unfavorable decision, ruling or directors, whether of finding would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 2 contracts

Samples: Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Equity Subscription Agreement (VinFast Auto Ltd.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock, the Exchanging Warrants or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 1 contract

Samples: Exchange Agreement (Great Basin Scientific, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-self- regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company that could, individually or any of in the Company’s officers or directorsaggregate, whether of have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Starr Insurance Holdings, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 1 contract

Samples: Securities Purchase Agreement (Great Basin Scientific, Inc.)

Absence of Litigation. There is no action, suit, claim, --------------------- proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s its officers or directorsdirectors acting as such that could, whether of individually or in the aggregate, have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aksys LTD)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened against or affecting the Company Company, the Common Stock, the Note, the New Note or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, other than what is disclosed in the Company’s public filings.

Appears in 1 contract

Samples: Exchange Agreement (DPW Holdings, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers 's subsidiaries which, individually or directorsin the aggregate, whether not material to the financial condition or operating results of a civil or criminal nature or otherwise, in their capacities as suchthe Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Hearx LTD)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, or any of the Company’s its business, properties or assets or its officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities capacity as such, that would have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Imac Holdings LLC)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory self­regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Securities or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such.

Appears in 1 contract

Samples: Exchange Agreement (NeuroMetrix, Inc.)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge Knowledge of the Company, threatened against or affecting the Company or any of the Company’s its officers or directorsdirectors acting as such that could, whether of individually or in the aggregate, have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aksys LTD)

Absence of Litigation. There is are no actionactions, suitsuits or proceedings with pending or threatened against the Company, proceedingat law or in equity, inquiry or investigation before or by any courtfederal, public state, municipal, foreign or other governmental department, commission, board, government agencybureau, self-regulatory organization agency or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchinstrumentality.

Appears in 1 contract

Samples: Secured Financing Agreement (AMERICAN POWER GROUP Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s Subsidiaries or any of the Company’s or its Subsidiaries’ officers or directors, whether directors which is outside of a civil the ordinary course of business or criminal nature individually or otherwise, in their capacities as suchthe aggregate material to the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (GreenHunter Energy, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its subsidiaries, threatened against or affecting the Company Shares or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchright to transfer the Shares.

Appears in 1 contract

Samples: Securities Purchase Agreement (Pearl Frank H)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyCompany or any of its Subsidiaries, threatened against or affecting the Company or any of the Company’s or its Subsidiaries’ officers or directors, whether of a civil or criminal nature or otherwise, directors in their capacities as such, which could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Stealth BioTherapeutics Corp)

Absence of Litigation. There is no action, suitsuit or proceeding, proceedingor, to the Company’s knowledge, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 1 contract

Samples: Securities Purchase Agreement (Eyenovia, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry claim, arbitration, or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the CompanyAcquiror's knowledge, threatened by any person, including without limitation any governmental or regulatory agency, against or affecting the Company Acquiror or any of its subsidiaries, or the Company’s officers assets or directorsbusiness of Acquiror or any of its subsidiaries, whether any of which has had or is reasonably likely to have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect on Acquiror.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Chemical Financial Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by the Principal Market, any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of its Subsidiaries, the Common Stock or any of the Company’s 's Subsidiaries or any of the Company's or its Subsidiaries' officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as such.

Appears in 1 contract

Samples: Securities Purchase Agreement (China XD Plastics Co LTD)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, or threatened in writing against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchSubsidiary.

Appears in 1 contract

Samples: Stock Purchase Option Agreement (Zewar Jewellery, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry inquiry, or investigation before or by any court, public board, government agency, self-regulatory organization organization, or other regulatory body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchofficers or directors of the Company.

Appears in 1 contract

Samples: Subscription Agreement (PROOF Acquisition Corp I)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company Company, the Common Stock or any of the Company’s officers or directors, whether of a civil directors or criminal nature 5% or otherwise, greater stockholders in their capacities as such.

Appears in 1 contract

Samples: Securities Purchase Agreement (Dolphin Entertainment, Inc.)

Absence of Litigation. There is no not any action, suit, proceeding, inquiry or investigation (“Litigation”) before or by any court, public board, government agencyGovernmental Entity, self-regulatory organization or body pending or, to the knowledge of the Company’s Knowledge, threatened against or affecting the Company or any of its Subsidiaries. To the Company’s officers Knowledge, no director or directors, whether officer of a civil the Company or criminal nature or otherwise, any of its Subsidiaries has been involved in their capacities as suchsecurities-related Litigation during the past five years.

Appears in 1 contract

Samples: Securities Purchase Agreement (Gulf Western Petroleum Corp)

Absence of Litigation. There is no action, suit, proceeding, inquiry claim, arbitration or investigation before or by any court, public board, government agency, self-regulatory organization or body pending (or, to the knowledge of the Company’s knowledge, threatened currently threatened) against or affecting the Company or any of Company subsidiary, its respective activities or its respective properties before any court or governmental agency. There is no action, suit, proceeding or investigation by the Company’s officers Company or directors, whether of a civil any Company subsidiary currently pending or criminal nature which the Company or otherwise, in their capacities as suchany Company subsidiary intends to initiate.

Appears in 1 contract

Samples: Securities Purchase Agreement (Mandalay Media, Inc.)

Absence of Litigation. There is no action, suit, proceeding, inquiry claim, arbitration, or investigation before pending or threatened by any courtperson, public board, government including without limitation any governmental or regulatory agency, self-regulatory organization against the Corporation, any of its direct or body pending orindirect subsidiaries, to or the knowledge assets or business of the Company, threatened against or affecting the Company Corporation or any of its direct or indirect subsidiaries, any of which has or may have a Material Adverse Effect on the Company’s officers Corporation. There is no factual basis known to the Corporation which presents a reasonable potential for any such action, suit, proceeding, claim, arbitration, or directors, whether of a civil or criminal nature or otherwise, in their capacities as suchinvestigation.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Choiceone Financial Services Inc)

Absence of Litigation. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company, threatened against or affecting the Company or any of the Company’s officers or directors, whether of which could reasonably be expected to have a civil or criminal nature or otherwise, in their capacities as suchmaterial adverse effect.

Appears in 1 contract

Samples: Conversion Agreement (TWO RIVERS WATER & FARMING Co)

Absence of Litigation. There is no action, suit, claim, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the Company's knowledge, threatened against by or affecting before any court or public or governmental authority which, if determined adversely to the Company or any of the Company’s officers or directorsits subsidiaries, whether of would have a civil or criminal nature or otherwise, in their capacities as suchMaterial Adverse Effect.

Appears in 1 contract

Samples: Loan Agreement (Networking Partners Inc)

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