Common use of Absence of Further Requirements Clause in Contracts

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance or sale of the Securities hereunder or its consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRA.

Appears in 49 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

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Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENASDAQ Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 25 contracts

Samples: Underwriting Agreement (Provention Bio, Inc.), Underwriting Agreement (Provention Bio, Inc.), Underwriting Agreement (Aveo Pharmaceuticals, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 19 contracts

Samples: Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance or sale of the Securities hereunder or its consummation of the transactions contemplated by this AgreementAgreement and each Forward Contract, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRA.

Appears in 15 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Global Market, state securities laws or the rules of FINRA.

Appears in 11 contracts

Samples: Underwriting Agreement (Lyra Therapeutics, Inc.), Underwriting Agreement (Vaxcyte, Inc.), Underwriting Agreement (Galera Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offeringthe issuance, issuance or sale and/or delivery of the Securities hereunder or the Confirmation Securities pursuant to this Agreement or each Forward Contract or its consummation of the transactions contemplated by this Agreementherein and therein contemplated, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRA.

Appears in 11 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (the “FINRA”).

Appears in 9 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (MTGE Investment Corp.), Sales Agreement (MTGE Investment Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, Agreement except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 9 contracts

Samples: Starwood Property (Starwood Property Trust, Inc.), Starwood Property (Starwood Property Trust, Inc.), Starwood Property (Starwood Property Trust, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Global Select Market, state securities laws or the rules of FINRA.

Appears in 8 contracts

Samples: Underwriting Agreement (Axonics, Inc.), Underwriting Agreement (Arhaus, Inc.), Underwriting Agreement (HOOKIPA Pharma Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 8 contracts

Samples: Underwriting Agreement (Aquestive Therapeutics, Inc.), Underwriting Agreement (Provention Bio, Inc.), Underwriting Agreement (Eliem Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or laws, the rules of FINRA.

Appears in 7 contracts

Samples: Equity Distribution Agreement (Clever Leaves Holdings Inc.), Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Authority is necessary or required for the performance by any of the Company or any subsidiary Partnership Entities of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Purchased Units hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRA.Financial Industry Regulatory Authority, Inc.

Appears in 7 contracts

Samples: Common Unit Purchase Agreement, Common Unit Purchase Agreement (Energy Transfer Equity, L.P.), Common Unit Purchase Agreement

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company or any subsidiary and the Guarantors of its their obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of the NYSE, state securities laws or the rules of Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 5 contracts

Samples: Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance the offering or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENASDAQ Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 5 contracts

Samples: Underwriting Agreement (Neogenomics Inc), Underwriting Agreement (HD Supply Holdings, Inc.), Underwriting Agreement (HD Supply Holdings, Inc.)

Absence of Further Requirements. No filing with, or authorizationconsent, approval, consent, licenseauthorization, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by the Company or any subsidiary such Selling Shareholder of its obligations hereunder, or in connection with its offering, issuance or the sale and delivery of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as may have previously been already made or obtained or as may be required by FINRA or under the Securities Act, the rules of the NYSE, Exchange Act or state or local securities laws or the rules of FINRAlaws.

Appears in 4 contracts

Samples: Underwriting Agreement (James River Group Holdings, Ltd.), Underwriting Agreement (James River Group Holdings, Ltd.), Underwriting Agreement (James River Group Holdings, Ltd.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Regulatory Agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunderunder this Agreement, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by in this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of FINRA.

Appears in 4 contracts

Samples: Purchase Agreement (Premier Financial Corp), Underwriting Agreement (Great Southern Bancorp, Inc.), Underwriting Agreement (Enterprise Financial Services Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have already been already obtained or as may will be required obtained under the Securities Act, the rules of the NYSE, Act or as required under state securities laws or the rules of FINRA.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Apple Hospitality REIT, Inc.), Distribution Agreement (DMC Global Inc.), Equity Distribution Agreement (Apple Hospitality REIT, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance the offering or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the FINRA.

Appears in 4 contracts

Samples: Sales Agreement (American Capital Agency Corp), Sales Agreement (American Capital Agency Corp), Sales Agreement (American Capital Agency Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary the Operating Partnership of its their respective obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have already been already obtained or as may will be required obtained under the Securities Act, the rules of the NYSE, Act or as required under state securities laws or the rules of FINRA.

Appears in 4 contracts

Samples: Sales Agreement (Aimco Properties Lp), Equity Distribution Agreement (Aimco Properties Lp), Equity Distribution Agreement (Aimco Properties Lp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSEExchange, state securities laws or the rules of FINRA.

Appears in 3 contracts

Samples: Underwriting Agreement (Paratek Pharmaceuticals, Inc.), Underwriting Agreement (Paratek Pharmaceuticals, Inc.), Underwriting Agreement (Paratek Pharmaceuticals, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or laws, the rules of FINRA.

Appears in 3 contracts

Samples: Agreement (Sundial Growers Inc.), Sundial Growers Inc., Sundial Growers Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its subsidiaries of their respective obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Securities Act Regulations, the rules of the NYSEPrincipal Market, state securities laws or the rules of FINRAFINRA rules.

Appears in 2 contracts

Samples: Open Market Sale (Senseonics Holdings, Inc.), Senseonics, Inc

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (NeuBase Therapeutics, Inc.), Underwriting Agreement (NeuBase Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSEThe NASDAQ Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Protagonist Therapeutics, Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (AGNC Investment Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary the Operating Partnership of its their respective obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, 1933 Act or the rules of the NYSE, 1933 Act Regulations or state securities laws or the rules of as may be required by FINRA.

Appears in 2 contracts

Samples: Purchase Agreement (Pebblebrook Hotel Trust), Purchase Agreement (Pebblebrook Hotel Trust)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Placement Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq, state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Common Stock (Homology Medicines, Inc.), Common Stock (Homology Medicines, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or laws, the rules of FINRA.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, Agreement or any Terms Agreement except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 2 contracts

Samples: Equity Offeringsm Sales Agreement (Starwood Property Trust, Inc.), Equity Offeringsm Sales Agreement (Starwood Property Trust, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company or any subsidiary and the Guarantor of its their obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of the NYSE, state securities laws or the rules of Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except (A) such as have been already obtained or as may be required under the Securities Act, the rules of the NYSEPrincipal Market, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Tarsus Pharmaceuticals, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary such Selling Stockholder of its obligations hereunder, in connection with its offering, issuance the offering or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Act Regulations, the 1940 Act, the 1940 Act Regulations, the rules of the NYSENasdaq, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Runway Growth Finance Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Market Sale (Cortexyme, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary Selling Stockholder of its obligations hereunder, in connection with its offering, issuance the offering or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Act Regulations, the 1940 Act, the 1940 Act Regulations, the rules of the NYSENasdaq, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Runway Growth Finance Corp.)

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Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except (A) such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq Global Market, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Checkmate Pharmaceuticals, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any its subsidiary of its their respective obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the Act regulations, the rules of the NYSENYSE American, state securities laws or the rules of FINRAFINRA rules.

Appears in 1 contract

Samples: Terms Agreement (Senseonics Holdings, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENASDAQ Stock Market LLC, state securities laws or the rules of FINRA.. (xxii)

Appears in 1 contract

Samples: www.sec.gov

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of The NASDAQ Global Select Market (the NYSE“Exchange”), state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Equity Distribution Agreement (Strongbridge Biopharma PLC)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Placement Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq, state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA.”)

Appears in 1 contract

Samples: Common Stock (Homology Medicines, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this AgreementAgreement or for the due execution, as applicabledelivery and performance of the Indenture, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, NASDAQ Stock Market LLC or state securities laws or the rules of FINRAlaws.

Appears in 1 contract

Samples: Purchase Agreement (Osi Systems Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary Selling Shareholder of its obligations hereunder, or in connection with its offering, issuance the offering or sale of the Securities hereunder Optional Shares under this Agreement or its the consummation of the transactions contemplated by this Agreement, as applicable, Agreement except such as have been already obtained or as may be required under the Securities Act, Act or the rules of the NYSEregulations promulgated thereunder, state securities laws or the rules of by FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Atp Oil & Gas Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, Canadian Securities Laws, the rules of the NYSE, NASDAQ Capital Market or state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Sales Agreement (Trillium Therapeutics Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary the Operating Partnership of its their respective obligations hereunder, under this Agreement in connection with its offering, issuance the offering or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, except as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Colony Starwood Homes)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicableAgreement and the Warrants, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (SELLAS Life Sciences Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary Selling Stockholder of its obligations hereunder, or in connection with its offering, issuance the offering or sale of the Securities hereunder Optional Shares under this Agreement or its the consummation of the transactions contemplated by this Agreement, as applicable, Agreement except such as have been already obtained or as may be required under the Securities Act, Act or the rules of the NYSEregulations promulgated thereunder, state securities laws or the rules of by FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Gulfport Energy Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, Exchange Act, the rules of the NYSEThe Nasdaq Global Market, state securities laws or the rules of FINRA.. (tt)

Appears in 1 contract

Samples: Equity Offeringsm Sales Agreement (Janux Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act and state securities laws or the rules of FINRA.the Financial Industry Regulatory Authority, Inc.

Appears in 1 contract

Samples: Underwriting Agreement (Qep Resources, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance the offering or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Emerald Expositions Events, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunderhereunder , in connection with its the offering, issuance or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicableAgreement or the Warrants, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Stock Market LLC, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Vincerx Pharma, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, hereunder or in connection with the performance by the Company of its offering, issuance obligations with respect to the offering or sale of the Securities hereunder under this Agreement or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, Act or the rules of the NYSE, regulations promulgated thereunder or state securities laws or the rules of by FINRA.

Appears in 1 contract

Samples: Co Manager Agreement (Smart Rx Systems Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance issuance, or sale of the Securities hereunder or its the consummation of the transactions contemplated by this Agreement, as applicableexcept the filing of the Certificate of Designations, except such filings required by Nasdaq or under state securities laws, filings required pursuant to this Agreement and filings as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of FINRAobtained.

Appears in 1 contract

Samples: Securities Purchase Agreement (KALA BIO, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its offering, issuance or the offer and sale of the Securities hereunder Shares hereunder, or its the consummation of the transactions contemplated by this Agreement, as applicablehereby, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or laws, and the rules of FINRA.. (v)

Appears in 1 contract

Samples: Bird Global, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENASDAQ Stock Market LLC, state securities laws or the rules of Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Prometheus Biosciences, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq Global Market, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Galera Therapeutics, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (American Assets Trust, L.P.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with its the offering, issuance or sale of the Securities Shares hereunder or its the consummation of the transactions contemplated by this Agreement, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq Global Market, state securities laws or the rules of FINRA.

Appears in 1 contract

Samples: Quantum-Si Inc

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