CT Uses in Notices Clause

Notices from Noncompetition and Nonsolicitation Agreement

THIS NONCOMPETITION AND NONSOLICITATION AGREEMENT (this "Agreement"), dated as of July 13, 2017, is made by and among Oaktree Capital Management, L.P., a Delaware limited partnership ("Buyer"), and Fifth Street Asset Management Inc., a Delaware corporation (the "Company"). Capitalized terms used and not defined herein shall have the meanings ascribed to such terms in the Asset Purchase Agreement (as defined below).

Notices. Unless otherwise provided herein, all notices and other communications hereunder shall be in writing and be deemed given and received (a) if delivered in person, on the date delivered, (b) if transmitted by facsimile (provided receipt is confirmed by telephone), on the date sent, (c) if delivered by an express courier, on the second (2nd) Business Day after mailing and (d) if transmitted by email, on the date sent, in each case, to the parties at the following addresses (or at such other address for a party as is specified to the other parties hereto by like notice): if to Buyer, to: Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th floor Los Angeles, CA 90071 Fax: (213) 830-6293 Attention (email): Matt Pendo (mpendo@oaktreecapital.com) if to the Company, to: Fifth Street Asset Management Inc. 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 Tel: (203) 681-6800 Fax: (203) 681-3879 Attention (email): Bernard D. Berman (Bernie@fifthstreetfinance.com)

Notices from Promissory Note

For value received, CenStar Energy Corp., a New York corporation ("CenStar" or the "Issuer"), promises to pay to the order of Verde Energy USA Holdings, LLC (the "Holder"), the principal sum of Twenty Million and No/100 US Dollars ($20,000,000.00). This promissory note (this "Note") is being issued pursuant to that certain Membership Interest and Stock Purchase Agreement dated as of May 5, 2017 among Holder, CenStar, and Spark Energy, Inc. (the "MIPA") and is subject to the following terms and conditions. Capitalized terms not otherwise defined herein shall have the meanings given to such terms in the MIPA.

Notices. Any notice required or permitted by this Note shall be given in writing and shall be deemed effectively given (a) upon personal delivery to the party to be notified, (b) upon confirmation of receipt by fax by the party to be notified, (c) one (1) business day after deposit with a reputable overnight courier, prepaid for overnight delivery and addressed as set forth in subsection (d), or (d) three (3) days after deposit with the United States Post Office, postage prepaid, registered or certified with return receipt requested and addressed to the party to be notified at the address of such party indicated directly below, or at such other address as such party may designate by ten (10) days' advance written notice to the other party given in the foregoing manner. CenStar Holder12140 Wickchester LaneSuite 100Houston, TX 77079Attn: Chief Executive Officer Verde Energy USA Holdings, LLC101 Merritt 7, Second FloorNorwalk, CT 06851

NOTICES from Securities Purchase Agreement

THIS SECURITIES PURCHASE AGREEMENT (the Agreement) dated as of August 29, 2016 between KLEO PHARMACEUTICALS, INC., a Delaware corporation (the Company), and BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD., a corporation duly formed under the laws of the Territory of the British Virgin Islands (Biohaven or the Purchaser).

NOTICES. All demands, notices, requests, consents and other communications required or permitted under this Agreement, the Stockholders Agreement, the Purchased Securities or the Subsequent Securities shall be in writing and shall be personally delivered or sent by facsimile machine (with a confirmation copy sent by one of the other methods authorized in this Section), reputable commercial overnight delivery service (including Federal Express and U.S. Postal Service overnight delivery service) or, deposited with the U.S. Postal Service mailed first class, registered or certified mail, postage prepaid, as set forth below or other electronic mail transmission as follows: If to the Company, addressed to: Kleo Pharmaceuticals, Inc. 94 Morris Cove Road New Haven, CT 06512 Attention: David Spiegel email: [***] with a copy to: Mayer Brown LLP 1221 Avenue of the Americas New York, New York 10020 Attention: Jeffrey Legault email: jlegault@mayerbrown.com If to Purchaser, addressed to: Biohaven Pharmaceutical Holding Company Limited 234 Church Street, Suite 301 New Haven, CT 06510 Attention: Vladimir Coric MD, Chief Executive Officer email: vlad.coric@biohavenpharma.com with a copy to: Locke Lord LLP 2800 Financial Plaza Providence, RI 02903 Attention: Douglas Gray email: douglas.gray@lockelord.com Fax: 888-325.9018 Notices shall be deemed given upon the earliest to occur of (a) receipt by the party to whom such notice is directed; (b) if sent by facsimile machine or email, on the day (other than a Saturday, Sunday or legal holiday in the jurisdiction to which such notice is directed) such notice is sent if sent (as evidenced by the facsimile or email confirmed receipt) prior to 5:00 p.m. Eastern Standard Time and, if sent after 5:00 p.m. Eastern Standard Time, on the day (other than a Saturday, Sunday or legal holiday in the jurisdiction to which such notice is directed) after which such notice is sent; (c) on the first business day (other than a Saturday, Sunday or legal holiday in the jurisdiction to which such notice is directed) following the day the same is deposited with the commercial carrier if sent by commercial overnight delivery service; or (d) the fifth day (other than a Saturday, Sunday or legal holiday in the jurisdiction to which such notice is directed) following deposit thereof with the U.S. Postal Service as aforesaid. Each party, by notice duly given in accordance therewith may specify a different address for the giving of any notice hereunder.

Notices from Employment Agreement

This EMPLOYMENT AGREEMENT (Agreement) is entered into effective as of September 16, 2014 (the Effective Date), by and between Torrent Energy Services, LLC (Torrent) (f/k/a Torrent Acquisition, LLC) a Delaware limited liability company with its principal place of business at 5950 Berkshire Lane, Suite 1401, Dallas, Texas 75225, and Lance Perryman (Perryman). Perryman and Torrent are collectively referred to in this Agreement as the Parties and individually, a Party.

Notices. Any notice or other communication required, permitted, or desired to be given under this Agreement must be in writing and shall be deemed delivered when personally delivered; the next business day, if delivered by overnight courier; the same day, if transmitted by facsimile on a business day before noon, CST; the next business day, if otherwise transmitted by facsimile; and the third business day after mailing, if mailed by prepaid certified mail, return receipt requested, as addressed or transmitted as follows (as applicable): If to Perryman: Lance Perryman P.O. Box 1768 Wimberley, Texas 78676 With a copy to: Andrews Kurth LLP 600 Travis Street, 42nd Floor Houston, TX 77002 Attention: Nancy B. Bostic Facsimile: (713) 238-7215 E-mail: nbostic@akllp.com If to Torrent: Torrent Energy Services, LLC Attn: Chris Czuppon 5950 Berkshire Lane, Suite 1401 Dallas, Texas 75225 Fax: (214) 758-0333 With a copy to: Matthew Kondratowicz CSL Capital Management, LLC 411 West Putnam Ave., Suite 109 Greenwich, CT 06830 Fax: (203) 862-8680

Notices

Confidential treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.

Notices. Notices to Alexion shall be addressed to:Alexion Pharma Holding 22 Victoria Street Hamilton HM 12 Bermuda Attention: Secretary Facsimile: 441-298-3439With a copy to (which will not constitute notice):Alexion Pharmaceuticals, Inc.100 College StreetNew Haven, CT 06510 Attention: Chief Legal OfficerFacsimile: 203-271-8198Notices to Arbutus shall be addressed to:Arbutus Biopharma Corporation 100-8900 Glenlyon Parkway Burnaby, B.C. Canada V5J 5J8 Attention: President & CEO Facsimile: (604) 630-5103In each case with copy to:Orrick, Herrington & Sutcliffe LLP 51 West 52nd Street New York, NY 10019Attention: R. King Milling Facsimile: (212) 506-5151Any Party hereto may change their address by giving notice to the other Parties in the manner provided in this Section 10.5. Any notice required or provided for by the terms of this Agreement shall be in writing and shall be (a) sent by certified mail, return receipt requested, postage prepaid, (b) sent via a reputable international express courier service, or (c) sent by facsimile transmission, with a copy by regular mail. The effective date of the notice shall be the actual date of receipt by the receiving party.

Notices from Agreement

This AGREEMENT (the "Agreement") is made and entered into as of March 27, 2017, by and among Investors Bancorp, Inc., a Delaware corporation (the "Company") and Blue Harbour Group, L.P., a Delaware limited partnership ("Blue Harbour"). Certain capitalized terms used in this Agreement are defined in Section 9.

Notices. All notices, demands and other communications to be given or delivered under or by reason of the provisions of this Agreement shall be in writing and shall be deemed to have been given (a) when delivered by hand, with written confirmation of receipt, (b) upon sending if sent by email to the email addresses below and the appropriate confirmation is received, (c) one day after being sent by nationally recognized overnight carrier to the addresses set forth below, or (d) when actually delivered if sent by any other method that results in delivery, with written confirmation of receipt: If to the Company:Investors Bancorp, Inc. 101 JFK ParkwayShort Hills, NJ 07078 Attention: Brian F. Doran, Esq., Senior Vice President and General CounselEmail: bdoran@myinvestorsbank.comWith copies to:Covington & Burling, LLP620 Eighth AvenueNew York, NY 10021Attention: Christopher J. DeCresceEmail: cdecresce@cov.comIf to Blue Harbour: Blue Harbour Group, L.P.646 Steamboat RoadGreenwich, CT 06830Attention: General CounselEmail: rrasamny@bhgrp.comWith copies to:Schulte Roth & Zabel LLP919 Third AvenueNew York, NY 10022Attention: Eleazer N. Klein & Aneliya S. CrawfordEmail: eleazer.klein@srz.com aneliya.crawford@srz.com

Notices from Employment Agreement

This Employment Agreement (the "Agreement") is made effective January 19, 2016 (the "Effective Date") by and between United Financial Bancorp, Inc., a Connecticut corporation (the "Company"), United Bank (the "Bank") and collectively with the Company, the "Employer") and John J. Smith ("Executive"). The Company and Executive are collectively referred to herein as the "Parties," and individually referred to as a "Party."

Notices. All notices pursuant to this Agreement shall be in writing and sent certified mail, return receipt requested, by hand delivery or by overnight delivery service addressed as follows:If to Executive:John J. Smith287 Mount Prospect RoadFar Hills, NJ 07931If to the Company: United Bank45 Glastonbury BoulevardGlastonbury, CT 06033Attention: Chief Executive Officer

NOTICES

THIS CONVERTIBLE NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS CONVERTIBLE NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER THE SECURITIES LAWS OF APPLICABLE STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE SECURITIES ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. INVESTORS SHOULD BE AWARE THAT THEY MAY BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THIS INVESTMENT FOR AN INDEFINITE PERIOD OF TIME. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER TO THE EFFECT THAT ANY PROPOSED TRANSFER OR RESALE IS IN COMPLIANCE WITH THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

NOTICES. Unless otherwise provided, any notice required or permitted under this Convertible Note shall be given in writing and shall be deemed effectively given (i) at the time of personal delivery, if delivery is in person; (ii) one (1) business day after deposit with an express overnight courier for United States deliveries, or two (2) business days after such deposit for deliveries outside of the United States, with proof of delivery from the courier requested; or (iii) three (3) business days after deposit in the United States mail by certified mail (return receipt requested) for United States deliveries when addressed to the party to be notified at the address indicated for such party or, in the case of the Company, at 16 Hamilton Street, West Haven, CT 06516, Attn: Michael Bannon, President, or at such other address as any party or the Company may designate by giving ten (10) days' advance written notice to all other parties, and if to the Holder 140 Broadway, Suite 4614, New York, NY 10005, Attn: Dennis Antoneles, President.

NOTICES

THIS CONVERTIBLE NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS CONVERTIBLE NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER THE SECURITIES LAWS OF APPLICABLE STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE SECURITIES ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. INVESTORS SHOULD BE AWARE THAT THEY MAY BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THIS INVESTMENT FOR AN INDEFINITE PERIOD OF TIME. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER TO THE EFFECT THAT ANY PROPOSED TRANSFER OR RESALE IS IN COMPLIANCE WITH THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

NOTICES. Unless otherwise provided, any notice required or permitted under this Convertible Note shall be given in writing and shall be deemed effectively given (i) at the time of personal delivery, if delivery is in person; (ii) one (1) business day after deposit with an express overnight courier for United States deliveries, or two (2) business days after such deposit for deliveries outside of the United States, with proof of delivery from the courier requested; or (iii) three (3) business days after deposit in the United States mail by certified mail (return receipt requested) for United States deliveries when addressed to the party to be notified at the address indicated for such party or, in the case of the Company, at 16 Hamilton Street, West Haven, CT 06516, Attn: Michael Bannon, President, or at such other address as any party or the Company may designate by giving ten (10) days' advance written notice to all other parties, and if to the Holder 140 Broadway, Suite 4614, New York, NY 10005, Attn: Dennis Antoneles, President.

NOTICES from Employment Agreement

This Employment Agreement (the Agreement) is effective as of October 1, 2015, by and between Biohaven Pharmaceutical Holding Company Ltd., a company formed under the laws of the Territory of the British Virgin Islands (the Company), and Vladimir Coric, an individual resident of the State of Connecticut (the Executive).

NOTICES. Any notice or other communication required or permitted to be given hereunder shall be in writing and deemed to have been given when delivered in person or when dispatched by telegram, electronic mail, or electronic facsimile transfer (confirmed in writing by mail, registered or certified, return receipt requested, postage prepaid, simultaneously dispatched) to the addressees at the addresses specified below. If to Executive: Dr. Vladimir Coric *** *** email: *** with a copy to: Michael Satti, Esq. Satti Law 185 South Broad, Suite 301 Pawcatuck, CT 06379 email: msatti@satti-law.com If to the Company: Dr. Declan Doogan Biohaven Pharmaceutical Holding Co. email: declan.doogan@gmail.com with a copy to: Douglas G. Gray Locke Lord LLP 2800 Financial Plaza Providence, RI 02903 email: douglas.gray@lockelord.com or to such other address or fax number as either party may from time to time designate in writing to the other.