Compliance definition

Compliance means your local Compliance group (New York, London, Singapore, Tokyo and Mumbai).
Sample 1Sample 2Sample 3
Compliance as used in this clause, means compliance with:
Sample 1Sample 2Sample 3
Compliance with respect to a citation means the act of answering a citation through an appearance in a court or tribunal, or through the payment of fines, costs, and surcharges, if any.
Sample 1Sample 2Sample 3

Examples of Compliance in a sentence

  • All such notices shall be delivered to: Empower Annuity Insurance Company of America Empower Life & Annuity Insurance Company of New York 0000 Xxxx Xxxxxxx Xxxx Greenwood, Colorado 80111 Attn: Chief Compliance Officer Investment Distributors, Inc.

  • Xxxxx, Senior Vice President and Chief Compliance Officer Great-West Life & Annuity Insurance Company of New York c/o Great-West Life & Annuity Insurance Company 0000 Xxxx Xxxxxxx Xxxx Greenwood Village CO 80111 Attention: Xxxxxxx X.

  • Xxxxx, Senior Vice President and Chief Compliance Officer Xxxxxxx & Xxxx, Inc.

  • Upon the commercially reasonable request of the Adviser or the Trust given upon commercially reasonable advance notice, the Trader shall make its officers and employees available to the Adviser and/or the CCO of the Trust from time to time to review the Trader’s Compliance Program and its adherence thereto.

  • The Compliance Officer (“CO”) will assess the implications of the conflict and how the conflict should be managed in conjunction with the board.


More Definitions of Compliance

Compliance with respect to a citation means the act of answering the citation through appearance at a court, a tribunal, or payment of fines, costs, and surcharges, if any, or both such appearance and payment.
Sample 1Sample 2Sample 3
Compliance means your applicable local Compliance group (e.g., Atlanta, Boston, Dublin, London, Minneapolis, Mumbai, New York, Seattle, Singapore, Tokyo, and Washington, D.C.).
Sample 1Sample 2Sample 3
Compliance means the obligations of state or federal requirements are met.
Sample 1Sample 2Sample 3
Compliance means compliance with clean air or water standards. Compliance shall also mean compliance with a schedule or plan ordered or approved by a court of competent jurisdiction, the Environmental Protection Agency or an air or water pollution control agency in accordance with the requirements of the Air Act or Water Act and regulations issued pursuant thereto.
Sample 1Sample 2Sample 3
Compliance means the designated compliance officer contact assigned to support a specific business line.
Sample 1Sample 2Sample 3
Compliance means compliance with clean air or water standards. Compliance shall also mean compliance with a schedule or plan ordered or approved by a court of competent jurisdiction, the Environmental Protection Agency in accordance with the requirements of the Air Act or Water Act and regulations.
Sample 1Sample 2Sample 3