Signature Group Hold – Settlement Agreement and Mutual Release (September 7th, 2012)
This Settlement Agreement (Agreement') between Signature Group Holdings, Inc. (Signature) and James A. McIntyre, The James A, McIntyre Living Trust, the James A. McIntyre Grandchildrens Trust and The McIntyre Foundation (collectively McIntyre) in connection with a possible sale or sales of the Signature common shares currently owned by McIntyre. Signature and McIntyre are referred to collectively as the Parties
Signature Group Hold – Settlement Agreement and Mutual General Release (September 7th, 2012)
This Settlement Agreement (Agreement) between Signature Group Holdings, Inc. (Signature), Kingstown Capital Partners, LLC, Kingstown Master Partners, LTD, Kingstown Partners II, L.P., Ktown LP, Kingstown Capital Management L.P., and Kingstown Management GP LLC (collectively Kingstown) (Signature and Kingstown being collectively referred to as the Parties) in connection with the arrangement of a block trade of the Signature common shares currently owned by Kingstown.
Signature Group Hold – SIGNATURE GROUP HOLDINGS, INC., as Issuer INDENTURE Dated as of June 11, 2010 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee 9.0% Notes Due December 31, 2016 (July 22nd, 2010)
INDENTURE, dated as of June 11, 2010, between Signature Group Holdings, Inc. (formerly known as Fremont General Corporation), a corporation duly organized and existing under the laws of the State of Nevada (herein called the Company), and Wells Fargo Bank, National Association, as Trustee (herein called the Trustee).
Signature Group Hold – Subscription Agreement (June 17th, 2010)
This Subscription Agreement (this Agreement), dated as of June 11, 2010, is made by and among the Company (as defined below), successor to Fremont General Corporation, a Nevada corporation (the Debtor), and each investor identified on Annex I (each individually, an Investor, and together with their respective successors and permitted assigns, the Investors).
Signature Group Hold – Warrant (June 17th, 2010)
NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN A MANNER CONSISTENT WITH THE SECURITIES ACT IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES.