DEFERRED PROSECUTION AGREEMENT Cr. No. 16-516 (NGG) (November 2nd, 2016)
Defendant Och-Ziff Capital Management Group LLC (Och-Ziff or the Company), pursuant to authority granted by the Companys Board of Directors, and the United States Department of Justice, Criminal Division, Fraud Section, and the United States Attorneys Office for the Eastern District of New York (collectively, the Offices), enter into this deferred prosecution agreement (the Agreement).
SECURITIES PURCHASE AGREEMENT Dated September 29, 2016 by and Among OZ MANAGEMENT LP OZ ADVISORS LP OZ ADVISORS II LP and THE PURCHASERS PARTY HERETO (September 29th, 2016)
SECURITIES PURCHASE AGREEMENT, dated September 29, 2016 (this Agreement), between OZ Management LP, a Delaware limited partnership (OZ Management), OZ Advisors LP, a Delaware limited partnership (OZ Advisors I), and OZ Advisors II LP, a Delaware limited partnership (OZ Advisors II, together with OZ Management and OZ Advisors I, collectively, the Issuers), and the purchasers set forth on Schedule A attached hereto (each, a Purchaser, and collectively, the Purchasers).