New York Mortgage Trust – February 8, 2017 Re: Your 2016 Bonus Dear Mr. Mumma: (May 9th, 2017)
The purpose of this letter is to memorialize an agreement between you and New York Mortgage Trust, Inc. (the "Company"), effective as of February 8, 2017 (the "Effective Date"), concerning payment of your bonus award for calendar year 2016 (your "2016 Bonus") under the Company's 2013 Incentive Compensation Plan, as amended, for the year ending December 31, 2016 (the "Bonus Plan"). As you know, Paragraph VI of the Bonus Plan provides that bonus awards thereunder are ordinarily paid in a combination of cash and an award of restricted stock, which is issued pursuant to the Company's 2010 Stock Incentive Plan (as amended from time to time, the "2010 Equity Plan"). However, the Company does not have a sufficient number of shares of common stock (the "Stock") authorized and available for issuance under the Equity Plan to pay the full award of restricted stock to all recipients of bonus awards for calendar year 2016 under the Bonus Plan.
New York Mortgage Trust – NEW YORK MORTGAGE TRUST, INC. TO U.S. BANK NATIONAL ASSOCIATION, Trustee (January 23rd, 2017)
INDENTURE (FOR DEBT SECURITIES), dated as of January 23, 2017, between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (herein called the Company), having its principal office at 275 Madison Avenue, Suite 3200, New York, New York 10016, and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America, as Trustee (herein called the Trustee).
New York Mortgage Trust – Equity Distribution Agreement (August 25th, 2016)