Sterling Bancorp – AGREEMENT AND PLAN OF MERGER by and Between ASTORIA FINANCIAL CORPORATION and STERLING BANCORP Dated as of March 6, 2017 (March 9th, 2017)
AGREEMENT AND PLAN OF MERGER, dated as of March 6, 2017 (this "Agreement"), by and between Astoria Financial Corporation, a Delaware corporation (the "Company"), and Sterling Bancorp, a Delaware corporation ("Parent").
Sterling Bancorp – Employment Agreement (February 27th, 2017)
This Employment Agreement (this "Agreement") is made and entered into as of October 31, 2016 to be effective on July 1, 2017 (the "Effective Date"), by and among Sterling Bancorp, a Delaware corporation (the "Company"), Sterling National Bank, a national banking association organized and existing under the laws of the United States of America (the "Bank"; and together with the Company, "Sterling"), and James P. Blose ("Executive").
Sterling Bancorp – 3,800,000 Shares Sterling Bancorp UNDERWRITING AGREEMENT (November 22nd, 2016)
Introductory. Sterling Bancorp, a Delaware corporation (the "Company"), proposes to issue and sell to the several underwriters named in Schedule A (the "Underwriters" or "you") an aggregate of 3,800,000 shares of its common stock, par value $0.01 per share (the "Shares"). The Shares to be sold by the Company are called the "Firm Shares." In addition, the Company has granted to the Underwriters an option to purchase up to an additional 570,000 Shares as provided in Section 2. The additional 570,000 Shares to be sold by the Company pursuant to such option are collectively called the "Optional Shares." The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the "Offered Shares." Credit Suisse Securities (USA) LLC ("Credit Suisse") and UBS Securities LLC ("UBS") have agreed to act as representatives of the several Underwriters (in such capacity, the "Representatives") in connection with the offering and sale of the Offered Shares. To
Sterling Bancorp – ISSUING AND PAYING AGENCY AGREEMENT Between STERLING NATIONAL BANK, as Issuer, and September 2, 2016 (September 2nd, 2016)
THIS ISSUING AND PAYING AGENCY AGREEMENT, made and dated as of September 2, 2016 (this "Agreement"), between Sterling National Bank, a national banking association, as issuer (the "Issuer"), and U.S. Bank National Association, as the issuing and paying agent and note registrar (hereinafter sometimes referred to, in each such capacity, the "Agent").