Cowen Group Inc – SECURITIES PURCHASE AGREEMENT by and Among CONVERGEX HOLDINGS, LLC, CONVERGEX GROUP, LLC, GTCR CONVERGEX HOLDINGS LLC, COWEN CV ACQUISITION LLC and COWEN GROUP, INC. (April 6th, 2017)
THIS SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of April 2, 2017, is made by and among ConvergEx Group, LLC, a Delaware limited liability company (the "Company"), Cowen CV Acquisition LLC, a Delaware limited liability company (the "Purchaser"), Cowen Group, Inc., a Delaware corporation ("Parent") solely for purposes of Sections 9.09 and Article XIV (except for Sections 14.01-14.04), ConvergEx Holdings, LLC, a Delaware limited liability company (the "Seller"), and GTCR Convergex Holdings LLC, a Delaware limited liability company ("GTCR Holdings") solely for purposes of Sections 8.07, 8.09, 8.10, 8.11, and 11.02 and Article XIV (except for Sections 14.01-14.04 and 14.20). Capitalized terms used and not otherwise defined herein have the meanings set forth in Article XIII.
Cowen Group Inc – STOCK PURCHASE AGREEMENT by and Between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 (March 30th, 2017)
Cowen Group Inc – Employment Agreement (August 30th, 2016)
This EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of this August 26, 2016 (the "Effective Date"), by and between Cowen Group, Inc., a Delaware corporation (the "Company"), and Peter A. Cohen (the "Executive").
Cowen Group Inc – April 24, 2015 John Holmes Address of Record at Cowen Dear John: (April 27th, 2015)
This letter amendment (this Amendment) sets forth the mutual agreement between you and Cowen Group, Inc. (the Company) to amend your employment agreement, dated August 2, 2012 (your Employment Agreement). This Amendment becomes effective when signed by you and the Company.