Delcath Systems – Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock of Delcath Systems, Inc. (July 6th, 2017)
I, Jennifer Simpson, hereby certify that I am the Chief Executive Officer of Delcath Systems, Inc. (the Corporation), a corporation incorporated and existing under the Delaware General Corporation Law (the DGCL) and further do hereby certify:
Delcath Systems – CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES a PREFERRED STOCK OF DELCATH SYSTEMS, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware (July 3rd, 2017)
Delcath Systems, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the Corporation), hereby certifies that the following resolution was adopted by the Board of Directors of the Corporation (the Board) as required by Section 151 of the General Corporation Law of the State of Delaware at a meeting duly called and held on June 29, 2017:
Delcath Systems – 425,000 Shares of Common Stock and 148,750 Warrants of Delcath Systems, Inc. Underwriting Agreement (October 4th, 2016)
Delcath Systems – Amendment to Amended and Restated Certificate of Incorporation to Effectuate Reverse Stock Split Pursuant to Section 242 of the General Corporation Law of the State of Delaware (July 21st, 2016)
FIRST: Upon the filing and effectiveness (the Effective Time) pursuant to the General Corporation Law of the State of Delaware (the DGCL) of this Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Corporation, the Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by adding the following paragraph at the end of Article FOURTH:
Delcath Systems – Securities Purchase Agreement (June 7th, 2016)
This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of June 6, 2016, is by and among Delcath Systems, Inc., a Delaware corporation with offices located at 1301 Avenue of the Americas, 43FL, New York, New York 10019 (the Company), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a Buyer and collectively, the Buyers).
Delcath Systems – License Agreement (September 30th, 2014)
License Agreement (this License Agreement) dated as of the 23rd day of September 2014, between DRESDNER KLEINWORT GROUP HOLDINGS, LLC, having an office at Two World Financial Center, New York, New York 10281 (Licensor) and DELCATH SYSTEMS, INC., having an office at 566 Queensbury Avenue, Queensbury, New York 12804 (Licensee).
Delcath Systems – Your Initial Rate of Base Salary Will Be Paid at an Annualized Rate of $285,000 Per Year. Your Base Salary Will Be Reviewed Periodically and May Be Increased or Decreased. In the Event You Are Awarded a Merit Increase in 2013, Any Such Increase Will Be Pro-Rated to Reflect Your Start Date of Employment. The Base Salary Is Intended to Compensate You for All Hours Worked. Compensation and Benefits Are Subject to Applicable Taxes, Deductions, and Withholdings You Will Also Be Eligible to Earn an Annual Performance Bonus Based Upon the Achievement of Annual Performance Goals According to the Terms (March 26th, 2012)
In case of a conflict between any benefit described anywhere in this agreement and the applicable plan or policy, the terms of the applicable plan or policy will control.