Imperial Holdings – WARRANT AGREEMENT Dated as of April 10, 2014 Between IMPERIAL HOLDINGS, INC. And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrants for Common Stock of Imperial Holdings, Inc. (March 14th, 2016)
WARRANT AGREEMENT dated as of April 10, 2014 (this "Agreement"), between IMPERIAL HOLDINGS, INC., a Florida corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, as Warrant Agent (the "Warrant Agent").
Imperial Holdings – EMERGENT CAPITAL, INC., as Issuer, 15.0% Senior Secured Notes Due 2018 ________________________ INDENTURE Dated as of March 11, 2016 ________________________ WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee (March 14th, 2016)
INDENTURE dated as of March 11, 2016 between Emergent Capital, Inc., a Florida corporation (the "Issuer") and Wilmington Trust, National Association, as indenture trustee (as more fully defined in Section 1.01, the "Indenture Trustee").
Imperial Holdings – Emergent Capital, Inc. Common Stock (Par Value $0.01 Per Share) At-The-Market Issuance Sales Agreement (March 14th, 2016)
Imperial Holdings – Contract (May 21st, 2015)
RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANYS PROSPECTUS SUPPLEMENT DATED MAY 21, 2015 TO A PROSPECTUS DATED SEPTEMBER 24, 2014 (COLLECTIVELY, THE PROSPECTUS) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM D.F. KING & CO., INC., THE INFORMATION AGENT. Imperial Holdings, Inc. Incorporated under the laws of the State of Florida NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE Evidencing Non-Transferable Subscription Rights to Purchase Shares of Common Stock of Imperial Holdings, Inc. Subscription Price: $5.75 per Share THE SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., NEW YORK CITY TIME, ON JUNE 15, 2015, UNLESS EXTENDED BY THE COMPANY REGISTERED OWNER: THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of non-transferable subscription rights (Rights) set forth above. Each whole Right entitles
Imperial Holdings – Employment Agreement (December 30th, 2013)
EMPLOYMENT AGREEMENT (Agreement) dated as of December 30, 2013 by and between Imperial Holdings, Inc., a Florida corporation (the Company), and Michael Altschuler (the Executive) (each a Party and together, the Parties).
Imperial Holdings – Asset Purchase Agreement (October 28th, 2013)
ASSET PURCHASE AGREEMENT (this Agreement) dated October 25, 2013, by and between MAJESTIC OPCO L.L.C., a Delaware limited liability (Buyer), and IMPERIAL HOLDINGS, INC., a Florida corporation (Company).
Imperial Holdings – Assignment and Assumption of Limited Liability Company Interests (May 1st, 2013)
THIS ASSIGNMENT (this Assignment) is made and entered into as of the 30th day of April, 2013, by and between MONTE CARLO SECURITIES, LTD., a Bahamas corporation (Assignor) and OLIPP III, LLC, a Delaware limited liability company (Assignee).
Imperial Holdings – Membership Interest Purchase Agreement (May 1st, 2013)
THIS AGREEMENT (the Agreement) is entered into as of the 30th day of April, 2013, among MONTE CARLO SECURITIES, LTD., a Bahamas corporation (the Seller) and OLIPP III, LLC, a Delaware limited liability company (the Buyer).
Imperial Holdings – Federal Building 603/225-1552 53 Pleasant Street, 4th Floor Concord, New Hampshire 03301 April 30, 2012 (April 30th, 2012)
Imperial Holdings – Imperial Holdings, Inc. (February 15th, 2012)
Imperial Holdings – Letter of Understanding Concerning Voluntary Leave of Absence (January 30th, 2012)
In light of the ongoing investigation being conducted by the United States Attorneys Office for the District of New Hampshire (the Investigation) and the need for Imperial Holdings, Inc. (the Company) and Jonathan Neuman (Mr. Neuman) (collectively, the Parties) to each devote sufficient time and resources to their respective defenses, the Parties hereby agree that Mr. Neuman shall take a voluntary paid leave of absence from his position as President and Chief Operating Officer of the Company on the following terms: