VII Peaks Co-Optivist Income BDC II, Inc. – FORM OF DEALER MANAGER AGREEMENT VII PEAKS CO-OPTIVIST INCOME BDC II, INC. Up to $_______,000,000 in Shares of Common Stock, $0.001 Par Value Per Share March ____, 2016 (March 11th, 2016)
VII Peaks Co-Optivist Income BDC II, Inc., a Maryland corporation (the "Company"), has registered for public sale (the "Offering") a maximum of $______,000,000 in shares of common stock, $0.001 par value per share (the "Shares"), to be issued and sold to the public on a "reasonable best efforts" basis (the "Offered Shares") through you as the managing dealer (the "Dealer Manager") and the broker-dealers participating in the offering through the Dealer Manager (the "Selected Dealers") at an initial offering price of $____________ per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 2.1 below.
VII Peaks Co-Optivist Income BDC II, Inc. – Expense Reimbursement Agreement (May 14th, 2013)
This Expense Reimbursement Agreement (the "Agreement") is made as of November 9th, 2012, and amended February 27, 2013, with an effective date for the amendment of January 1, 2013, and amended again on May 9, 2013, by and between VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the "Company") and VII Peaks-KBR BDC Advisor II, LLC, a Delaware limited liability company (the "Advisor").
VII Peaks Co-Optivist Income BDC II, Inc. – Second Articles of Amendment and Restatement of Vii Peaks-Kbr Co-Optivist Income Bdc Ii, Inc. (June 28th, 2012)
FIRST: VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the "Corporation"), desires to amend and restate its articles of incorporation as currently in effect and as hereinafter amended.