Cleco – SECTION HEADING PAGE Section 13.1. Registration of Notes 31 Section 13.2. Transfer and Exchange of Notes 31 Section 13.3. Replacement of Notes 32 SECTION 14. PAYMENTS ON NOTES 32 Section 14.1. Place of Payment 32 Section 14.2. Home Office Payment 32 Section 14.3. FATCA Information 33 SECTION 15. EXPENSES, ETC 33 Section 15.1. Transaction Expenses 33 Section 15.2. Certain Taxes 34 Section 15.3. Survival 34 SECTION 16. SURVIVAL OF REPRESENTATIONS AND WARRANTIES; ENTIRE AGREEMENT 34 SECTION 17. AMENDMENT AND WAIVER 35 Section 17.1. Requirements 35 Section 17.2. Solicitation of Holders of Notes 35 (December 21st, 2016)
The Company will authorize the issue and sale of (a) $130,000,000 aggregate principal amount of its 3.47% Senior Notes, Series A, due December 16, 2026 (the Series A Notes), and (b) $200,000,000 aggregate principal amount of its 3.57% Senior Notes, Series B, due December 16, 2028 (the Series B Notes; collectively with the Series A Notes, the Notes, such term to include any such notes as amended, restated or otherwise modified from time to time pursuant to Section 17 and any such notes issued in substitution therefor pursuant to Section 13). The Notes shall be substantially in the form set out in Exhibit 1-A, and 1-B, as appropriate. Certain capitalized and other terms used in this Agreement are defined in Schedule B; and references to a Schedule or an Exhibit are, unless otherwise specified, to a Schedule or an Exhibit or attached to this Agreement. References to Series of Note shall refer to the Series A Notes or Series B Notes, or all, as the context may require.