Uni-Pixel – Uni-Pixel, Inc. Securities Purchase Agreement (October 3rd, 2007)
This SECURITIES PURCHASE AGREEMENT (this Agreement) is dated as of September 28, 2007, and is by and between UNI-PIXEL, INC., a Delaware corporation, with its principal office at 8708 Technology Forest Place, Suite 100, The Woodlands, Texas 77381 (the Company), and Merrill Lynch Pierce, Fenner & Smith Incorporated, a Delaware corporation (the Purchaser).
Uni-Pixel – Uni-Pixel, Inc. Common Stock Purchase Warrant (October 3rd, 2007)
This WARRANT (this Warrant) entitles Merrill Lynch Pierce, Fenner & Smith Incorporated (including any successors or assigns, the Holder), for value received, to purchase from Uni-Pixel, Inc., a Delaware corporation, at any time and from time to time, subject to the terms and conditions set forth herein, all or any portion of the Warrant Shares (as defined in Section 1 below) at the Exercise Price (as defined in Section 1 below), during the period starting from 5:00 a.m. on the Initial Exercise Date (as defined in Section 1 below) to 5:00 p.m., Eastern time, on the Expiration Date (as defined in Section 1 below), at which time this Warrant shall expire and become void. This Warrant is subject to the following terms and conditions:
Uni-Pixel – Employment Agreement (March 28th, 2006)
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this Agreement), dated as of August 15th 2005, is entered into by and between Uni-Pixel, Inc., a Delaware corporation (Uni-Pixel, together with its subsidiaries, the Company), and James A. Tassone (the Employee).
Uni-Pixel – Index to Office Lease Synergy Center North, Landlord and Uni-Pixel Displays, Inc., Tenant (February 18th, 2005)
This is a Lease Agreement made and entered into between First Metro Limited Partnership, as "Landlord", and Uni-Pixel Displays, Inc., as "Tenant", whether one or more.
Uni-Pixel – Contract (February 18th, 2005)
THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF (I) ARE SUBJECT TO CERTAIN RESTRICTIONS ON TRANSFERABILITY AS SET FORTH IN THIS NOTE, AND (II) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT WITH RESPECT TO THIS NOTE OR SUCH SECURITIES, FILED AND MADE EFFECTIVE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS, OR UNLESS MAKER RECEIVES AN OPINION OF COUNSEL SATISFACTORY TO MAKER TO THE EFFECT THAT REGISTRATION UNDER SUCH ACT AND SUCH APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
Uni-Pixel – Real-Estateforlease.com, Inc. C/O Benchmark Equity Group 700 Gemini, Suite 100 Houston, TX 77058 Telephone: (281) 488-3883 Facsimile: (281) 488-5353 PLACEMENT AGENT AGREEMENT (February 18th, 2005)
Real-estateforlease.com, Inc., a Delaware corporation (the "Company"), confirms its agreement with Fordham Financial Management, Inc., a Colorado corporation (the "Placement Agent"), with respect to the sale by the Company of up to 153 Units, each Unit (the "Unit") consisting of 15,000 shares of Series A Convertible Preferred Stock (the "Shares") to be offered for sale pursuant to a Confidential Private Placement Memorandum (the "Memorandum") to be provided to investors, at a purchase price of $52,500 per Unit. The Placement Agent has the right to increase the maximum offering by up to 80 Units without the consent of investors in the offering. Each Share shall be convertible into two shares of Common Stock at any time after issuance. Dividends at the rate of $.21 per share (equivalent to 6%) per year shall be payable on an annual basis at the option of the Company in cash or in Shares commencing December 31, 2004. The dividends payable on December 31, 2004 shall be pro rated from the d