Transition Agreement (July 30th, 2014)
This Transition Agreement (this "Agreement") is made on, and effective as of, June 9, 2014 (the "Effective Date"), by and between Liam E. McGee (the "Executive") and The Hartford Financial Services Group, Inc., a corporation formed under the laws of the State of Delaware (the "Employer").
Global Security (April 18th, 2013)
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF DTC OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN DTC OR SUCH NOMINEE, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
WARRANT AND DEBENTURES PURCHASE AGREEMENT Dated as of March 30, 2012 Between THE HARTFORD FINANCIAL SERVICES GROUP, INC. And ALLIANZ SE (April 2nd, 2012)
WARRANT AND DEBENTURES PURCHASE AGREEMENT, dated as of March 30, 2012 (this Agreement), between The Hartford Financial Services Group, Inc., a Delaware corporation (the Purchaser), and Allianz SE, a European company incorporated in the Federal Republic of Germany and the European Union (the Sellers Representative, and together with the Warrant Seller and the Debenture Sellers, the Sellers). Certain terms used in this Agreement are defined in Section 5.4.
The Hartford Form of Non-Qualified Stock Option, Performance Share and Restricted Stock Unit Award (February 25th, 2011)
I am pleased to inform you that effective [DATE] (the Grant Date), the Compensation and Management Development Committee (the Committee) of the Board of Directors of The Hartford Financial Services Group, Inc. (The Hartford) approved an award on your behalf under The Hartfords Long-Term Incentive Compensation Program. Your award is comprised of [three] parts: [a stock option, performance shares and restricted stock units].
The Hartford Form of Non-Qualified Stock Option, Performance Share and Restricted Stock Unit Award (August 4th, 2010)
I am pleased to inform you that effective [DATE] (the Grant Date), the Compensation and Personnel Committee (the Committee) of the Board of Directors of The Hartford Financial Services Group, Inc. (The Hartford) approved an award on your behalf under The Hartfords Long-Term Incentive Compensation Program. Your award is comprised of [three] parts: [a stock option, performance shares and restricted stock units].
United States Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 (March 31st, 2010)
Reference is made to that certain Letter Agreement incorporating the Securities Purchase Agreement Standard Terms (the Securities Purchase Agreement), dated as of the date set forth on Schedule A hereto, between the United States Department of the Treasury (the Investor) and the company set forth on Schedule A hereto (the Company). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Securities Purchase Agreement. Pursuant to the Securities Purchase Agreement, at the Closing, the Company issued to the Investor the number of shares of the series of its preferred stock set forth on Schedule A hereto (the Preferred Shares) and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the Warrant).
February 9, 2010 Dear Chris: (February 23rd, 2010)
I am pleased to confirm the terms of your employment with The Hartford Financial Services Group, Inc. (HFSG). The compensation outlined below conforms to the requirements of the Troubled Asset Relief Program (TARP). After HFSG is no longer subject to the TARP restrictions on executive compensation, the Compensation Committee of the HFSG Board of Directors will, in their discretion, reconfigure your compensation, taking into account the market practices applied to CFOs of comparable organizations and HFSGs business circumstances and strategies at that time.
The Hartford Deferred Stock Unit Plan Restricted Units Form of Award Letter (November 3rd, 2009)
I am pleased to inform you that the Compensation and Personnel Committee (the Committee) of the Board of Directors of The Hartford Financial Services Group, Inc. (The Hartford) has approved an award of Restricted Units on your behalf under The Hartford Deferred Stock Unit Plan (the Plan). Compensation under this Plan is designed to be consistent with the limitations and restrictions on employee compensation arrangements imposed by the Emergency Economic Stabilization Act of 2008, as amended, and guidance issued by the U.S. Department of the Treasury thereunder (the TARP Compensation Restrictions).
September 23, 2009 (September 30th, 2009)
BANK OF AMERICA CORPORATION Plan Amendments (February 27th, 2009)
WHEREAS, Bank of America Corporation (the Company) has entered into a Securities Purchase Agreement with the United Stated Department of Treasury (the Agreement) as part of the Capital Purchase Program under the Emergency Economic Stabilization Act of 2008 (EESA); and
AMENDED AND RESTATED PROGRAM AGREEMENT Relating to BANK OF AMERICA CORPORATION U.S. $20,000,000,000 Euro Medium-Term Note Program Among BANK OF AMERICA CORPORATION as Issuer and BANC OF AMERICA SECURITIES LIMITED as Arranger and Dealer and OTHERS as Dealers Dated as of August 4, 2005 (March 16th, 2006)
WHEREAS, in connection with the issuance and offering of Euro Medium-Term Notes, NationsBank Corporation, a predecessor of the Issuer, together with selected Arrangers and Dealers, originally entered into a Program Agreement, dated November 8, 1995, as amended and restated to the date hereof (the Original Agreement);
United States of America Department of the Treasury Office of the Comptroller of the Currency (February 10th, 2005)
The Comptroller of the Currency of the United States of America (Comptroller), through his National Bank Examiners, has conducted ongoing examinations of Bank of America, N.A. (Bank) and reviewed available information involving the Banks conduct in connection with alleged market timing, late trading and related matters in the Banks affiliated Nations Funds portfolios;