Bryant Riley Sample Contracts

SEC Documents
Filings
Personal financials
Insider transactions
Previous Companies
director until May 31st, 2012
10 percent owner until March 24th, 2008
director, 10 percent owner until March 30th, 2012
10 percent owner until August 13th, 2007
other: See Explanation of Responses until December 30th, 2009
director until January 27th, 2009
10 percent owner until February 13th, 2008
10 percent owner until October 31st, 2008
10 percent owner until June 26th, 2006
other: Formerly a 10% owner until December 12th, 2005
director until December 31st, 2012
10 percent owner until January 31st, 2008
10 percent owner until May 19th, 2004
10 percent owner until January 18th, 2008
other: See explanation. until November 20th, 2009
director, 10 percent owner until December 17th, 2008
director until October 31st, 2006
director until May 13th, 2009
10 percent owner until August 31st, 2010
director until December 28th, 2007
director, 10 percent owner until November 21st, 2008
other: See remarks until September 14th, 2007
director until January 4th, 2007
director until June 30th, 2013
director until July 22nd, 2010
director until June 16th, 2010
10 percent owner until August 12th, 2009
other: Former Director until July 12th, 2012
10 percent owner until January 30th, 2008
B. Riley Financial, Inc. – Amendment No. 1 to Employment Agreement (July 16th, 2018)

This Amendment No. 1 to Employment Agreement (this “Amendment”) is entered into as of July 10, 2018, by and among B. Riley Financial, Inc. (the “Company”) and Bryant R. Riley (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Great American Group, Inc. – ESCROW AGREEMENT (June 18th, 2014)

This Escrow Agreement (this “Escrow Agreement”), dated as of June 18, 2014, is entered into by and among Great American Group, Inc., a Delaware corporation (“Parent”), Bryant Riley (“Seller”) and Continental Stock Transfer & Trust Company, Inc., as escrow agent (“Escrow Agent”). All capitalized terms used but not defined herein shall have the meanings assigned such terms in the Acquisition Agreement (as defined below).

Management Network Group Inc – STANDSTILL AGREEMENT (June 12th, 2008)

THIS STANDSTILL AGREEMENT (the “Agreement”) dated as of June 12, 2008 (the “Effective Date”) by and among The Management Network Group, Inc., a Delaware corporation (the “Company”) and Riley Investment Partners Master Fund, L.P., a Cayman Islands, limited partnership (“Riley Investment Partners”), Riley Investment Management, LLC, a New York limited liability company (“RIM”) and Bryant R. Riley (“Riley,” and with Riley Investment Partners and RIM, collectively the “Stockholders”).

Management Network Group Inc – STOCK PURCHASE AGREEMENT (June 12th, 2008)

THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is dated the 12th day of June, 2008, and entered into by and among Riley Investment Partners Master Fund LP, a Cayman Islands limited partnership (“Seller”), Riley Investment Management, LLC., a Delaware limited liability company (“RIM”) and Bryant R. Riley (“Riley”) (Seller, together with RIM and Riley, the “Seller Group”) and The Management Network Group, Inc., a Delaware corporation (the “Company”).

Integrated Silicon Solution Inc – STANDSTILL AGREEMENT (December 3rd, 2007)

This STANDSTILL AGREEMENT (this “Agreement”) is made as of November 28, 2007, by and among Integrated Silicon Solution, Inc., a Delaware corporation (“Company”), Riley Investment Management, LLC, a Delaware limited liability company, Riley Investment Partners Master Fund, L.P., a Cayman Islands limited partnership, Bryant R. Riley, B. Riley & Co. Retirement Trust, a California trust, and B. Riley & Co., LLC, a Delaware limited liability company (collectively, the “Holders”).

Integrated Silicon Solution Inc – STANDSTILL AGREEMENT (December 3rd, 2007)

This STANDSTILL AGREEMENT (this “Agreement”) is made as of November 28, 2007, by and among Integrated Silicon Solution, Inc., a Delaware corporation (“Company”), Riley Investment Management, LLC, a Delaware limited liability company, Riley Investment Partners Master Fund, L.P., a Cayman Islands limited partnership, Bryant R. Riley, B. Riley & Co. Retirement Trust, a California trust, and B. Riley & Co., LLC, a Delaware limited liability company (collectively, the “Holders”).

Integrated Silicon Solution Inc – STANDSTILL AGREEMENT (September 12th, 2006)

This STANDSTILL AGREEMENT (this “Agreement”) is made as of September 7, 2006, by and among Integrated Silicon Solution, Inc., a Delaware corporation (“Company”), Riley Investment Management, LLC, a Delaware limited liability company, SACC Partners, LP, a Delaware limited partnership, Bryant R. Riley, B. Riley & Co. Retirement Trust, a California trust, and B. Riley & Co., Inc., a Delaware corporation (collectively, the “Holders”).

Integrated Silicon Solution Inc – August 28, 2006 Bryant R. Riley Riley Investment Management LLC 11000 Santa Monica Boulevard Suite 810 Los Angeles, CA 90025 (August 30th, 2006)

This letter is in response to your letter dated August 15, 2006 addressed to me as Chairman of Integrated Silicon Solution, Inc. (“ISSI”) and is intended to reflect our recent discussions. To confirm your agreement to the matters herein, please sign and return this letter to me.

Carreker Corp – BOARD REPRESENTATION AGREEMENT (June 27th, 2006)

THIS AGREEMENT, dated as of June 26, 2006 (the “Agreement”), is by and between Carreker Corporation, a Delaware corporation (the “Company”), Riley Investment Management, LLC (“Riley Management”), SACC Partners LP (“SACC”), and Bryant R. Riley (“Riley”), (Riley Management, SACC, and Riley are referred to collectively as the “Riley Parties”). This Agreement shall not apply to B. Riley & Co., Inc. with respect to client accounts, subject to the last sentence of Section 3(d).

Alliance Semiconductor Corp /De/ – SETTLEMENT AGREEMENT (October 21st, 2005)

SETTLEMENT AGREEMENT, dated as of October 17, 2005 (this “Agreement”), by and among Alliance Semiconductor Corporation, a Delaware corporation (the “Company”), N. Damodar Reddy, Sanford L. Kane, Gregory E. Barton, Juan A. Benitez, Edward J. McCluskey, C.N. Reddy, Bryant R. Riley, Alan B. Howe, Bob D’Agostino, J. Michael Gullard, and B. Riley & Co., Inc., a Delaware corporation.