Examples of Xxxxx Notice in a sentence
Xxxxx Notice to the Trust shall be sent to: ETFis Series Trust I 0 X.
On February 21, 2013, the Staff notified ABCW, via Xxxxx Notice, that it intended to recommend that the Commission bring a civil injunctive action against ABCW, alleging that it violated Sections 10(b), 13(b)(5), 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20 and 13a-13 thereunder.
ABCW’s former CFO, Xxxx Xxxxxxxxxxx, who is represented by separate counsel, also received a Xxxxx Notice alleging substantially the same violations.
Xxxxx Notice shall be deemed to be given on the date of receipt by the addresses as evidenced by the return receipt.
Xxxxx Notice to the Trust shall be sent to: ETFis Series Trust I 0000 Xxxxxxxx, Xxxxx 0000 Xxx Xxxx, XX 00000 Attention: Xxxxxxx X.