Upon Holder definition

Upon Holder s exercise of the Warrant, Company shall issue the Warrant Stock (in the amount specified in the Exercise Notice) pursuant to the Registration Statement. To ensure that Company can issue such Warrant Stock pursuant to the Registration Statement without violation of the Securities Act, and that Holder, upon exercise of the Warrant, shall receive Common Stock that is registered under the Securities Act and subject to no restrictions on transfer whatever, Company shall, upon effectiveness of the Registration Statement and for so long as the Warrant shall remain exercisable:
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Upon Holder s acceptance of this Note, the Prior Note shall be concurrently surrendered to Obligor for cancellation and neither Obligor, the Partnership nor Holder shall have any continuing rights or obligations thereunder. OBLIGOR: CRDENTIA CORP., a Delaware corporation By: Xxxxx X. Xxxxxx Chief Executive Officer HOLDER: PROFESSIONAL STAFFING RESOURCES, INC., a Georgia corporation By: Name: Title: NURSING SERVICES REGISTRY OF SAVANNAH, INC., a Georgia corporation By: Name: Title: EXHIBIT A CREDIT CARD SUMMARY XXXXX XXXXXXXXX This exhibit has been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of this exhibit will be furnished supplementally to the Securities and Exchange Commission upon request. EXHIBIT R XXXXXX NOTE THIS CONVERTIBLE SUBORDINATED PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR THE SECURITIES, BLUE SKY OR OTHER APPLICABLE LAWS OF ANY STATE, OR ANY OTHER RELEVANT JURISDICTION, AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS IT IS (A) REGISTERED AND/OR QUALIFIED PURSUANT TO THE RELEVANT PROVISIONS OF U.S. FEDERAL SECURITIES LAWS, THE SECURITIES, BLUE SKY, OR OTHER APPLICABLE LAWS OF ANY STATE, OR OTHER RELEVANT JURISDICTION OR (B) EXEMPT FROM SUCH REGISTRATION OR QUALIFICATION. THEREFORE, NO SALE, PLEDGE OR OTHER TRANSFER OF THIS SECURITY SHALL BE MADE, NO ATTEMPTED SALE, PLEDGE OR OTHER TRANSFER SHALL BE VALID, AND THE ISSUER SHALL NOT BE REQUIRED TO GIVE ANY EFFECT TO ANY SUCH TRANSACTION UNLESS (A) SUCH TRANSACTION SHALL HAVE BEEN DULY REGISTERED UNDER THE SECURITIES ACT AND QUALIFIED OR APPROVED UNDER THE SECURITIES, BLUE SKY, OR OTHER APPLICABLE LAWS OF ANY STATE, OR OTHER RELEVANT JURISDICTION, OR (B) THE OBLIGOR SHALL HAVE BEEN SATISFIED THAT SUCH REGISTRATION, QUALIFICATION OR APPROVAL IS NOT REQUIRED. Convertible Subordinated Promissory Note $1,200,000 - Principal Amount Issue Date - November ___, 2003 FOR VALUE RECEIVED, Crdentia Corp., a Delaware corporation ("Obligor"), hereby promises to pay to the order of Xxxxx Xxxxxx or her assigns ("Holder"), in lawful money of the United States at the address of Holder set forth below, the principal sum of One Million Two Hundred Thousand Dollars ($1,200,000), together with interest thereon as provided in this Promissory Note (the "Note") on the unpaid principal balance. Interest shall accrue at a rate of twelve percent (12%) per annum, simple interest, until paid in full. Subject t...
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Upon Holder s acceptance of this Note, the Prior Note shall be concurrently surrendered to Obligor for cancellation and neither Obligor, the Partnership nor Holder shall have any continuing rights or obligations thereunder. In addition, upon acceptance of this Note, Holder agrees to release certain security interests she may have with respect to certain assets of the Partnership pursuant to that certain Amended Third Lien Security Agreement dated April 1, 2003 and authorizes the filing of any necessary filings and releases to effect the intent of the foregoing. OBLIGOR: CRDENTIA CORP., a Delaware corporation By: Name: Xxxxx X. Xxxxxx Title: Chief Executive Officer HOLDER: XXXXX X. XXXXXX Xxxxx X. Xxxxxx
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Examples of Upon Holder in a sentence

  • Upon Holder exercise, the Company will issue to Holder certificates for the Shares without charging Holder any tax, or other cost incurred by the Company in connection with such exercise and the related issuance of Shares.

  • Upon Holder receipt of said notice, the Holder shall have fifteen (15) Trading Days [This term is not defined] to submit to the Company a completed Form of Subscription, together with a check for full payment in accordance with the provisions of this Warrant.

  • Upon Holder receipt of said notice, the Holder shall have fifteen (15) Trading Days to submit to the Company a completed Form of Subscription, together with a check for full payment in accordance with the provisions of this Warrant.

  • Payment Upon Holder Redemption Prior to maturity, you may, subject to certain restrictions, redeem your ETNs on any holder redemption date during the term of the ETNs, provided that you present at least 30,000 ETNs for redemption, or your broker or other financial intermediary (such as a bank or other financial institution not required to register as a broker-dealer to engage in securities transactions) bundles your ETNs for redemption with those of other investors to reach this minimum.

  • Adjustments on Changes in Capitalization....................10 (a) Changes in Capitalization.........................10 (b) Reorganization, Dissolution or Liquidation........10 (c) Change in Par Value................................10 (d) Notice of Adjustments..............................10 (e) Effect Upon Holder of Option....................11 (f) Right of Company to Make Adjustments...............11 15.

  • We refer to January 17, 2018 as the “initial valuation date” and January 17, 2048 as the “final valuation date” for the ETNs. Payment Upon Holder Redemption and Issuer Redemption Up to the valuation date immediately preceding the final valuation date, and subject to certain restrictions, you maysuch ETN on the applicable valuation date minus the redemption charge.

  • Adjustments on Changes in Capitalization...................10 (a) Changes in Capitalization.........................10 (b) Reorganization, Dissolution or Liquidation........10 (c) Change in Par Value...............................10 (d) Notice of Adjustments.............................10 (e) Effect Upon Holder of Option......................11 (f) Right of Company to Make Adjustments..............11 15.

  • Upon Holder exercise of this Option, Owner shall cause the Company to deliver to Holder certificates for the Shares acquired.

  • Upon Holder receiving payment in full hereunder, this Note shall be terminated and the Share Reservation shall be removed.

  • Reorganization, Dissolution or Liquidation 9 (c) Change in Par Value.......................10 (d) Notice of Adjustments....................10 (e) Effect Upon Holder of Option.......10 (f) Right of Company to Make Adjustments 11 13.

Related to Upon Holder

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Ticket Holder means any individual possessing, holding or using a Ticket, including (without limitation) the Ticket Purchaser or any person to whom the Ticket was issued or transferred;

  • Initial Holder has the meaning set forth in the preamble.

  • Non-U.S. Holder means a Holder that is not treated as a United States person for U.S. federal income tax purposes as defined under Section 7701(a)(30) of the Internal Revenue Code of 1986, as amended from time to time.

  • right holder means a person or a legal entity that was previously granted or lawfully acquired a fishing right or which will be granted a right in the allocation process envisaged in this Policy.

  • Octopus Holder means a user of an Octopus who may be an AAVS Account Holder or who has linked his/her Octopus to an AAVS Account in the name of one of his/her family members or friends;

  • Unit Holder means the owner of one or more Units.

  • Eligible Holder means a Limited Partner whose (a) federal income tax status would not, in the determination of the General Partner, have the material adverse effect described in Section 4.9(a)(i) or (b) nationality, citizenship or other related status would not, in the determination of the General Partner, create a substantial risk of cancellation or forfeiture as described in Section 4.9(a)(ii).

  • Holder means a Person in whose name a Security is registered in the Security Register.

  • Founder means, in respect of an issuer, a person who,

  • U.S. Holder means a beneficial owner of units, Class A ordinary shares or warrants that is for U.S. federal income tax purposes (i) an individual citizen or resident of the United States, (ii) a corporation (or other entity treated as a corporation for U.S. federal income tax purposes) that is created or organized (or treated as created or organized) in or under the laws of the United States, any state thereof or the District of Columbia, (iii) an estate the income of which is subject to U.S. federal income taxation regardless of its source, or (iv) a trust if (A) a court within the United States is able to exercise primary supervision over the administration of the trust and one or more U.S. persons have the authority to control all substantial decisions of the trust, or (B) it has in effect under applicable U.S. Treasury regulations a valid election to be treated as a U.S. person; and

  • Option Holder means a Person or Entity who holds an unexercised and unexpired Option or, where applicable, the Personal Representative of such person.

  • Interest Holder means any Person who holds an Interest, whether as a Member or as an unadmitted assignee of a Member.

  • or "Holder The Person in whose name a Certificate is registered in the Certificate Register, except that a Disqualified Organization or a Non-United States Person shall not be a Holder of a Residual Certificate for any purposes hereof and, solely for the purposes of giving any consent pursuant to this Agreement, any Certificate registered in the name of the Depositor or the Master Servicer or any Affiliate thereof shall be deemed not to be outstanding and the Voting Rights to which it is entitled shall not be taken into account in determining whether the requisite percentage of Voting Rights necessary to effect any such consent has been obtained, except as otherwise provided in Section 11.01. The Trustee and the NIMS Insurer may conclusively rely upon a certificate of the Depositor or the Master Servicer in determining whether a Certificate is held by an Affiliate thereof. All references herein to "Holders" or "Certificateholders" shall reflect the rights of Certificate Owners as they may indirectly exercise such rights through the Depository and participating members thereof, except as otherwise specified herein; provided, however, that the Trustee and the NIMS Insurer shall be required to recognize as a "Holder" or "Certificateholder" only the Person in whose name a Certificate is registered in the Certificate Register.

  • Contract Holder means the person to whom the Benefit Plan is issued. Any other person approved for coverage with the Contract Holder under this plan is a dependent. Under Group coverage, the Contract Holder is the Member who is eligible for coverage because of his or her affiliation with a Group.

  • Senior Holder means, (i) the Note Holders of Series A until the Secured Obligations in respect of Series A Equipment Notes have been paid in full, (ii) after the Secured Obligations in respect of Series A Equipment Notes have been paid in full, the Note Holders of Series B until the Secured Obligations in respect of Series B Equipment Notes have been paid in full and (iii) after the Secured Obligations in respect of Series B Equipment Notes have been paid in full, the Note Holders of Series C until the Secured Obligations in respect of Series C Equipment Notes have been paid in full.

  • Class B Stockholder means (i) the registered holder of a share of Class B Common Stock at the Effective Time and (ii) the initial registered holder of any shares of Class B Common Stock that are originally issued by the Corporation after the Effective Time.

  • Class B Holder means the Person in whose name a Class B Certificate is registered in the Certificate Register, except that, solely for the purpose of giving any consent, request or waiver pursuant to this Agreement, the interest evidenced by any Class B Certificate registered in the name of the Transferor, Servicer, or any Person actually known to an Authorized Officer of Trustee to be an Affiliate of the Transferor or Servicer, shall not be taken into account in determining whether the requisite percentage necessary to effect any such consent, request or waiver shall have been obtained.

  • Position holder means a person who holds an inventory position of motor fuel in a terminal, as

  • Ineligible Holder is defined in Section 4.8(c).

  • Potential Holder means any Broker-Dealer or any such other Person as may be permitted by the Corporation, including any Existing Holder, who may be interested in acquiring shares of AMPS (or, in the case of an Existing Holder, additional shares of AMPS).

  • Major Holder means with respect to any registration statement the Holder that, together with its Affiliates, includes the largest number of Registrable Securities covered by that registration statement.

  • Significant Holder means (i) each Purchaser, so long as it shall hold (or be committed under this Agreement to purchase) any Note, or (ii) any other holder of at least 5% of the aggregate principal amount of the Notes from time to time outstanding.

  • Principal Holder means a person who, directly or indirectly, beneficially owns or controls 10% or more of any class of voting securities of the Corporation.

  • Deceased Holder Not applicable.

  • Equity Holder means a person that has an ownership interest in a debtor or a debtor's business, including a shareholder, in so far as that person is not a creditor;