Unrated Securities definition

Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001] § 270.6b–1 Exemption of employees’ se- curities company pending deter- mination of application.Any employees’ securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a–6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applica- ble to investment companies as such.[Rule N–6B–1, 6 FR 6126, Dec. 2, 1941] § 270.6c–3 Exemptions for certain reg- istered variable life insurance sepa- rate accounts.A separate account which meets the requirements of paragraph (a) of Rule 6e–2 (17 CFR 270.6e–2) or paragraph (a) of Rule 6e–3(T) (17 CFR 270.6e–3(T)) andregisters as an investment company under section 8(a) of the Act (15 U.S.C. 80a–8(a)), and the investment adviser, principal underwriter and depositor of such separate account, shall be exempt from the provisions of the Act specified in paragraph (b) of Rule 6e–2 or para- graph (b) of Rule 6e–3(T), except for sections 7 (15 U.S.C. 80a–7) and 8(a) of the Act, under the same terms and con- ditions as a separate account claiming § 270.6c–6exemption under Rule 6e–2 or Rule 6e– 3(T).(Secs. 6(c); 15 U.S.C. 80a–6(C) and 38(a)) [49 FR 49228, Dec. 3, 1984]§ 270.6c–6 Exemption for certain reg- istered separate accounts and other persons.
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Unrated Securities means securities which do not have a current or valid rating by a credit rating agency registered with SEBI.
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001]
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Examples of Unrated Securities in a sentence

  • Unrated Securities (except CBLOs/ Government Securities / T-Bills / Repo and Reverse Repo in Government Securities) The investors/unit holders can ascertain details of asset allocation of the Scheme as on the last date of each month on AMC‟s website at www.icicipruamc.com.

  • Unrated Securities (except CBLOs/ Government Securities/ T- Bills / Repo and Reverse Repo in Government Securities).

  • Up to 40% of the Fund’s NAV may be invested in High Yield Securities and Unrated Securities for yield enhancement of which up to 20% of the Fund’s NAV in Unrated Securities.

  • Unrated Securities (except CBLOs/ T-Bills/Repo and Reverse Repo in Government Securities).

  • The accrued resale premium is the amount specified in the repurchase agreement or the daily amortization of the difference between the acquisition price and the resale price specified in the repurchase agreement.(8) Unrated Securities means securities that have not received a rating from the Requisite NRSROs.4. Section 270.12d3–1 is amended by removing the note following paragraph (d)(8).PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 5.

  • Up to 40% of the Fund’s NAV may be invested in Non-Investment Grade Securities and Unrated Securities for yield enhancement, of which only up to 20% of the Fund’s NAV in Unrated Securities.

  • Unrated Securities (except CBLOs/Government Securities/T-Bills/Repo and Reverse Repo in Government Securities).

  • Principal: The fund has a policy to invest in debt instruments both onshore and offshore, investing in debt securities rated in the Investment Grade, Non-investment Grade as well as Unrated Securities, totaling not less than 89% of the fund's net asset value.

  • Unrated Securities (except CBLOs/Government Securities/ T-Bills/ Repo and Reverse Repo in Government Securities) The investors/unit holders can ascertain details of asset allocation of the Scheme as on the last date of each month on AMC‟s website at www.icicipruamc.com.

  • Unrated Securities (except TREPS/ Government Securities / T-Bills / Repo and Reverse Repo in Government Securities)The investors/unit holders can ascertain details of asset allocation of the Scheme as on the last date of each month on AMC’s website at www.icicipruamc.com.


More Definitions of Unrated Securities

Unrated Securities means securities that have not received a rating from the Requisite NRSROs.4. Section 270.12d3–1 is amended by removing the note following paragraph (d)(8).
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.
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Unrated Securities means securities that have not received a rating from the Requisite NRSROs.[66 FR 36161, July 11, 2001, as amended at 74
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Related to Unrated Securities

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Permitted Securities means any of the following:

  • Exempted Securities means:

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Certificated Securities means Securities in the form of physical, certificated Securities in registered form.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Asset-Backed Securities means securities which:

  • uncertificated securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, NYSE MKT, the Nasdaq Stock Market or any other regulated stock exchange in the United States, Canada, Europe or Australia (or any of their successors) and as to which the Company is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting such requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.12, such securities shall be deemed not to have been Liquid Securities at any time.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Unrestricted Securities with respect to any series of Securities, means a Security (i) effectively registered under the Securities Act and disposed of in accordance with a registration statement with respect to such series or (ii) distributed to the public pursuant to Rule 144 under the Securities Act or any similar provision then in force.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Purchased Securities has the meaning assigned in the Terms;

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.