Underwriting Firm definition

Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (A) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public).
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Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (A) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a third-party distribution agreement participating in the initial sale of the Bonds to the Public).
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Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of revenue bonds for the Airport, Harbor, or Water and Power Departments as provided in Charter Section 609 in response to a solicitation from an awarding authority.
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Examples of Underwriting Firm in a sentence

  • Any separate agreement among any Underwriting Firm related to the sale of an Undersold Maturity during the Holding Period contained the agreement referenced in (d) above.*]The representations set forth in this certificate are limited to factual matters only.

  • As of the Effective Time there were no Undersold Maturities.*][*For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.

  • As of the Effective Time there were no Undersold Maturities.*][*For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity*].

  • As of the Effective Time there were no Undersold Maturities.]][[For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.

  • The College seeks to retain the services of a qualified Underwriting Firm (the “Underwriter” or the “Firm”) to prepare and market Annual Appropriation Certificates of Participation (the “COP” or “Certificates”) in the amount of approximately $13.895 million.

  • TAB 2 – Qualifications of the Underwriting Firm This section of the proposal should establish that the Proposer has the ability to satisfactorily perform the required work; the requisite previous experience on similar assignments; and the stability and professional standing reasonably expected of an firm providing underwriting services.

  • I and two other faculty visited Qassim University in December 2013, and there have been several faculty exchanges since January 2014.

  • During the Holding Period each Underwriting Firm agrees it will not offer nor sell Series 2018 Bonds of an Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.

  • As of the Effective Time there were no Undersold Maturities.]] [[For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.

  • Underwriting Firm: an entity which provides underwriting services related to the issuance of long-term debt.


More Definitions of Underwriting Firm

Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Series 2018 Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause
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Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of
Sample 1
Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of
Sample 1

Related to Underwriting Firm

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • Underwriting Agreement means the Underwriting Agreement, dated ______ __, 19__, among the Trust, the Depositor and the underwriters named therein.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.