Triangle Securities definition

Triangle Securities means any equity interest of any class or series in Triangle.
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Examples of Triangle Securities in a sentence

  • The indictment alleges that Mr. Camp included in this list a fictitious brokerage account with Triangle Securities, valued in excess of $880,000.00.

  • Additional information about Triangle Wealth Management also is available on the SEC’swebsite at www.adviserinfo.sec.gov.Item 2 – Material ChangesAs of January 4, 2021, Triangle Securities Wealth Management, Inc.

  • Our standard for deciding this issue is whether PR 4 will enhance fire safety in the High Fire-Threat District at a reasonable cost.The utility-associated wildfires that devastated Southern California in October 2007 demonstrate the need for stricter fire-safety regulations in high fire-threat areas of California.

  • Prior to Triangle Wealth Management, all advisory accounts were managed under Triangle Securities, LLC.

  • Specifically, Mr. Camp denied forging, or asking anyone else to forge, the name of another, including Mr. Buckley and Mr. Reynolds.With respect to the North State loan application, Mr. Camp testified that he had not pledged the brokerage account at Triangle Securities.

  • Mr. Camp also allegedly submitted a control agreement, which contained the forged signature of the president of Triangle Securities, Paul Reynolds, III (“Mr. Reynolds”), pledging the nonexistent brokerage account as security for the $150,000.00 line of credit.2 An evidentiary hearing was held on August 22, 2011 and August 25, 2011 at which Mr. Camp testified at length.

  • Please Note: When you send us a check, don’t forget to make it payable to “Charles Schwab,” not Triangle Securities.

  • When founded in 2000, Triangle Securities, LLC, was established as a dually registered broker- dealer and registered investment advisor (RIA).

  • Additional SEC audits including customer lists as the broker-dealer’s asset are available at https://www.sec.gov/Archives/edgar/vprr/1404/14049076.pdf at 9, 12, 16 (Lara, May & Associates audit valuing data set at $4.8 million and indicating $50,000 purchase of data set); https://www.sec.gov/Archives/edgar/vprr/1201/12010417.pdf at 4, 6 (Telemus Investment Brokers 2011 audit); https://www.sec.gov/Archives/edgar/vprr/0905/09055877.pdf at 6, 11 (Triangle Securities audit).

  • Annapolis DriveRaleigh, NC 27608Toll Free 877-678-5901Local 919-838-3221Fax 919-838-9081 www.trianglewealth.com January 4, 2021 This Brochure provides information about the qualifications and business practices of Triangle Securities Wealth Management, Inc., d/b/a Triangle Wealth Management.

Related to Triangle Securities

  • Available Securities means the securities of the Funds that are available for Loans pursuant to Section 3.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Marketable Securities means securities meeting all of the following requirements: (i) the issuer thereof is then subject to the reporting requirements of Section 13 or Section 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and is then current in its filing of all required reports and other information under the Act and the Exchange Act; (ii) the class and series of shares or other security of the issuer that would be received by Holder in connection with the Acquisition were Holder to exercise this Warrant on or prior to the closing thereof is then traded in Trading Market, and (iii) following the closing of such Acquisition, Holder would not be restricted from publicly re-selling all of the issuer’s shares and/or other securities that would be received by Holder in such Acquisition were Holder to exercise or convert this Warrant in full on or prior to the closing of such Acquisition, except to the extent that any such restriction (x) arises solely under federal or state securities laws, rules or regulations, and (y) does not extend beyond six (6) months from the closing of such Acquisition.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Other Registrable Securities means (i) any Common Equity held (directly or indirectly) by any Other Holders or any of their Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Registrable Securities means all of the Shares and the Warrant Shares, together with any shares of Common Stock issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing.

  • Equity Securities means, with respect to any Person that is a legal entity, any and all shares of capital stock, membership interests, units, profits interests, ownership interests, equity interests, registered capital, and other equity securities of such Person, and any right, warrant, option, call, commitment, conversion privilege, preemptive right or other right to acquire any of the foregoing, or security convertible into, exchangeable or exercisable for any of the foregoing, or any Contract providing for the acquisition of any of the foregoing.

  • Registerable Securities means the shares of Common Stock issued or issuable upon exercise of the Warrants.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Qualified Securities means securities of a reporting issuer that carry the right to participate in voting on the appointment or removal of the reporting issuer’s auditor;

  • Eligible Securities means those securities which are identified as permissible securities for a particular Transaction Category.

  • transferable securities means those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as:

  • Initial Registrable Securities means (i) the Warrant Shares issued or issuable upon exercise of the Warrants and (ii) any capital stock of the Company issued or issuable with respect to the Warrant Shares or the Warrants as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, in each case without regard to any limitations on the exercise of the Warrants.

  • Key Holder Registrable Securities means (i) the shares of Common Stock held by the Key Holders, and (ii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of such shares.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Company Securities has the meaning set forth in Section 3.02(b)(ii).

  • Permitted Securities means any of the following:

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Investor Securities is defined in Section 2.1.