Trading Desks definition

Trading Desks means collectively, the trading departments of both Glenmede Investment Management LP and Philadelphia International Advisors LP.
Sample 1Sample 2Sample 3
Trading Desks means collectively, the trading departments of each Adviser.
Sample 1

Examples of Trading Desks in a sentence

  • Robert’s Rules of Order, latest edition, shall govern parliamentary pro- cedure of all meetings of this congregation.C10.08.

  • In allocating trades made on combined basis, the Trading Desks seek to achieve the same net unit price of the securities for each participating client.

  • Rowe Price has developed written trade allocation guidelines for its Equity, Municipal, and Taxable Fixed Income Trading Desks.

  • Note: If an Access Person has questions as to whether purchasing or selling a security for his or her personal portfolio or the portfolio of a member of his or her immediate family requires prior written authorization, the Access Person should consult the Trading Desks for clearance or denial of clearance to trade prior to effecting any securities transactions.

  • A written authorization for such security transaction will be provided by the Trading Desks to the person receiving the authorization (if granted) and to the Service Provider to memorialize the written authorization that was granted.

  • The Trading Desks will reply separately to the Access Person’s pre-clearance request.

  • Pre-clearance approval must be obtained from both Trading Desks to make pre-clearance effective.

  • Except as provided below in paragraph IV.B.1.d., no Access Person who is not a Restricted Director/Trustee or Restricted Officer may buy or sell Covered Securities for his or her personal portfolio or the portfolio of a member of his or her immediate family without obtaining written authorization from the Trading Desks) prior to effecting such security transaction.

  • The form will be considered to have been submitted on the date indicated by the Trading Desk's date stamp.

  • U.S. Rates Cash Trading provides execution services across a comprehensive range of U.S. government and agency obligations, OTC derivatives and total return swaps (TRS) via the Treasury, Agency, Inflation and Index Trading Desks.

Related to Trading Desks

  • trading desk means a well-identified group of dealers set up by the institution to jointly manage a portfolio of trading book positions in accordance with a well-defined and consistent business strategy and operating under the same risk management structure.".

  • Trading Date means the closing of the first sale to the general public of the Shares pursuant to a registration statement filed with and declared effective by the U.S. Securities and Exchange Commission under the Securities Act.

  • Trading Disruption means (a) with respect to an Index(other than a Multiple Exchange Index), any suspension of or limitation imposed on trading by the relevant Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the relevant Exchange or Related Exchange or otherwise (i) on any relevant Exchange(s) relating to securities that comprise 20 per cent. or more of the level of the relevant Index, or (ii) in futures or options contracts relating to the relevant Index on any relevant Related Exchange; or (b) with respect to a Multiple Exchange Index, any suspension of or limitation imposed on trading by the relevant Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the relevant exchange or Related Exchange or otherwise (i) relating to any Component Security on the Exchange in respect of such Component Security, or (ii) in futures or options contracts relating to the relevant Indexon any relevant Related Exchange.

  • Trading Session means a trading session on a day which the applicable Stock Exchange is open for trading;

  • Trading System means the Company’s electronic trade execution system that is used for the trading of Swaps, including the associated hardware, software, systems and communications links.

  • Trading Plan The meaning specified in Section 12.2(c).

  • Trading Access means the right granted to a Person to send RFQs or place Orders and/or enter into transactions for certain or all Swaps to the SEF Platform or execute Swaps subject to the BSEF Rules.

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • trading book means all positions in financial instruments and commodities held by an institution either with trading intent or in order to hedge positions held with trading intent;

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • Trading Window means a trading period for trading in Company‘s Securities as specified by the Company from time to time.

  • Suspicious transaction means a “transaction” as defined below, including an attempted transaction, whether or not made in cash, which, to a person acting in good faith:

  • Trading Market means any of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market or the New York Stock Exchange (or any successors to any of the foregoing).

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Trading Period means the term as defined in the NEPOOL GIS Operating Rules.

  • Automated transaction means a transaction conducted or performed, in whole or in part, by electronic means or electronic records, in which the acts or records of 1 or both parties are not reviewed by an individual in the ordinary course in forming a contract, performing under an existing contract, or fulfilling an obligation required by the transaction.

  • Trading Day means a day on which the principal Trading Market is open for trading.

  • Trading Hours means, for any Business Day, the hours as may be published by BSEF in a Notice to Participants from time to time.

  • NYSE means the New York Stock Exchange.

  • AMEX means the American Stock Exchange.

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Subsequent Market means the New York Stock Exchange, American Stock Exchange, Nasdaq SmallCap Market or Nasdaq National Market.

  • Trading Partner means an entity that has registered with the Commission to exchange data through Electronic Data Interchange.

  • Principal Exchange means, in respect of a Share, any stock exchange or quotation system on which such Share is listed. As of the date of this Information Statement, the Principal Exchange for each Share is as set forth under "Summary Information Regarding the Companies".

  • Trading Policy means the Company’s policy permitting certain individuals to sell Company shares only during certain “window” periods and/or otherwise restricts the ability of certain individuals to transfer or encumber Company shares, as in effect from time to time.

  • Trading and Settlement Code means the Trading and Settlement Codedeveloped pursuant to Section 9(1)(d) of the Act as from time to time, revised, amended, supplemented or replaced with the approval or at the instance of the Commission;