The Securities Law definition

The Securities Law means, the Securities Law, 5728-1968;
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The Securities Law means the Securities Law, 5728-19683;
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The Securities Law. The Securities Law, 5728 – 1968.
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Examples of The Securities Law in a sentence

  • The Securities Law Complaints principally allege that the defendants violated federal securities laws by purportedly making false and misleading statements and by failing to disclose material information concerning Honeywell's financial performance, thereby allegedly causing the value of Honeywell's stock to be artificially inflated.

  • Largely observed - The Securities Law requires that company management and members of the management board notify CroSec and the stock exchange whenever they buy or sell (directly or indirectly) securities for which they have privileged information..

  • This approach utilises many established courses and activities, providing an immediate opportunity to outreach to a wider student audience.

  • Securities Law The Securities Law, 1968, as may be amended from time to time, and any law replacing it.

  • The Securities Law - The Securities Law, 5728 – 1968; or any provision of law superseding same.

  • The Securities Law of 1999 required TICs to separate their securities business.

  • The Securities Law establishes standards for minimum disclosure of information in the prospectus.

  • The Securities Law (29 December 1998), like Company Law, does not contain any provision for share options in listed companies.

  • The Securities Law stipulates that publicly owned companies have the obligation to prepare and send to CNVM current, half-yearly report and annual reports.

  • The Securities Law of 1998 (Article 6) similarly states that securities companies must be established separate from banks, trust companies and insurance companies.


More Definitions of The Securities Law

The Securities Law means the Law on Securities No.54/2019/QH14 passed by the National Assembly on November 26, 2019 đ) Vietnam means the Socialist Republic of Vietnam;
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The Securities Law. The Israeli Securities Law, 1968, and the corresponding Regulations as valid from time to time;
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The Securities Law means the Securities Law No. 54/2019/QH14 ratified by National Assembly of the Socialist Republic of Vietnam on November 26, 2019;
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The Securities Law. The Securities Law 1968 and the various regulations made under the law from time to time
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The Securities Law the Securities Law, 1968, and all the regulations enacted by virtue thereof.
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Related to The Securities Law

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Securities Act means the Securities Act of 1933, as amended.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • 1933 Act means the Securities Act of 1933, as amended.

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Effective Registration means the registration of the shares of Common Stock granted to the Grantee hereunder pursuant to an effective registration statement on Form S-8 or any successor form under the Securities Act of 1933, as amended.

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Charities Act means the Charities Act 2011;

  • Securities Act Legend means a Restricted Securities Legend or a Regulation S Legend.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Restricted Securities Legend means the legend set forth in Section 2.3(e)(i) herein.

  • the 2003 Act means the Health and Social Care (Community Health and Standards) Act 2003.

  • Blue Sky Reporting. The Fund shall (i) identify to the Transfer Agent in writing those transactions and assets to be treated as exempt from blue sky reporting for each State and (ii) verify the establishment of transactions for each State on the system prior to activation and thereafter monitor the daily activity for each State. The responsibility of the Transfer Agent for the Fund's blue sky State registration status is solely limited to the initial establishment of transactions subject to blue sky compliance by the Fund and providing a system which will enable the Fund to monitor the total number of Shares sold in each State;