the FAIS definition

the FAIS means the Financial Advisory and Intermediary Act, No. 37 of 2002
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Examples of the FAIS in a sentence

  • Our products must qualify as financial products, as contemplated by the FAIS Act.

  • We may not provide business under a name not changed in accordance with the provisions of the FAIS Act.

  • If we are unable to resolve your complaint, you may contact the FAIS Ombudsman.

  • Depending on the service and Financial Instrument, the Company shall be subject to, among other things, as relevant, the FAIS Act of 2002, the Applicable Regulations and other codes of conduct and/or circulars applicable to the provision of relevant services issued by the FSCA or other relevant regulatory authority.

  • Pioneer will not render any advisory services as defined in the FAIS act in respect of your dealings with the Platform Provider.

  • If you cannot settle your complaint with us, you are entitled to refer it to the office of the FAIS Ombud, at ▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ or telephone number ▇▇▇▇ ▇▇▇ ▇▇▇.

  • For the purposes of this agreement, AIMS may from time to time manage investments for the Investor consisting of financial products, as defined in the FAIS Act, specifically securities and instruments, and participatory interests in collective investment schemes.

  • Velocity Trade Financial Services has adopted and implemented a conflict of interest management policy that complies with the provisions of the FAIS Act.

  • Velocity Trade Financial Services is an authorised financial services provider (FSP number 43295) in terms of Section 8 of the FAIS Act.

  • Basis of Advice The Unlimited does not provide Advice as defined in the FAIS Act as a feature of its business.

Related to the FAIS

  • The FA means The Football Association Limited.

  • the FCA means the Financial Conduct Authority;

  • Maximum extent practicable means the highest level of performance that is achievable but is not equivalent to a performance standard identified in this ordinance as determined in accordance with S. 055 of this ordinance.

  • trading venue means a regulated market, an MTF or an OTF;

  • Trading Disruption means any suspension of or limitation imposed on trading by the Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the Exchange or Related Exchange or otherwise (i) relating to the Share on the Exchange or (ii) in futures or options contracts relating to the Share on any Related Exchange.