{"component": "definition", "props": {"groups": [{"samples": [{"hash": "lfX4WslMgAi", "uri": "/contracts/lfX4WslMgAi#settlement-stock", "label": "Warrant Agreement (Norand Corp /De/)", "score": 18.0, "published": true}, {"hash": "jt0TsPIuR2w", "uri": "/contracts/jt0TsPIuR2w#settlement-stock", "label": "Warrant Agreement (Norand Corp /De/)", "score": 18.0, "published": true}, {"hash": "ca4dZl9dRwP", "uri": "/contracts/ca4dZl9dRwP#settlement-stock", "label": "Warrant Agreement (Norand Corp /De/)", "score": 18.0, "published": true}], "snippet": "means the shares of Common Stock contemplated to be issued in settlement of the pending shareholders' claims against the Company with respect to the litigation styled In re Norand Corporation Securities Litigation, Master File No. C95-323, pending in the United States District Court for the Northern District of Iowa, Cedar Rapids Division.", "snippet_links": [{"key": "shares-of-common-stock", "type": "clause", "offset": [10, 32]}, {"key": "issued-in", "type": "definition", "offset": [52, 61]}, {"key": "settlement-of-the", "type": "clause", "offset": [62, 79]}, {"key": "claims-against-the-company", "type": "clause", "offset": [102, 128]}, {"key": "with-respect-to", "type": "clause", "offset": [129, 144]}, {"key": "the-litigation", "type": "definition", "offset": [145, 159]}, {"key": "securities-litigation", "type": "definition", "offset": [192, 213]}, {"key": "file-no", "type": "clause", "offset": [222, 229]}, {"key": "united-states-district-court", "type": "definition", "offset": [255, 283]}], "size": 11, "hash": "d1fc89b6bd40ac37ce8477fa41a6e1b0", "id": 1}, {"samples": [{"hash": "hs8nWdvj8eU", "uri": "/contracts/hs8nWdvj8eU#settlement-stock", "label": "Capital Replacement Covenant (Citigroup Inc)", "score": 20.0, "published": true}, {"hash": "9eUoNOMaQec", "uri": "/contracts/9eUoNOMaQec#settlement-stock", "label": "Capital Replacement Covenant (Citigroup Inc)", "score": 20.0, "published": true}, {"hash": "iF83meKFSZJ", "uri": "/contracts/iF83meKFSZJ#settlement-stock", "label": "Capital Replacement Covenant (Citigroup Inc)", "score": 18.0, "published": true}], "snippet": "means Non-Cumulative Preferred Stock that is perpetual with no prepayment obligation on the part of the issuer thereof, whether at the election of the holders or otherwise.", "snippet_links": [{"key": "cumulative-preferred-stock", "type": "definition", "offset": [10, 36]}, {"key": "prepayment-obligation", "type": "clause", "offset": [63, 84]}, {"key": "the-issuer", "type": "definition", "offset": [100, 110]}, {"key": "election-of", "type": "clause", "offset": [135, 146]}, {"key": "the-holders", "type": "clause", "offset": [147, 158]}], "size": 5, "hash": "52d9bdaf66072ba9c6affdaa0a06bece", "id": 2}, {"samples": [{"hash": "9SH0tiYbsXK", "uri": "/contracts/9SH0tiYbsXK#settlement-stock", "label": "Settlement Agreement (Lumber Liquidators Holdings, Inc.)", "score": 27.5270362765, "published": true}, {"hash": "cH3bNTQCFMA", "uri": "/contracts/cH3bNTQCFMA#settlement-stock", "label": "Settlement Agreement", "score": 24.2375085558, "published": true}, {"hash": "7MEAEhQFPfV", "uri": "https://s28.q4cdn.com/787376846/files/doc_financials/2016/q2/94acedc4-08f9-492d-ba1b-767019a7be53.pdf", "label": "s28.q4cdn.com", "score": 8.8138261465, "published": false}], "snippet": "means one million (1,000,000) shares of freely tradeable Lumber Liquidators common stock to be transferred in accordance with \u00b68 hereof.", "snippet_links": [{"key": "shares-of", "type": "clause", "offset": [30, 39]}, {"key": "freely-tradeable", "type": "definition", "offset": [40, 56]}, {"key": "lumber-liquidators", "type": "definition", "offset": [57, 75]}, {"key": "common-stock-to-be", "type": "clause", "offset": [76, 94]}, {"key": "in-accordance-with", "type": "definition", "offset": [107, 125]}], "size": 3, "hash": "6c69d21da10a9634022e9818528f57e4", "id": 3}, {"samples": [{"hash": "50sqciKgH02", "uri": "https://www.sec.gov/Archives/edgar/data/895421/000095010306002325/dp03668_424b2.htm", "label": "www.sec.gov", "score": 13.340862423, "published": false}, {"hash": "dSmGAlrzuZ2", "uri": "https://www.feib.com.tw/UpFiles/wealthmanagement/pdf/fund/201208/PS04.pdf", "label": "www.feib.com.tw", "score": 4.2840520192, "published": false}], "snippet": "means non-cumulative preferred stock that is perpetual with no prepayment obligation on the part of the issuer thereof, whether at the election of the holders or otherwise, is callable at the option of such issuer and either (i) has a legally binding replacement covenant or (ii) has a replacement capital intention and a mandatory trigger provision.", "snippet_links": [{"key": "cumulative-preferred-stock", "type": "definition", "offset": [10, 36]}, {"key": "prepayment-obligation", "type": "clause", "offset": [63, 84]}, {"key": "the-issuer", "type": "definition", "offset": [100, 110]}, {"key": "election-of", "type": "clause", "offset": [135, 146]}, {"key": "the-holders", "type": "clause", "offset": [147, 158]}, {"key": "the-option", "type": "clause", "offset": [188, 198]}, {"key": "legally-binding-replacement-covenant", "type": "definition", "offset": [235, 271]}, {"key": "replacement-capital-intention", "type": "definition", "offset": [286, 315]}, {"key": "mandatory-trigger-provision", "type": "definition", "offset": [322, 349]}], "size": 2, "hash": "d84ef6eeb5047c15eedbded8696a04f2", "id": 4}, {"samples": [{"hash": "jnWtHZqIpwD", "uri": "https://www.sec.gov/Archives/edgar/data/917173/000095013403002319/d03122exv10w1.txt", "label": "Stipulation and Agreement of Settlement (Vari L Co Inc)", "score": 6.0, "published": false}], "snippet": "means Two Million (2,000,000) shares of Vari-L common stock, which shall be issued under Section 3(a)(10) of the Securities Act of 1933 exempt from registration, subject to the anti-dilution provisions set forth in Paragraph 2.4 hereof.", "snippet_links": [{"key": "shares-of", "type": "clause", "offset": [30, 39]}, {"key": "common-stock", "type": "definition", "offset": [47, 59]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [113, 135]}, {"key": "exempt-from-registration", "type": "clause", "offset": [136, 160]}, {"key": "subject-to-the", "type": "definition", "offset": [162, 176]}, {"key": "dilution-provisions", "type": "clause", "offset": [182, 201]}], "size": 2, "hash": "2fc9474d842f10965041ed156a256140", "id": 5}, {"samples": [{"hash": "drJufYJFqIa", "uri": "https://www.sec.gov/Archives/edgar/data/895021/000091205796026579/6.txt", "label": "Gupta Corp", "score": 2.0, "published": false}], "snippet": "means shares of Gupta common stock to be issued by Gupta which shall comprise a part of the Settlement Fund as set forth in paragraph 1.23.", "snippet_links": [{"key": "shares-of", "type": "clause", "offset": [6, 15]}, {"key": "issued-by", "type": "clause", "offset": [41, 50]}, {"key": "the-settlement-fund", "type": "clause", "offset": [88, 107]}], "size": 1, "hash": "da422665aa05934ae8994b65d5737410", "id": 6}, {"samples": [{"hash": "42dW8AT1mgd", "uri": "/contracts/42dW8AT1mgd#settlement-stock", "label": "Stipulation and Agreement of Compromise and Settlement", "score": 28.9281160723, "published": true}], "snippet": "means $1,250,000 of unrestricted Galena Common Stock, determined as set forth in Paragraph 2(d).", "snippet_links": [{"key": "common-stock", "type": "definition", "offset": [40, 52]}], "size": 1, "hash": "3551b11d58a10ec69e692389e6af27e0", "id": 7}, {"samples": [{"hash": "bYPwehghle8", "uri": "https://www.sec.gov/Archives/edgar/data/876343/000149315223007129/ex10-21.htm", "label": "Stipulation and Agreement (Lineage Cell Therapeutics, Inc.)", "score": 22.18275154, "published": false}], "snippet": "means up to $3,530,000 of unrestricted Lineage common stock, determined as set forth in Paragraph 2.b(i).", "snippet_links": [{"key": "common-stock", "type": "definition", "offset": [47, 59]}], "size": 1, "hash": "80f399e80a5395bfdc5262f4c9ad6b09", "id": 8}, {"samples": [{"hash": "8vowQMoFayk", "uri": "/contracts/8vowQMoFayk#settlement-stock", "label": "Settlement Agreement (Geron Corp)", "score": 33.6789869952, "published": true}], "snippet": "means $7 million of Geron Common Stock, subject to Geron\u2019s option to pay the aggregate value of $7 million or a portion thereof, in cash, as described in Paragraph 9. (aaa)", "snippet_links": [{"key": "common-stock", "type": "definition", "offset": [26, 38]}, {"key": "subject-to", "type": "definition", "offset": [40, 50]}, {"key": "to-pay", "type": "clause", "offset": [66, 72]}, {"key": "aggregate-value", "type": "definition", "offset": [77, 92]}, {"key": "a-portion", "type": "definition", "offset": [110, 119]}, {"key": "in-cash", "type": "definition", "offset": [129, 136]}, {"key": "paragraph-9", "type": "clause", "offset": [154, 165]}], "size": 1, "hash": "a41acec3e2d205de4b7f59eedc2f3848", "id": 9}, {"samples": [{"hash": "f7sZnpFKPHf", "uri": "https://www.sec.gov/Archives/edgar/data/791164/000091476096000219/3.txt", "label": "Health Management Inc/De", "score": 2.0, "published": false}], "snippet": "means shares of Health Management common stock to be issued by Health Management which shall comprise a part of the Settlement Fund.", "snippet_links": [{"key": "shares-of", "type": "clause", "offset": [6, 15]}, {"key": "issued-by", "type": "clause", "offset": [53, 62]}, {"key": "the-settlement-fund", "type": "clause", "offset": [112, 131]}], "size": 1, "hash": "e56bd42e76ad4d6ec82d69e023043ac7", "id": 10}], "next_curs": "Cl0SV2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjkLEhpEZWZpbml0aW9uU25pcHBldEdyb3VwX3Y1NiIZc2V0dGxlbWVudC1zdG9jayMwMDAwMDAwYQyiAQJlbhgAIAA=", "definition": {"snippet": "means the shares of Common Stock contemplated to be issued in settlement of the pending shareholders' claims against the Company with respect to the litigation styled In re Norand Corporation Securities Litigation, Master File No. C95-323, pending in the United States District Court for the Northern District of Iowa, Cedar Rapids Division.", "title": "Settlement Stock", "size": 31, "id": "settlement-stock", "examples": ["The Company shall issue and deliver the <strong>Settlement Stock</strong> pursuant to Section 1.7 on the relevant Warrant Closing Date.", "All costs, including those of Hanover&#x27;s transfer agent, incurred in issuing and distributing any <strong>Settlement Stock</strong> to the recipients shall be borne by Hanover.", "No fractional shares of Common Stock shall be issued in settlement of the RSUs, and any fractional share of Common Stock that would otherwise be <strong>Settlement Stock</strong> as of the Settlement Date shall be settled through a cash payment based on the Fair Market Value of a share of Common Stock.", "The number of shares constituting the Smart Online <strong>Settlement Stock</strong> will be adjusted to account for stock splits, reverse stock splits and other similar action taken by Smart Online before distribution to the Settlement Class Members.", "Until distribution to Settlement Class Members, Class Lead Counsel agrees to vote the shares of Smart Online <strong>Settlement Stock</strong> in the same proportion as those voted by the shares that are not Smart Online <strong>Settlement Stock</strong> and that are eligible to vote on any matter presented to shareholders for such a vote and, if requested by Smart Online, to enter into a voting trust agreement so providing.", "Lead Plaintiff\u2019s Counsel agrees to consult in good faith with Smart Online regarding any plan for distributing shares of Smart Online <strong>Settlement Stock</strong> to Authorized Claimants.", "Smart Online agrees to indemnify, up to a limit of $2500.00, Lead Plaintiffs\u2019 Counsel or the Claims Administrator for fees, expenses, or costs it may incur, if any, in complying with the reporting requirements of section 13 of the Securities Exchange Act of 1934, 15 U.S.C. \u00a7 78m, and Regulation 13D-G thereunder, if any, as a result of the contribution of the Smart Online <strong>Settlement Stock</strong> to the Settlement Fund pursuant to \u00b6 2.2.", "In determining whether the limitations described in Section 7 of the Agreement have been reached, computation shall be made based on the number of shares of <strong>Settlement Stock</strong> actually issued in the case of a Cashless Exercise.", "In the event that the <strong>Settlement Stock</strong> is sold prior to distribution of the Net Settlement Fund, all distributions of settlement proceeds to Authorized Claimants will be in cash.", "In the event, however, that Lead Counsel does not sell all of the <strong>Settlement Stock</strong> prior to distribution, the <strong>Settlement Stock</strong> will be distributed to Authorized Claimants as described below."], "related": [["settlement-shares", "Settlement Shares", "Settlement Shares"], ["management-stock", "Management Stock", "Management Stock"], ["payment-shares", "Payment Shares", "Payment Shares"], ["vested-shares", "Vested Shares", "Vested Shares"], ["rsu-shares", "RSU Shares", "RSU Shares"]], "related_snippets": [], "updated": "2025-07-06T21:58:35+00:00"}, "json": true, "cursor": ""}}