Securities trading brokerage commission means any commission or fee paid on or for a brokered security transaction, a purchase of a security or any other kind of trade of a security.
Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.
Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions;
Securities Commissions means collectively, the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;
Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.
Diocesan Schools Commission means the education service provided by the diocese, which may also be known, or referred to, as the Diocesan Education Service.
Commission means the Securities and Exchange Commission.
CFTC means the Commodity Futures Trading Commission.
Finance commission means the Finance Commission of Texas.
Selling Commission means three percent (3%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.
the Commission means the Charity Commission for England and Wales;
securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.
Commission Guidance means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act.
securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;
State Information Commission means the State Information Commission constituted under sub-section (1) of section 15;
Central Commission means the Central Electricity Regulatory Commission referred to in sub-section (1) of section 76 of the Act;
Securities Transaction means a purchase of or sale of Securities.
Canadian Securities Commissions means the securities regulatory authorities in each of the Qualifying Jurisdictions;
FINRA means the Financial Industry Regulatory Authority, Inc.
Public Service Commission means the Public Service Commission constituted under this Constitution;
Securities and Exchange Commission means the United States Securities and Exchange Commission.
SECP or “Commission” means Securities and Exchange Commission of Pakistan established under Securities and Exchange Commission of Pakistan Act, 1997 and shall include its successor.
NASD Rules means the Rules of the National Association of Securities Dealers, Inc., as amended from time to time.
Tax Commission means the Oklahoma Tax Commission;
Railways Commission means the Western Australian Government Railways Commission established pursuant to the Government Railways Xxx 0000;
NASD means the National Association of Securities Dealers, Inc.
City Commission means the legislative body of the City of Miami.