Securities Filings definition

Securities Filings shall have the meaning set forth in Section 3.1(a)(iii).

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Securities Filings has the meaning set forth in Section 5.8.2 hereof.

Securities Filings shall have the meaning set forth in the Merger Agreement.

Examples of Securities Filings in a sentence

Except as may be disclosed in the Securities Filings, no Person has any right to cause the Company to effect the registration under the Securities Act of any securities of the Company or any Subsidiary.
Neither the Company nor any Subsidiary has received, since the date of the latest audited financial statements included within the Securities Filings, a written notice of a claim or otherwise has any knowledge that the Intellectual Property Rights violate or infringe upon the rights of any Person, except as could not have or reasonably be expected to not have a Material Adverse Effect.
As of their respective dates, the Securities Filings complied in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable, and none of the Securities Filings, when filed, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.
The Company and the Subsidiaries have, or have rights to use, all patents, patent applications, trademarks, trademark applications, service marks, trade names, trade secrets, inventions, copyrights, licenses and other intellectual property rights and similar rights as described in the Securities Filings as necessary or required for use in connection with their respective businesses and which the failure to so have could have a Material Adverse Effect (collectively, the “Intellectual Property Rights”).

More Definitions of Securities Filings

Securities Filings means all filings made by Purchaser with the SEC from and after January 1, 1996 pursuant to the Securities Act and the Exchange Act.

Securities Filings means the reports, statements and other documents filed (not furnished) by Venaxis with the SEC under Section 13(a), 13(c), 14 or 15(d) of the Exchange Act between January 1, 2013 and December 31, 2015, including any amendments thereto.

Securities Filings shall have the meaning set forth in Section 3.01(h).

Securities Filings mean all reports, schedules, registration statements and definitive proxy statements required to be filed by Eldorado pursuant to the Exchange Act with the SEC since January 1, 1994, as such documents have been amended since the time of their filing. EXECUTION VERSION

Securities Filings means all reports, forms, schedules, exhibits, documents, instruments, consents and other filings made by the Company with the U.S. Securities and Exchange Commission (the “SEC”). “Plan” means (i) all employee benefit plans (as defined in Section 3(3) of Employee Retirement Income Security Act of 1974, as amended, and the regulations thereunder (“ERISA”), whether domestic or foreign), and (ii) all bonus (including transaction bonus), incentive compensation, stock appreciation right, phantom stock, restricted stock, restricted stock unit, performance stock, performance stock unit, employee stock ownership, stock purchase, equity or equity-based, deferred compensation, change in control, employment, noncompetition, nondisclosure, vacation, holiday, sick leave, retention, severance, retirement, pension, money purchase, target benefit, cash balance, excess benefit supplemental executive retirement, profit sharing, life insurance, Section 125 cafeteria, adoption assistance, dependent care assistance, voluntary employees beneficiary, multiple employer welfare, accident, disability, fringe benefit, welfare benefit, paid time off, employee loan, and salary continuation plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten) including without limitation, any trust, escrow or other agreement related thereto and any similar plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten). At and after the Closing, the Company will not owe to any Person serving the Company as employee, former employee, contractor or consultant, with respect to any period prior to the Closing, any hourly wages, salary, bonus, incentive pay, benefit pay, back pay, termination pay, reimbursements, dues, advances, insurance pay or co-pay, tax make-whole payments, or any other payment or obligation of any nature or kind. Seller TM Purchaser RT TS

Securities Filings means HNC’s registration statement on Form S-4 including any pre-effective or post-effective amendments or supplements thereto, as filed with the SEC under the Securities Act with respect to the HNC Common Stock to be issued in connection with the Merger, together with any applicable state “blue sky” securities filings, and the East Penn Financial Proxy Statement including any amendments thereto, as filed with the SEC under the Exchange Act in connection with the East Penn Financial Shareholders Meeting.

Securities Filings means the Company’s quarterly reports on form 10-Q and its Annual Report on Form 10-K, as filed with the United States Securities and Exchange Commission.