Securities, documents or other written instruments definition

Securities, documents or other written instruments means original (including original counterparts) negotiable or non-negotiable instruments, or assignments thereof, which in and of themselves represent an equitable interest, ownership, or debt and which are in the ordinary course of business transferable by delivery of such instruments with any necessary endorsements or assignments. Definitions(continued)
Sample 1Sample 2Sample 3
Securities, documents or other written instruments means original (including original counterparts) negotiable or non-negotiable instruments, or assignments thereof, which in and of themselves represent an equitable interest, ownership, or debt and which are in the ordinary course of business transferable by delivery of such instruments with any necessary endorsements or assignments. ICAP Bond (5-98)Form 17-02-1421 (Ed. 5-98) Page 10 of 19Conditions and LimitationsDefinitions (continued)
Sample 1Sample 2Sample 3
Securities, documents or other written instruments means original (including original counterparts) negotiable or non-negotiable instruments, or assignments thereof, which in and of themselves represent an equitable interest, ownership, or debt and which are in the ordinary course of business transferable by delivery of such instruments with any necessary endorsements or assignments. ICAP Bond (5-98)Form 17-02-1421 (Ed. 5-98) Page 10 of 19Definitions (continued) m. Subsidiary means any organization that, at the inception date of this Bond, is named in theAPPLICATION or is created during the BOND PERIOD and of which more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for election of directors is owned or controlled by the ASSURED either directly or through one or more of its subsidiaries.n. Transportation Company means any organization which provides its own or its leased vehicles for transportation or which provides freight forwarding or air express services.o. Voice Initiated Election means any election concerning dividend options available to Investment Company shareholders or subscribers which is requested by voice over the telephone.p. Voice Initiated Redemption means any redemption of shares issued by an Investment Company which is requested by voice over the telephone.q. Voice Initiated Funds Transfer Instruction means any Voice Initiated Redemption or Voice Initiated Election.For the purposes of these definitions, the singular includes the plural and the plural includes the singular, unless otherwise indicated. General Exclusions - Applicable to All Insuring Clauses ICAP Bond (5-98)2. This bond does not directly or indirectly cover:a. loss not reported to the COMPANY in writing within sixty (60) days after termination of this Bond as an entirety;b. loss due to riot or civil commotion outside the United States of America and Canada, or any loss due to military, naval or usurped power, war or insurrection. This Section 2.b., however, shall not apply to loss which occurs in transit in the circumstances recited in INSURING CLAUSE 3., provided that when such transit was initiated there was no knowledge on the part of any person acting for the ASSURED of such riot, civil commotion, military, naval or usurped power, war or insurrection;c. loss resulting from the effects of nuclear fission or fusion or radioactivity;d. loss of potential income including, but not limited to, interest and dividends not realized by the ASSURED or by any customer o...
Sample 1

Examples of Securities, documents or other written instruments in a sentence

  • Actual physical possession, and continued actual physical possession if taken as collateral, of such Securities, documents or other written instruments by an Employee, Custodian, or a Federal or State chartered deposit institution of the ASSURED is a condition precedent to the ASSURED having relied on such items.


More Definitions of Securities, documents or other written instruments

Securities, documents or other written instruments means original (including original counterparts) negotiable or non- negotiable instruments, or assignments thereof, which in and of themselves represent an equitable interest, ownership, or debt and which are in the ordinary course of business transferable by delivery of such instruments with any necessary endorsements or assignments.Form 17-02-1421 (Ed. 5-98) Page 10 of 19Conditions And LimitationsDefinitions (continued) m. Subsidiary means any organization that, at the inception date of this Bond, is named in the APPLICATION or is created during the BOND PERIOD and of which more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for election of directors is owned or controlled by the ASSURED either directly or through one or more of its subsidiaries.n. Transportation Company means any organization which provides its own or its leased vehicles for transportation or which provides freight forwarding or air express services.o. Voice Initiated Election means any election concerning dividend options available toInvestment Company shareholders or subscribers which is requested by voice over the telephone.p. Voice Initiated Redemption means any redemption of shares issued by anInvestment Company which is requested by voice over the telephone.q. Voice Initiated Funds Transfer Instruction means any Voice Initiated Redemption or Voice Initiated Election. For the purposes of these definitions, the singular includes the plural and the plural includes the singular, unless otherwise indicated.General Exclusions - Applicable to All Insuring Clauses
Sample 1
Securities, documents or other written instruments means original (including original counterparts) negotiable or non-negotiable instruments, or assignments thereof, which in and of themselves represent an equitable interest, ownership, or debt and which are in the ordinary course of business transferable by delivery of such instruments with any necessary endorsements or assignments. ICAP Bond (5-98)Form 17-02-1421 (Ed. 5-98) Page 10 of 19 Conditions And Limitations Change or Modification(continued)If this Bond is for a joint ASSURED, no charge or modification which would adversely affect the rights of the ASSURED shall be effective prior to sixty (60) days after written notice has been furnished to all insured Investment Companies and to the Securities and Exchange Commission, Washington, D.C., by the COMPANY. ICAP Bond (5-98)Form 17-02-1421 (Ed. 5-98) Page 19 of 19 FEDERAL INSURANCE COMPANY Endorsement No. 1 Bond Number: 82416711 NAME OF ASSURED: ANGEL OAK FUNDS TRUST INSURING CLAUSESINGLE LOSS LIMIT OF LIABILITYDEDUCTIBLE AMOUNT1. Employee$ 3,300,000$ 02. On Premises$ 3,300,000$ 25,0003. In Transit$ 3,300,000$ 25,0004. Forgery or Alteration$ 3,300,000$ 25,0005. Extended Forgery$ 3,300,000$ 25,0006. Counterfeit Money$ 3,300,000$ 25,0007. Threats to Person$ 3,300,000$ 25,0008. Computer System$ 3,300,000$ 25,0009. Voice Initiated Funds Transfer Instruction$ 3,300,000$ 25,00010. Uncollectible Items of Deposit$ 50,000$ 10,00011. Audit Expense$ 50,000$ 10,00012. Telefacsimile Instruction$ 3,300,000$ 25,00013. Unauthorized Signature$ 3,300,000$ 25,00014. Stop Payment Order$ 50,000$ 10,00015. Claims Expense$ 50,000$ 10,000 REVISE ITEM 2. ENDORSEMENT It is agreed that this Bond is amended by deleting ITEM 2. in its entirety on the DECLARATIONS and substituting the following: ITEM 2. LIMITS OF LIABILITY-DEDUCTIBLE AMOUNTS: If "Not Covered" is inserted below opposite any specified INSURING CLAUSE, such INSURING CLAUSE and any other reference to such INSURING CLAUSE in this Bond shall be deemed to be deleted. There shall be no deductible applicable to any loss under INSURING CLAUSE 1 sustained by any Investment Company.This Endorsement applies to loss discovered after 12:01 a.m. on October 16, 2019. ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.Date: October 16, 2019ByAuthorized Representative
Sample 1

Related to Securities, documents or other written instruments

  • Bidding Documents means the set of Bidding Documents that preceded the placement of the Contract of which these GCC form a part, which were sold or issued by the Purchaser to potential Bidders, and in which the specifications, terms and conditions of the proposed procurement were prescribed.

  • Financing Documents means, collectively, this Agreement, the Note, the Security Documents, the Account Control Agreement and any other agreements, documents or certificates delivered pursuant hereto or thereto.

  • Loan Documents means, collectively, this Agreement, any note or notes executed by Borrower, and any other document, instrument or agreement entered into in connection with this Agreement, all as amended or extended from time to time.