securities company definition

securities company means any company, or financial institution licensed to undertake securities business under this Act.

securities company means the party who carries out business as underwriter, securities trade broker and/or investment manager as referred to under the Capital Market Law.

securities company means a securities company licensed to undertake securities business in the category of securities dealing;

Examples of securities company in a sentence

• Great Wall Securities Company Limited**（長城證券有限責任公司）(‘‘Great Wall’’) as fund provider, Dalian Chuanghe as the borrower and China Bohai Bank Company Limited Beijing Branch**（渤海銀行股份有限公司北京分行）(‘‘Bohai Bank’’) as the agent bank entered into an undated agreement (‘‘Entrusted Loan Agreement’’) pursuant to which Great Wall entrusted Bohai Bank to lend to Dalian Chuanghe amount(s) not exceeding RMB100,000,000 in total to be released on one or more occasions but not as a revolving loan.

• At the end of each day during the Mandatory Tender Offer Period, KSEI will provide a list of Applicants whose shares have the status of “Block for CA” to the Designated Securities Company.

• Prior to the Payment Date, the Designated Securities Company will provide confirmation to KSEI with respect to the approved Applicant.

• THE UNDERWRITING AGREEMENT Date: 4 March 2010 Underwriter: Luen Fat Securities Company Limited, an independent third party to the Company and its connected persons.

• Approval for Applicants by the Designated Securities Company is final and binding on all Applicants.

More Definitions of securities company

securities company means a securities company licensed to undertake securities business in the category of securities brokerage, securities dealing or securities underwriting and a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of investment units;

securities company means any company licensed to undertake securities businesses under the law on securities and exchange;

securities company means a securities company licensed to undertake securities business in the following categories, excluding a securities company which is a commercial bank under the law on financial institution business2, life insurance company under the law on life insurance3 and financial institution established under other laws: 2the law on financial institution business means The Financial Institution Business Act B.E. 2551 (2008).3the law on life insurance means The Life insurance Act B.E. 2535 (1992).

securities company means a company which carries on a business of trading in securities on behalf of others and, without limiting the generality of the foregoing, includes a company which carries on business as-

securities company means a company licensed to undertake securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business;

securities company means the followings:

securities company means a securities company having duty to maintain net capital in accordance with the Notification concerning Maintenance of Net Capital.