Examples of Securities Board in a sentence
Gov’t Code 2256.003(a)In the exercise of these powers, the board may contract with an in- vestment management firm registered under the Investment Advis- ers Act of 1940 (15 U.S.C. Section 80b-1 et seq.) or with the State Securities Board to provide for the investment and management of its public funds or other funds under its control.
The Investment Advisor must be registered with the Securities and Exchange Commission (SEC) under the Investment Advisor’s Act of 1940 as well as with the Texas State Securities Board.
Selected Investment Advisers must be registered under the Investment Advisers Act of 1940 or with the State Securities Board.
The Bank is the shareholder holding substantial interest and the sponsor of the Citizens Mutual Fund- I under the Citizens Mutual Fund (the Fund) registered with Securities Board of Nepal (SEBON) under the Mutual Fund Regulation 2067 as a close ended, equity oriented fund.
The Bank is the shareholder holding substantial interest and the sponsor of the Citizens Mutual Fund- II under the Citizens Mutual Fund (the Fund) registered with Securities Board of Nepal (SEBON) under the Mutual Fund Regulation 2067 as a close ended, equity oriented fund.
Gov’t Code 2256.003(a)In the exercise of these powers, the Board may contract with an investment management firm registered under the Investment Ad- visers Act of 1940 (15 U.S.C. Section 80b-1 et seq.) or with the State Securities Board to provide for the investment and manage- ment of its public funds or other funds under its control.
Critical infrastructure refers to systems and assets for which “incapacity or destruction...would have a debilitating impact on security, national economic security, national public health or safety, or any combination.” The US Department of Homeland Security designated the systems and assets used to administer elections as a critical infrastructure subsector in 2017.
It is into Merchant and investment banking licensed by Securities Board of Nepal under the Securities Businessperson (Merchant Banker) Regulations, 2008.
The Board may contract with an investment management firm registered under the Investment Advisers Act of 1940 (15 U.S.C. Section 80b-1 et seq.) or with the State Securities Board to provide for the investment and management of public funds; provided, that a contract may not be for a term longer than two years, and any renewal or extension thereof must be made by the Board by order or resolution.
Selected Investment Advisors must be registered under the Investment Advisors Act of 1940 or with the State Securities Board.