Section 18(b)(3) of the Securities Act of 1933 definition

Section 18(b)(3) of the Securities Act of 1933 means 15 U.S.C. §77r(b)(3).
Sample 1

Examples of Section 18(b)(3) of the Securities Act of 1933 in a sentence

  • The fee for notice filings for covered securities under Section 18(b)(3) of the Securities Act of 1933 pursuant to Section 73-208(c) of the Act shall be one half of one percent of the maximum aggregate offering price of securities to be offered in Delaware during the initial registration period, but not less than $200.00 or more than $1,000.00.

  • Federal Covered Securities, specifically securities issued under Section 18(b)(3) of the Securities Act of 1933, 15 U.S.C. § 77r(b)(3), which are offered or sold within this state, are required to file notices with the Securities Division.

  • Laws § 7-11-307(c) of the RIUSA, for a covered security under Section 18(b)(3) of the Securities Act of 1933, 15 U.S.C. § 77r(b)(3), unless the security is exempted by R.I. Gen.

  • Subsection (d) of section 36b-21 of the general statutes is repealed and the following is substituted in lieu thereof (Effective upon passage):(d)(1) Any person who offers or sells a security that is a covered security under Section 18(b)(3) of the Securities Act of 1933 shall file a consent to service of process with the commissioner as required by subsection (g) of section 36b-33 prior to the first offer or sale of such security in this state.

  • In addition, Xxxxxxx'x estate shall be paid any cash bonus to which he would have been entitled under Paragraph 3 above.

  • Rule 509.01 – Covered Securities (Notice Filings) Rule 509.01(c) is amended to specify filing requirements for offerings made under Tier 2 of Federal Regulation A and Section 18(b)(3) of the Securities Act of 1933.

  • The following provisions apply to offerings made under Tier 2 of federal Regulation A and Section 18(b)(3) of the Securities Act of 1933: Initial filing.

  • It is not hard to show that the result holds when the coefficients of the polynomial come from an integral domain.if r = 1 then A := append(A, [(c, m)])elif r > 1 then W := append(W, [[c, m, r]])fi;r := RCOUNT (p(x), m, d);if r = 1 then A := append(A, [(m, d)]elif r > 1 then W := append(W, [[m, d, r]])fi; odIt is worth noting that the algorithm presented above is biased towards clarity of presentation rather than efficiency.

  • If any legal action is necessary by Designer or Customer to enforce any provisions of this Agreement including, but not limited to, provisions regarding payments due to Designer, such party shall be entitled to reasonable attorney’s fees, costs and expenses associated with the enforcement of said provisions.

Related to Section 18(b)(3) of the Securities Act of 1933

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Securities Act means the Securities Act of 1933, as amended.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Charities Act means the Charities Act 2011;

  • the 2003 Act means the Health and Social Care (Community Health and Standards) Act 2003.

  • the 1983 Act means the Representation of the People Act 1983;

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • the 1993 Act means the Pension Schemes Act 1993; “the 1995 Act” means the Pensions Act 1995;

  • Securities Act Legend means a Restricted Securities Legend or a Regulation S Legend.

  • the 1992 Act means the Local Government Finance Act 1992;

  • 2012 Act means the Health and Social Care Act 2012;

  • Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act.