Section 16 Rules definition

Section 16 Rules means the rules promulgated by the Securities and Exchange Commission with respect to Section 16 of the 1934 Act or any successor rules.
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Examples of Section 16 Rules in a sentence

  • Terms used in the preceding sentence shall, for the purposes of such sentence only, have the meanings, if any, assigned or attributed to them under Section 16 Rules.

  • For purposes of the Plan, an action shall be deemed to be prohibited by the Section 16 Rules, if it could, if permitted or occurring, result in a transaction not being exempt from the provisions of Section 16(b) of the Act.

  • An action in violation of certain trading restrictions with respect to common stock of the Company imposed from time to time by the Company or any of its subsidiaries shall be deemed to be prohibited by the Section 16 Rules solely for purposes of the Plan.

  • Section 1.6 Rules and Procedure All meetings of the Planning Board shall be conducted in accordance with Robert’s Rules of Order.

  • For purposes of this Paragraph 7, the Section 16 Rules mean those rules (as from time to time amended) promulgated by the Securities and Exchange Commission ("SEC") under Section 16 of the Act.

  • If at any time an Insider is prohibited by the Section 16 Rules from directing that his Account balance (or any portion thereof) be transferred to an investment in Bank Stock, or from directing that any of the Bank Stock in which his Account is invested be sold or liquidated, for whatever reason, any such direction shall be disregarded and not given effect.

  • Table 2 presents a summary of expenditure and revenue for 2010, the amounts estimated in Budget 2011, and the revised expected outcome for 2011.

  • For purposes of this Paragraph 7, an Insider shall mean, with respect to the Company or any of its subsidiaries, (i) any Participant who is subject to the Section 16 Rules, determined in accordance with Rule 16a-2 thereof, and (ii) solely with respect to certain trading restrictions with respect to common stock of the Company imposed from time to time by the Company or any of its subsidiaries, any Participant who is subject to such trading restrictions.

  • Further, to the extent any provision of the 2004 Plan or this Agreement, or any action by the Committee (or its designee) fails to comply with any rules promulgated pursuant to Section 16 (“Section 16 Rules”), it shall be deemed null and void to the extent required for the 2004 Plan or the Options granted under this Agreement to comply with the Section 16 Rules.

  • To the extent required in order to otherwise satisfy the requirements for exemption under the Section 16 Rules only, any derivative or equity security offered pursuant to the Plan may not be sold for at least six months after acquisition or grant (or such other period as may be required by the Section 16 Rules), except in the case of death.

Related to Section 16 Rules

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the ISO-NE Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Section 162(m) of the Code means the exception for performance-based compensation under Section 162(m) of the Code and any applicable treasury regulations thereunder.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Section 162(m) Award means a Performance Award granted under Section 6(k)(i) to a Covered Employee that is intended to satisfy the requirements for “performance-based compensation” within the meaning of Section 162(m).

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Board Rules means the administrative rules and regulations promulgated by the

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • Section 162(m means Section 162(m) of the Code.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Market Rules means the rules made under section 32 of the Electricity Act;

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • 16 Change of Control Payment"...............................................4.16 "Change of Control Payment Date"..........................................4.16 "Covenant Defeasance".....................................................8.03 "Custodian"...............................................................6.01 "Designated Senior Debt".................................................10.02 "DTC".....................................................................2.03 "Employee Stock Buybacks".................................................4.07 "Event of Default"........................................................6.01 "Excess Proceeds".........................................................4.10 "incur"...................................................................4.09 "Legal Defeasance" .......................................................8.02 "Offer Amount"............................................................3.10 "Offer Period"............................................................3.10 "Paying Agent"............................................................2.03 "Payment Blockage Notice".............................................11.07(c) "Payment Default".........................................................6.01 "Permitted Junior Securities"............................................10.02 "Purchase Date"...........................................................3.10 "Refinancing Indebtedness"................................................4.09 "Registrar"...............................................................2.03 "Repurchase Offer"........................................................3.10 "Restricted Payments".....................................................4.07 "Senior Debt"............................................................10.07 "Special Subsidiary Restricted Payments"..................................4.23

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.