Secondary Market Investors definition

Secondary Market Investors has the meaning specified in Section 11.2(f).
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Examples of Secondary Market Investors in a sentence

  • Secondary Market Investors may place an order with a broker to sell their Units on the SEHK at any time during the trading day.

  • A statement of the procedures for subscriptions and redemptions, including where to submit applications and the period between request for redemption and payment of redemption proceeds, or transfer the ownership: For Cash Subscriptions in the Secondary Market, Investors can buy and sell the Fund’s Units, in the same method adopted upon trading the stocks in the Saudi Stock Market, because the Fund is an Exchange Traded Fund, and therefore, this paragraph does not apply thereto.

  • Conversely, Secondary Market Investors generally do not have access to the redemption facilities which are available to investors of Unlisted Class of Units.

  • Such investors should check the relevant fees and charges with the Participating Dealer or the stockbroker (as the case may be).12.2.3 Secondary Market Investors Dealing in Units on the SEHK BrokerageMarket rates (in currency determined by the intermediaries used by the investors)Transaction levy0.003% (see Note 4 and Note 8)Trading fee0.005% (see Note 5 and Note 8)Stamp dutyNil (see Note 6)Investor compensation levy0.002% (currently suspended) (see Note 7)Inter-counter transfersHKD 5 (see Note 9)Note:1.

  • A proximal gradient (PG) method is proposed to solve (Eq. 2.4) based on a shrinkage-threshold operator [160].

  • Secondary Market Investors may place an order with a broker to sell their Listed Class of Units on the SEHK at any time during the trading day.

  • Creation and redemption of Units by Participating Dealers will be conducted in accordance with the Trust Deed, the Operating Guidelines and the relevant Participation Agreement.6.2 In the Secondary Market (SEHK)• Secondary Market Investors may purchase and sell Units in the secondary market on the SEHK.

  • PARAGRAPH: When a principal member loses his capacity, he/she will be replaced by the first numerical alternate.

  • Liquidity Risk on Secondary Market Investors should consult section V.

  • Podsiad reported the Friends large gift of $18,000, small gift of $6,600 is due in March.

Related to Secondary Market Investors

  • Secondary Market refers to a bulletin board platform at wxx.xxxxxxxxxxx.xx created by Masterworks.

  • Secondary Market Transaction has the meaning set forth in Section 5.5.

  • PIPE Investors means those certain investors participating in the PIPE Investment pursuant to the Subscription Agreements.

  • Management Investors means the officers, directors, managers, employees and members of management of the Borrower, any Parent Company and/or any subsidiary of the Borrower (including, on the Closing Date, those of the Target and its subsidiaries).

  • Lead Investors means collectively, BlackRock, GSO, Magnetar and, solely for purposes of Section 2.02(b), Investment Partners V (II), LLC.

  • Investors means the Initial Investors and any transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • Co-Investors means each of (a) the Fund and the Fund Affiliates (excluding any of their portfolio companies) and (b) the Management Group.

  • Management Investor means any officer, director, employee or other member of the management of the Company or any of its Subsidiaries, or family members or relatives thereof, or trusts or partnerships for the benefit of any of the foregoing, or any of their heirs, executors, successors and legal representatives.

  • Lead Investor means Cavalry Fund I LP.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • retail investor means a person who is one (or more) of the following:

  • Majority Investors means, as of any date, the holders of a majority of the Investor Shares outstanding on such date.

  • Investor Group means the Sponsor and its affiliates, successors and assigns.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Capacity Market Buyer means a Member that submits bids to buy Capacity Resources in any Incremental Auction.

  • Capacity Market Seller means a Member that owns, or has the contractual authority to control the output or load reduction capability of, a Capacity Resource, that has not transferred such authority to another entity, and that offers such resource in the Base Residual Auction or an Incremental Auction.

  • Other Investors shall have the meaning set forth in the Preamble.

  • CD&R Investors means, collectively, (i) CD&R Fund VIII, (ii) CD&R Friends & Family Fund VIII, L.P., a Cayman Islands exempted limited partnership, and any successor in interest thereto, and (iii) any Affiliate of any CD&R Investor identified in clauses (i) and (ii) of this definition.

  • Oaktree means Oaktree Capital Management, LLC and its Affiliates, including any partnerships, separate accounts or other entities managed by Oaktree.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Investor Shares shall have the meaning given in the Recitals hereto.

  • Key Holder Registrable Securities means (i) the shares of Common Stock held by the Key Holders, and (ii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of such shares.

  • KKR means each of Kohlberg Kravis Xxxxxxx & Co., L.P. and KKR Associates, L.P.

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Apollo Group means: (i) Apollo; (ii) the Apollo Holders; and (iii) any Affiliate of Apollo (including the Apollo Holders).